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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-6.65%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.82B
AUM Growth
-$414M
(-19%)
Cap. Flow
-$261M
Cap. Flow
% of AUM
-14.35%
Top 10 Holdings %
Top 10 Hldgs %
15.73%
Holding
1,217
New
76
Increased
360
Reduced
578
Closed
174
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$35.8M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$8.91M |
| 3 |
Vanguard Real Estate ETF
VNQ
|
+$8.29M |
| 4 |
Vanguard Total Bond Market
BND
|
+$5.32M |
| 5 |
PIMCO Active Bond Exchange-Traded Fund
BOND
|
+$5.07M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$21M |
| 2 |
WisdomTree Japan Hedged Equity Fund
DXJ
|
+$15.2M |
| 3 |
iShares MSCI EAFE ETF
EFA
|
+$15.1M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$12.7M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$11.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 50.95% |
| 2 | Technology | 7.64% |
| 3 | Healthcare | 7.61% |
| 4 | Financials | 6.64% |
| 5 | Industrials | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.78B
| $2.91M | 0.16% |
27,279
-14,382
| -35% | -$1.61M |
|
152
First Trust Health Care AlphaDEX Fund
FXH
$1.14B
| $2.9M | 0.16% |
49,560
-5,275
| -10% | -$350K |
|
153
State Street Financial Select Sector SPDR ETF
XLF
$53.5B
| $2.9M | 0.16% |
145,797
-130,235
| -47% | -$2.76M |
|
154
Helmerich & Payne
HP
$4.16B
| $2.86M | 0.16% |
60,243
+39,025
| +184% | +$2.21M |
|
|
CB
155
DELISTED
CHUBB CORPORATION
CB
| $2.83M | 0.16% |
23,055
-6,134
| -21% | -$750K |
|
156
Vanguard Morningstar Mid-Cap ETF
VO
$104B
| $2.79M | 0.15% |
95,500
-14,068
| -13% | -$439K |
|
157
MetLife
MET
$61.8B
| $2.78M | 0.15% |
66,332
-1,587
| -2% | -$74.1K |
|
158
First Trust Value Line Dividend Fund
FVD
$7.89B
| $2.76M | 0.15% |
120,992
-45,337
| -27% | -$1.06M |
|
159
ConocoPhillips
COP
$159B
| $2.76M | 0.15% |
56,910
-4,533
| -7% | -$231K |
|
160
Colgate-Palmolive
CL
$69.4B
| $2.73M | 0.15% |
43,033
+561
| +1% | +$36.6K |
|
161
Invesco Senior Loan ETF
BKLN
$6.78B
| $2.7M | 0.15% |
117,224
+14,420
| +14% | +$339K |
|
162
BP
BP
$117B
| $2.7M | 0.15% |
104,878
+2,099
| +2% | +$61.5K |
|
163
UnitedHealth
UNH
$337B
| $2.69M | 0.15% |
23,232
-389
| -2% | -$46.6K |
|
164
Quest Diagnostics
DGX
$27.3B
| $2.69M | 0.15% |
44,188
-9,195
| -17% | -$643K |
|
165
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$1.04B
| $2.68M | 0.15% |
52,184
+446
| +0.9% | +$24.5K |
|
166
F5
FFIV
$24B
| $2.67M | 0.15% |
22,959
-2,017
| -8% | -$247K |
|
167
Home Depot
HD
$302B
| $2.67M | 0.15% |
23,045
-266
| -1% | -$30.8K |
|
168
Allstate
ALL
$64.4B
| $2.67M | 0.15% |
45,057
+35,807
| +387% | +$2.24M |
|
169
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.2B
| $2.65M | 0.15% |
80,522
+6,589
| +9% | +$213K |
|
170
Coca-Cola
KO
$378B
| $2.64M | 0.15% |
65,931
-7,152
| -10% | -$286K |
|
171
iShares Core MSCI Emerging Markets ETF
IEMG
$158B
| $2.55M | 0.14% |
63,759
-4,539
| -7% | -$194K |
|
172
Enterprise Products Partners
EPD
$82.3B
| $2.52M | 0.14% |
101,232
-1,661
| -2% | -$46.1K |
|
173
Healthpeak Properties
DOC
$14B
| $2.51M | 0.14% |
73,961
-289,228
| -80% | -$10M |
|
|
ULQ
174
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
| $2.5M | 0.14% |
49,829
+137
| +0.3% | +$6.86K |
|
175
T. Rowe Price
TROW
$21.8B
| $2.44M | 0.13% |
34,794
+1,211
| +4% | +$89.7K |
|
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First Allied Advisory Services's Q3 2015 Portfolio in Review
As of Q3 2015, First Allied Advisory Services held 1,217 positions worth $1.82B, down 19% from $2.23B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
First Allied Advisory Services withdrew a net $261M in Q3 2015, closing 174 positions and reducing 578 holdings. Its most notable exit was M.D.C. Holdings, Inc., an estimated $7.85M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 51% of assets, down from 53% a quarter earlier, followed by Technology and Healthcare.
Against the trend, First Allied Advisory Services opened a new position in Centene worth $2.02M.
- First Allied Advisory Services's largest Q3 2015 buy was Centene: 76,534 shares worth $2.02M.
- First Allied Advisory Services added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $35.8M increase.
- First Allied Advisory Services's biggest Q3 2015 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $21M.
- First Allied Advisory Services fully exited M.D.C. Holdings, Inc. in Q3 2015, selling an estimated $7.85M.
- First Allied Advisory Services's ten largest holdings make up 16% of its $1.82B portfolio in Q3 2015.
- First Allied Advisory Services opened 76 new positions and closed 174 in Q3 2015.
- First Allied Advisory Services's portfolio value fell 19% quarter-over-quarter to $1.82B.
Based on First Allied Advisory Services's 13F filing for Q3 2015, filed 12 Nov 2015.