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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.25B
AUM Growth
-$470M
Cap. Flow
-$560M
Cap. Flow %
-44.89%
Top 10 Hldgs %
14.2%
Holding
1,119
New
115
Increased
289
Reduced
491
Closed
173

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$24.3M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$23.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$14M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$13M
5
CYB
WisdomTree Chinese Yuan Strategy Fund
CYB
+$4.1M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$23.8M
2
MBB icon
iShares MBS ETF
MBB
+$23M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$21.8M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$21.6M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$21.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 49.03%
2 Financials 7.12%
3 Technology 7%
4 Energy 6.67%
5 Healthcare 6.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
D icon
151
Dominion Energy
D
$56.2B
$2.39M 0.19%
36,965
+8,774
+31% +$565K
RVT icon
152
Royce Value Trust
RVT
$2.17B
$2.39M 0.19%
149,263
-11,936
-7% -$182K
IBB icon
153
iShares Biotechnology ETF
IBB
$10.4B
$2.32M 0.19%
30,621
+7,338
+32% +$521K
PNQI icon
154
Invesco NASDAQ Internet ETF
PNQI
$532M
$2.29M 0.18%
+166,880
New +$2.13M
GILD icon
155
Gilead Sciences
GILD
$184B
$2.27M 0.18%
29,911
+11,719
+64% +$816K
AFL icon
156
Aflac
AFL
$58.8B
$2.2M 0.18%
65,800
-1,006
-2% -$33K
POT
157
DELISTED
Potash Corp Of Saskatchewan
POT
$2.2M 0.18%
66,646
+6,032
+10% +$192K
IWV icon
158
iShares Russell 3000 ETF
IWV
$20.1B
$2.19M 0.18%
19,788
+16,492
+500% +$1.75M
JNK icon
159
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.79B
$2.16M 0.17%
17,736
-11,391
-39% -$1.38M
TIP icon
160
iShares TIPS Bond ETF
TIP
$14.7B
$2.13M 0.17%
19,349
-6,725
-26% -$751K
FLG
161
Flagstar Bank National Association
FLG
$5.29B
$2.12M 0.17%
42,074
-2,473
-6% -$120K
PCI
162
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$2.11M 0.17%
+94,185
New +$2.09M
VBK icon
163
Vanguard Morningstar Small-Cap Growth ETF
VBK
$22.9B
$2.09M 0.17%
17,111
-28,316
-62% -$3.34M
KYN icon
164
Kayne Anderson Energy Infrastructure Fund
KYN
$2.45B
$2.09M 0.17%
52,316
-9,428
-15% -$346K
MDR
165
DELISTED
McDermott International
MDR
$2.06M 0.17%
75,007
+4,928
+7% +$115K
AGG icon
166
iShares Core US Aggregate Bond ETF
AGG
$137B
$2.01M 0.16%
18,862
+2,134
+13% +$229K
NFX
167
DELISTED
Newfield Exploration
NFX
$2M 0.16%
81,224
+836
+1% +$23.5K
MUB icon
168
iShares National Muni Bond ETF
MUB
$44.5B
$1.99M 0.16%
19,147
-115,585
-86% -$12.1M
COST icon
169
Costco
COST
$398B
$1.97M 0.16%
16,462
+2,431
+17% +$291K
ESRX
170
DELISTED
Express Scripts Holding Company
ESRX
$1.97M 0.16%
28,017
+1,887
+7% +$123K
TGT icon
171
Target
TGT
$70.7B
$1.94M 0.16%
30,693
+2,378
+8% +$152K
GOF icon
172
Guggenheim Strategic Opportunities Fund
GOF
$1.92B
$1.93M 0.15%
90,438
+1,723
+2% +$37.6K
CMO
173
DELISTED
Capstead Mortgage Corp.
CMO
$1.9M 0.15%
157,650
+44,450
+39% +$531K
AAL icon
174
American Airlines Group
AAL
$8.47B
$1.89M 0.15%
+74,433
New +$1.92M
GRX
175
Gabelli Healthcare & Wellness Trust
GRX
$141M
$1.88M 0.15%
187,003
+2,319
+1% +$23K
5 6
7
8 9

Similar funds

WAM
Wealthspire Advisors (Maryland) Potomac, Maryland $2.84B AUM 10.91% 1-Year Est. Return
FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
TT International London, United Kingdom $1.94B AUM
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
Peter Svennilson $1.23B AUM 301.34% 1-Year Est. Return
CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
Cornerstone Advisors (Washington) Bellevue, Washington $936M AUM 8.77% 1-Year Est. Return

First Allied Advisory Services's Q4 2013 Portfolio in Review

As of Q4 2013, First Allied Advisory Services held 1,119 positions worth $1.25B, down 27% from $1.72B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

First Allied Advisory Services withdrew a net $560M in Q4 2013, closing 173 positions and reducing 491 holdings. Its most notable exit was ProShares Ultra Russell2000, an estimated $12.5M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 55% a quarter earlier, followed by Financials and Technology.

Against the trend, First Allied Advisory Services opened a new position in ProShares Ultra S&P500 worth $15.4M.

  • First Allied Advisory Services's largest Q4 2013 buy was ProShares Ultra S&P500: 2,396,704 shares worth $15.4M.
  • First Allied Advisory Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $24.3M increase.
  • First Allied Advisory Services's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $23.8M.
  • First Allied Advisory Services fully exited ProShares Ultra Russell2000 in Q4 2013, selling an estimated $12.5M.
  • First Allied Advisory Services's ten largest holdings make up 14% of its $1.25B portfolio in Q4 2013.
  • First Allied Advisory Services opened 115 new positions and closed 173 in Q4 2013.
  • First Allied Advisory Services's portfolio value fell 27% quarter-over-quarter to $1.25B.

Based on First Allied Advisory Services's 13F filing for Q4 2013, filed 12 Feb 2014.