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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-16.08%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.32B
AUM Growth
-$636M
(-21%)
Cap. Flow
-$98.7M
Cap. Flow
% of AUM
-4.25%
Top 10 Holdings %
Top 10 Hldgs %
18.89%
Holding
1,269
New
63
Increased
470
Reduced
501
Closed
210
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$14.7M |
| 2 |
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
|
+$14.7M |
| 3 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$14.3M |
| 4 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$10.4M |
| 5 |
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
|
+$8.02M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Total US Stock Market ETF
ITOT
|
+$13.6M |
| 2 |
Fidelity MSCI Financials Index ETF
FNCL
|
+$9.43M |
| 3 |
Northern Trust Morningstar Global Upstream Natural Resources ETF
GUNR
|
+$8.76M |
| 4 |
Vanguard Real Estate ETF
VNQ
|
+$8.26M |
| 5 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$8.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 61.08% |
| 2 | Technology | 9.74% |
| 3 | Healthcare | 5.4% |
| 4 | Financials | 5.06% |
| 5 | Communication Services | 4.42% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
126
Vanguard High Dividend Yield ETF
VYM
$81.1B
| $4.33M | 0.19% |
61,241
+1,163
| +2% | +$99.9K |
|
127
Coca-Cola
KO
$378B
| $4.33M | 0.19% |
97,885
+3,988
| +4% | +$215K |
|
128
Vanguard Morningstar Small-Cap ETF
VB
$78B
| $4.22M | 0.18% |
36,579
-1,238
| -3% | -$186K |
|
129
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$53.5B
| $4.2M | 0.18% |
117,504
+104,762
| +822% | +$4.29M |
|
130
iShares Core S&P US Growth ETF
IUSG
$32.7B
| $4.19M | 0.18% |
73,470
+583
| +0.8% | +$38.4K |
|
131
McDonald's
MCD
$176B
| $4.17M | 0.18% |
25,192
+253
| +1% | +$49.8K |
|
132
Vanguard Information Technology ETF
VGT
$146B
| $4.13M | 0.18% |
155,888
-79,632
| -34% | -$2.41M |
|
133
Nike
NKE
$53.1B
| $4.05M | 0.17% |
48,916
+1,665
| +4% | +$155K |
|
134
iShares ESG Aware MSCI USA ETF
ESGU
$17.7B
| $4.02M | 0.17% |
+69,930
| New | +$4.76M |
|
135
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.7B
| $3.98M | 0.17% |
50,919
+6,738
| +15% | +$670K |
|
136
Vanguard Dividend Appreciation ETF
VIG
$110B
| $3.9M | 0.17% |
37,760
-6,141
| -14% | -$733K |
|
137
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
| $3.85M | 0.17% |
70,156
+13,421
| +24% | +$775K |
|
138
Abbott
ABT
$177B
| $3.84M | 0.17% |
48,659
+1,520
| +3% | +$127K |
|
139
Automatic Data Processing
ADP
$109B
| $3.81M | 0.16% |
27,878
-3,697
| -12% | -$596K |
|
140
iShares US Technology ETF
IYW
$25B
| $3.79M | 0.16% |
74,256
+14,832
| +25% | +$860K |
|
141
IBM
IBM
$224B
| $3.79M | 0.16% |
35,720
-9,715
| -21% | -$1.23M |
|
142
Invesco S&P 500 Low Volatility ETF
SPLV
$7.03B
| $3.78M | 0.16% |
80,511
-93,002
| -54% | -$5.21M |
|
143
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.78B
| $3.69M | 0.16% |
36,622
-77,767
| -68% | -$7.81M |
|
144
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.21B
| $3.69M | 0.16% |
137,619
-363
| -0.3% | -$11.4K |
|
145
Caterpillar
CAT
$360B
| $3.67M | 0.16% |
31,640
+3,229
| +11% | +$412K |
|
146
Goldman Sachs
GS
$273B
| $3.63M | 0.16% |
23,494
+2,387
| +11% | +$507K |
|
147
iShares 3-7 Year Treasury Bond ETF
IEI
$17.2B
| $3.6M | 0.15% |
26,982
+14,007
| +108% | +$1.8M |
|
148
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.29B
| $3.54M | 0.15% |
59,172
-51,131
| -46% | -$3.6M |
|
149
iShares Russell 1000 ETF
IWB
$48.2B
| $3.45M | 0.15% |
24,361
-15,659
| -39% | -$2.65M |
|
150
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$25.7B
| $3.44M | 0.15% |
13,074
-536
| -4% | -$182K |
|
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First Allied Advisory Services's Q1 2020 Portfolio in Review
As of Q1 2020, First Allied Advisory Services held 1,269 positions worth $2.32B, down 21% from $2.96B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
First Allied Advisory Services withdrew a net $98.7M in Q1 2020, closing 210 positions and reducing 501 holdings. Its most notable exit was Fidelity MSCI Financials Index ETF, an estimated $9.43M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 60% a quarter earlier, followed by Technology and Healthcare.
Against the trend, First Allied Advisory Services opened a new position in Northern Trust Ultra-Short Fixed Income ETF worth $6.71M.
- First Allied Advisory Services's largest Q1 2020 buy was Northern Trust Ultra-Short Fixed Income ETF: 90,447 shares worth $6.71M.
- First Allied Advisory Services added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q1 2020, an estimated $14.7M increase.
- First Allied Advisory Services's biggest Q1 2020 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $13.6M.
- First Allied Advisory Services fully exited Fidelity MSCI Financials Index ETF in Q1 2020, selling an estimated $9.43M.
- First Allied Advisory Services's ten largest holdings make up 19% of its $2.32B portfolio in Q1 2020.
- First Allied Advisory Services opened 63 new positions and closed 210 in Q1 2020.
- First Allied Advisory Services's portfolio value fell 21% quarter-over-quarter to $2.32B.
Based on First Allied Advisory Services's 13F filing for Q1 2020, filed 8 May 2020.