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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+7.4%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.96B
AUM Growth
+$150M
(+5.3%)
Cap. Flow
-$32.1M
Cap. Flow
% of AUM
-1.09%
Top 10 Holdings %
Top 10 Hldgs %
17.64%
Holding
1,706
New
85
Increased
499
Reduced
581
Closed
500
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Value Line Dividend Fund
FVD
|
+$10.6M |
| 2 |
ACP
abrdn Income Credit Strategies Fund
ACP
|
+$10.3M |
| 3 |
iShares MSCI USA Quality Factor ETF
QUAL
|
+$7.15M |
| 4 |
iShares Core Dividend Growth ETF
DGRO
|
+$6.34M |
| 5 |
Vanguard Morningstar Mega Cap Growth ETF
MGK
|
+$5.61M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Morningstar Small-Cap Growth ETF
VBK
|
+$8.42M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$8.03M |
| 3 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$7.26M |
| 4 |
CELG
Celgene Corp
CELG
|
+$6.91M |
| 5 |
Microsoft
MSFT
|
+$6.17M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 60.07% |
| 2 | Technology | 8.83% |
| 3 | Financials | 6.32% |
| 4 | Healthcare | 4.7% |
| 5 | Communication Services | 4.18% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
126
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.76B
| $5.93M | 0.2% |
103,829
+2,081
| +2% | +$114K |
|
127
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.45B
| $5.9M | 0.2% |
79,120
+32,317
| +69% | +$2.41M |
|
128
IBM
IBM
$234B
| $5.82M | 0.2% |
45,435
-2,105
| -4% | -$274K |
|
129
Invesco S&P 500 Equal Weight ETF
RSP
$98.3B
| $5.75M | 0.19% |
49,768
+19,533
| +65% | +$2.17M |
|
130
Global X MLP ETF
MLPA
$2.37B
| $5.71M | 0.19% |
120,909
+5,766
| +5% | +$269K |
|
131
RTX Corp
RTX
$263B
| $5.7M | 0.19% |
60,695
+119
| +0.2% | +$10.8K |
|
132
Vanguard High Dividend Yield ETF
VYM
$81.9B
| $5.63M | 0.19% |
60,078
+7,748
| +15% | +$703K |
|
133
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.4B
| $5.63M | 0.19% |
69,385
-4,837
| -7% | -$392K |
|
134
CVS Health
CVS
$121B
| $5.53M | 0.19% |
74,449
+7,599
| +11% | +$534K |
|
135
Vanguard Dividend Appreciation ETF
VIG
$111B
| $5.47M | 0.18% |
43,901
+1,298
| +3% | +$157K |
|
136
Automatic Data Processing
ADP
$110B
| $5.4M | 0.18% |
31,575
-1,921
| -6% | -$318K |
|
137
Vanguard S&P 500 Growth ETF
VOOG
$26.7B
| $5.32M | 0.18% |
182,922
+21,762
| +14% | +$604K |
|
138
Realty Income
O
$55.6B
| $5.3M | 0.18% |
74,138
+690
| +0.9% | +$51.4K |
|
139
ProShares Ultra QQQ
QLD
$13.7B
| $5.27M | 0.18% |
345,632
-21,024
| -6% | -$285K |
|
140
Coca-Cola
KO
$382B
| $5.19M | 0.18% |
93,897
-2,710
| -3% | -$146K |
|
141
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$25.9B
| $5.12M | 0.17% |
13,610
-475
| -3% | -$172K |
|
142
Gilead Sciences
GILD
$181B
| $5.08M | 0.17% |
78,439
-21,366
| -21% | -$1.39M |
|
143
iShares Select Dividend ETF
DVY
$23.4B
| $4.99M | 0.17% |
47,159
-5,326
| -10% | -$549K |
|
144
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.4B
| $4.98M | 0.17% |
131,994
-4,136
| -3% | -$152K |
|
145
McDonald's
MCD
$179B
| $4.94M | 0.17% |
24,939
-1,773
| -7% | -$352K |
|
146
iShares Core S&P US Growth ETF
IUSG
$32.8B
| $4.94M | 0.17% |
72,887
+5,636
| +8% | +$365K |
|
147
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.7B
| $4.91M | 0.17% |
44,181
-1,291
| -3% | -$138K |
|
148
State Street
STT
$50.9B
| $4.87M | 0.16% |
61,359
-6,348
| -9% | -$447K |
|
149
Schwab US Dividend Equity ETF
SCHD
$112B
| $4.87M | 0.16% |
251,727
+17,454
| +7% | +$327K |
|
150
iShares Floating Rate Bond ETF
FLOT
$10.8B
| $4.86M | 0.16% |
95,412
+15,310
| +19% | +$780K |
|
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First Allied Advisory Services's Q4 2019 Portfolio in Review
As of Q4 2019, First Allied Advisory Services held 1,706 positions worth $2.96B, up 5.3% from $2.81B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
First Allied Advisory Services's Q4 2019 filing shows 85 new, 499 increased, 581 reduced and 500 closed positions. Its largest new stake was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M. The largest sale was Vanguard Morningstar Small-Cap Growth ETF, an estimated $8.42M.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 60% a quarter earlier, followed by Technology and Financials.
- First Allied Advisory Services's largest Q4 2019 buy was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M.
- First Allied Advisory Services added most to First Trust Value Line Dividend Fund in Q4 2019, an estimated $10.6M increase.
- First Allied Advisory Services's biggest Q4 2019 reduction was Vanguard Morningstar Small-Cap Growth ETF, cutting an estimated $8.42M.
- First Allied Advisory Services fully exited Celgene Corp in Q4 2019, selling an estimated $6.91M.
- First Allied Advisory Services's ten largest holdings make up 18% of its $2.96B portfolio in Q4 2019.
- First Allied Advisory Services opened 85 new positions and closed 500 in Q4 2019.
- First Allied Advisory Services's portfolio value rose 5.3% quarter-over-quarter to $2.96B.
Based on First Allied Advisory Services's 13F filing for Q4 2019, filed 10 Feb 2020.