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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+2.33%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.98B
AUM Growth
+$94.6M
(+5%)
Cap. Flow
+$69.2M
Cap. Flow
% of AUM
3.5%
Top 10 Holdings %
Top 10 Hldgs %
13.62%
Holding
1,199
New
165
Increased
531
Reduced
357
Closed
104
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Preferred ETF
PGX
|
+$11.4M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$10.8M |
| 3 |
Vanguard Emerging Markets Government Bond ETF
VWOB
|
+$8.67M |
| 4 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$7.14M |
| 5 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$6.28M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Preferred and Income Securities ETF
PFF
|
+$12.4M |
| 2 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$7.48M |
| 3 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$6.39M |
| 4 |
ProShares Short 20+ Year Treasury ETF
TBF
|
+$5.84M |
| 5 |
Vanguard FTSE Europe ETF
VGK
|
+$5.69M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 53.37% |
| 2 | Technology | 7.17% |
| 3 | Financials | 6.31% |
| 4 | Healthcare | 5.97% |
| 5 | Industrials | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
126
iShares US Basic Materials ETF
IYM
$1.18B
| $3.83M | 0.19% |
45,992
-48,116
| -51% | -$3.89M |
|
127
Bristol-Myers Squibb
BMY
$131B
| $3.81M | 0.19% |
65,239
+5,435
| +9% | +$297K |
|
128
Global Net Lease
GNL
$2.08B
| $3.79M | 0.19% |
161,466
+28,448
| +21% | +$651K |
|
129
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.4B
| $3.75M | 0.19% |
47,189
+1,605
| +4% | +$128K |
|
130
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.4B
| $3.73M | 0.19% |
79,518
+16,851
| +27% | +$756K |
|
131
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.3B
| $3.71M | 0.19% |
18,805
+9,520
| +103% | +$1.79M |
|
132
Costco
COST
$399B
| $3.71M | 0.19% |
23,169
+1,451
| +7% | +$222K |
|
133
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$183M
| $3.71M | 0.19% |
203,670
+188,645
| +1,256% | +$3.33M |
|
134
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.56B
| $3.68M | 0.19% |
75,535
+23,156
| +44% | +$1.1M |
|
135
Amgen
AMGN
$203B
| $3.61M | 0.18% |
24,710
+158
| +0.6% | +$23.8K |
|
136
Aflac
AFL
$59.1B
| $3.59M | 0.18% |
103,226
-5,794
| -5% | -$204K |
|
137
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.97B
| $3.58M | 0.18% |
129,119
+4,933
| +4% | +$134K |
|
138
Schwab International Equity ETF
SCHF
$68.7B
| $3.58M | 0.18% |
258,482
+81,844
| +46% | +$1.15M |
|
139
Vanguard Morningstar Mid-Cap ETF
VO
$105B
| $3.58M | 0.18% |
108,624
+14,104
| +15% | +$457K |
|
140
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.82B
| $3.57M | 0.18% |
+77,322
| New | +$3.54M |
|
141
First Trust Preferred Securities and Income ETF
FPE
$6.21B
| $3.46M | 0.17% |
182,253
+24,337
| +15% | +$467K |
|
142
iShares Russell 1000 ETF
IWB
$48.5B
| $3.45M | 0.17% |
27,750
+14,088
| +103% | +$1.71M |
|
143
Vanguard FTSE Emerging Markets ETF
VWO
$125B
| $3.44M | 0.17% |
96,123
-7,449
| -7% | -$273K |
|
144
First Trust Capital Strength ETF
FTCS
$7.68B
| $3.43M | 0.17% |
84,105
-43,756
| -34% | -$1.76M |
|
|
VER
145
DELISTED
VEREIT, Inc.
VER
| $3.42M | 0.17% |
80,861
-34,035
| -30% | -$1.51M |
|
146
Gabelli Dividend & Income Trust
GDV
$2.52B
| $3.35M | 0.17% |
167,220
+10,478
| +7% | +$203K |
|
147
Wells Fargo
WFC
$267B
| $3.35M | 0.17% |
60,763
-87,808
| -59% | -$4.42M |
|
148
iShares Floating Rate Bond ETF
FLOT
$10.8B
| $3.34M | 0.17% |
65,839
+48,550
| +281% | +$2.46M |
|
149
Alibaba
BABA
$267B
| $3.33M | 0.17% |
37,951
-659
| -2% | -$63.4K |
|
150
Automatic Data Processing
ADP
$110B
| $3.32M | 0.17% |
32,301
+2,587
| +9% | +$241K |
|
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First Allied Advisory Services's Q4 2016 Portfolio in Review
As of Q4 2016, First Allied Advisory Services held 1,199 positions worth $1.98B, up 5% from $1.88B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services deployed $69.2M of net new capital in Q4 2016, opening 165 new positions and adding to 531 existing holdings. Its largest new stake was Vanguard Emerging Markets Government Bond ETF: 110,211 shares worth $8.55M.
By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 54% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Preferred and Income Securities ETF, an estimated $12.4M trimmed.
- First Allied Advisory Services's largest Q4 2016 buy was Vanguard Emerging Markets Government Bond ETF: 110,211 shares worth $8.55M.
- First Allied Advisory Services added most to Invesco Preferred ETF in Q4 2016, an estimated $11.4M increase.
- First Allied Advisory Services's biggest Q4 2016 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $12.4M.
- First Allied Advisory Services fully exited ProShares Short 20+ Year Treasury ETF in Q4 2016, selling an estimated $5.84M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.98B portfolio in Q4 2016.
- First Allied Advisory Services opened 165 new positions and closed 104 in Q4 2016.
- First Allied Advisory Services's portfolio value rose 5% quarter-over-quarter to $1.98B.
Based on First Allied Advisory Services's 13F filing for Q4 2016, filed 13 Feb 2017.