We are live on ! Find out more
FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+3.61%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$86.4M
Cap. Flow
+$36.7M
Cap. Flow %
1.95%
Top 10 Hldgs %
14.26%
Holding
1,145
New
111
Increased
383
Reduced
493
Closed
112

Top Buys

Rank Stock Value
1
VFH icon
Vanguard Financials ETF
VFH
+$10.9M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$5.98M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.46M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$5.41M
5
IYM icon
iShares US Basic Materials ETF
IYM
+$4.58M

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$7.18M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.63M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.21M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.41M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$3.16M

Sector Composition

Rank Sector Weight
1 Miscellaneous 54.03%
2 Technology 7.03%
3 Healthcare 6.36%
4 Financials 5.3%
5 Consumer Staples 5.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USB icon
126
US Bancorp
USB
$93.1B
$3.86M 0.2%
89,978
+1,350
+2% +$57.3K
XLP icon
127
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.3B
$3.85M 0.2%
72,298
-1,667
-2% -$90.8K
USMV icon
128
iShares MSCI USA Min Vol Factor ETF
USMV
$23.6B
$3.72M 0.2%
81,929
+11,967
+17% +$554K
BAC icon
129
Bank of America
BAC
$405B
$3.71M 0.2%
236,841
-6,966
-3% -$104K
IYF icon
130
iShares US Financials ETF
IYF
$4.27B
$3.71M 0.2%
82,374
+61,486
+294% +$2.76M
TIP icon
131
iShares TIPS Bond ETF
TIP
$14.6B
$3.7M 0.2%
31,728
-10,564
-25% -$1.23M
FDN icon
132
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.28B
$3.69M 0.2%
45,298
+56
+0.1% +$4.37K
VCSH icon
133
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.3B
$3.67M 0.19%
45,584
+1,878
+4% +$151K
VGT icon
134
Vanguard Information Technology ETF
VGT
$146B
$3.57M 0.19%
237,376
+165,272
+229% +$2.4M
VAW icon
135
Vanguard Materials ETF
VAW
$2.91B
$3.39M 0.18%
31,740
+14,159
+81% +$1.52M
FDL icon
136
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.9B
$3.39M 0.18%
124,186
+11,107
+10% +$304K
KMI icon
137
Kinder Morgan
KMI
$68.4B
$3.33M 0.18%
143,903
-6,066
-4% -$129K
COST icon
138
Costco
COST
$396B
$3.31M 0.18%
21,718
-134
-0.6% -$21.7K
RSP icon
139
Invesco S&P 500 Equal Weight ETF
RSP
$97.5B
$3.31M 0.18%
39,548
-338
-0.8% -$28.1K
ULQ
140
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
$3.3M 0.18%
65,777
+28,720
+78% +$1.44M
DXJ icon
141
WisdomTree Japan Hedged Equity Fund
DXJ
$7.1B
$3.26M 0.17%
75,988
-1,756
-2% -$72.9K
FMB icon
142
First Trust Managed Municipal ETF
FMB
$2.01B
$3.26M 0.17%
60,368
+476
+0.8% +$25.7K
GNL icon
143
Global Net Lease
GNL
$2.05B
$3.26M 0.17%
133,018
+5,993
+5% +$150K
BMY icon
144
Bristol-Myers Squibb
BMY
$130B
$3.23M 0.17%
59,804
+8,720
+17% +$560K
VUG icon
145
Vanguard Morningstar Growth ETF
VUG
$224B
$3.2M 0.17%
171,078
-9,792
-5% -$182K
BIV icon
146
Vanguard Intermediate-Term Bond ETF
BIV
$28.4B
$3.16M 0.17%
36,047
-6,998
-16% -$614K
VCLT icon
147
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.82B
$3.12M 0.17%
32,627
+10,177
+45% +$973K
ESRX
148
DELISTED
Express Scripts Holding Company
ESRX
$3.11M 0.17%
44,091
-2,567
-6% -$192K
FPE icon
149
First Trust Preferred Securities and Income ETF
FPE
$6.21B
$3.09M 0.16%
157,916
+40,848
+35% +$797K
VO icon
150
Vanguard Morningstar Mid-Cap ETF
VO
$104B
$3.06M 0.16%
94,520
+2,792
+3% +$89.6K
4 5
6
7 8

Similar funds

WAM
Wealthspire Advisors (Maryland) Potomac, Maryland $2.84B AUM 10.91% 1-Year Est. Return
FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
TT International London, United Kingdom $1.94B AUM
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
Peter Svennilson $1.23B AUM 301.34% 1-Year Est. Return
CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
Cornerstone Advisors (Washington) Bellevue, Washington $936M AUM 8.77% 1-Year Est. Return

First Allied Advisory Services's Q3 2016 Portfolio in Review

As of Q3 2016, First Allied Advisory Services held 1,145 positions worth $1.88B, up 4.8% from $1.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

First Allied Advisory Services's Q3 2016 filing shows 111 new, 383 increased, 493 reduced and 112 closed positions. Its largest new stake was First Trust Exchange-Traded Fund III First Trust Active Factor International ETF: 50,190 shares worth $2.65M. The largest sale was ProShares Short S&P500, an estimated $7.18M.

By sector, the portfolio is most concentrated in Miscellaneous at 54% of assets, up from 52% a quarter earlier, followed by Technology and Healthcare.

  • First Allied Advisory Services's largest Q3 2016 buy was First Trust Exchange-Traded Fund III First Trust Active Factor International ETF: 50,190 shares worth $2.65M.
  • First Allied Advisory Services added most to Vanguard Financials ETF in Q3 2016, an estimated $10.9M increase.
  • First Allied Advisory Services's biggest Q3 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $4.63M.
  • First Allied Advisory Services fully exited ProShares Short S&P500 in Q3 2016, selling an estimated $7.18M.
  • First Allied Advisory Services's ten largest holdings make up 14% of its $1.88B portfolio in Q3 2016.
  • First Allied Advisory Services opened 111 new positions and closed 112 in Q3 2016.
  • First Allied Advisory Services's portfolio value rose 4.8% quarter-over-quarter to $1.88B.

Based on First Allied Advisory Services's 13F filing for Q3 2016, filed 14 Nov 2016.