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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-6.65%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.82B
AUM Growth
-$414M
(-19%)
Cap. Flow
-$261M
Cap. Flow
% of AUM
-14.35%
Top 10 Holdings %
Top 10 Hldgs %
15.73%
Holding
1,217
New
76
Increased
360
Reduced
578
Closed
174
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$35.8M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$8.91M |
| 3 |
Vanguard Real Estate ETF
VNQ
|
+$8.29M |
| 4 |
Vanguard Total Bond Market
BND
|
+$5.32M |
| 5 |
PIMCO Active Bond Exchange-Traded Fund
BOND
|
+$5.07M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$21M |
| 2 |
WisdomTree Japan Hedged Equity Fund
DXJ
|
+$15.2M |
| 3 |
iShares MSCI EAFE ETF
EFA
|
+$15.1M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$12.7M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$11.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 50.95% |
| 2 | Technology | 7.64% |
| 3 | Healthcare | 7.61% |
| 4 | Financials | 6.64% |
| 5 | Industrials | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
126
Oracle
ORCL
$433B
| $3.44M | 0.19% |
95,190
-6,361
| -6% | -$245K |
|
127
Invesco Dorsey Wright Momentum ETF
PDP
$1.41B
| $3.43M | 0.19% |
85,236
-44,743
| -34% | -$1.91M |
|
128
iShares Select Dividend ETF
DVY
$23.1B
| $3.39M | 0.19% |
46,718
-9,948
| -18% | -$743K |
|
129
Vanguard Dividend Appreciation ETF
VIG
$110B
| $3.37M | 0.19% |
45,781
+356
| +0.8% | +$27.6K |
|
130
Duke Energy
DUK
$91.8B
| $3.34M | 0.18% |
46,450
+6,265
| +16% | +$454K |
|
131
iShares Russell 1000 ETF
IWB
$48.2B
| $3.31M | 0.18% |
30,957
+12,688
| +69% | +$1.44M |
|
132
iShares Core S&P Mid-Cap ETF
IJH
$121B
| $3.27M | 0.18% |
119,420
-116,610
| -49% | -$3.39M |
|
133
Aflac
AFL
$58.6B
| $3.26M | 0.18% |
110,966
+43,202
| +64% | +$1.31M |
|
134
WisdomTree US LargeCap Dividend Fund
DLN
$6.2B
| $3.25M | 0.18% |
96,774
-5,426
| -5% | -$192K |
|
135
Target
TGT
$70.3B
| $3.24M | 0.18% |
41,321
+11,420
| +38% | +$911K |
|
136
Valero Energy
VLO
$116B
| $3.24M | 0.18% |
53,881
-5,981
| -10% | -$380K |
|
137
Philip Morris
PM
$299B
| $3.23M | 0.18% |
40,503
-4,671
| -10% | -$384K |
|
138
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.3B
| $3.21M | 0.18% |
40,249
-49,432
| -55% | -$3.93M |
|
139
Lockheed Martin
LMT
$124B
| $3.19M | 0.18% |
15,477
-4,987
| -24% | -$1.01M |
|
140
Netflix
NFLX
$318B
| $3.17M | 0.17% |
308,720
+123,220
| +66% | +$1.32M |
|
141
Visa
V
$693B
| $3.17M | 0.17% |
45,451
-3,282
| -7% | -$234K |
|
142
Invesco FTSE RAFI US 1000 ETF
PRF
$9.93B
| $3.13M | 0.17% |
189,170
-27,675
| -13% | -$487K |
|
143
iShares S&P Small-Cap 600 Growth ETF
IJT
$7.9B
| $3.12M | 0.17% |
52,038
-35,860
| -41% | -$2.29M |
|
144
CVS Health
CVS
$117B
| $3.09M | 0.17% |
31,947
-5,219
| -14% | -$549K |
|
145
PNC Financial Services
PNC
$92.4B
| $3.02M | 0.17% |
33,685
-1,322
| -4% | -$124K |
|
146
Vanguard FTSE Pacific ETF
VPL
$8.55B
| $3.02M | 0.17% |
56,228
-28,856
| -34% | -$1.67M |
|
147
Amazon
AMZN
$2.65T
| $3M | 0.16% |
115,700
-19,380
| -14% | -$490K |
|
|
EMC
148
DELISTED
EMC CORPORATION
EMC
| $2.98M | 0.16% |
123,524
-10,243
| -8% | -$259K |
|
149
Hormel Foods
HRL
$11.4B
| $2.97M | 0.16% |
93,630
+2,912
| +3% | +$87.3K |
|
|
ETW
150
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.04B
| $2.94M | 0.16% |
275,431
+72,095
| +35% | +$838K |
|
Similar funds
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FS
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TI
VIM
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CT
CAW
First Allied Advisory Services's Q3 2015 Portfolio in Review
As of Q3 2015, First Allied Advisory Services held 1,217 positions worth $1.82B, down 19% from $2.23B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
First Allied Advisory Services withdrew a net $261M in Q3 2015, closing 174 positions and reducing 578 holdings. Its most notable exit was M.D.C. Holdings, Inc., an estimated $7.85M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 51% of assets, down from 53% a quarter earlier, followed by Technology and Healthcare.
Against the trend, First Allied Advisory Services opened a new position in Centene worth $2.02M.
- First Allied Advisory Services's largest Q3 2015 buy was Centene: 76,534 shares worth $2.02M.
- First Allied Advisory Services added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $35.8M increase.
- First Allied Advisory Services's biggest Q3 2015 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $21M.
- First Allied Advisory Services fully exited M.D.C. Holdings, Inc. in Q3 2015, selling an estimated $7.85M.
- First Allied Advisory Services's ten largest holdings make up 16% of its $1.82B portfolio in Q3 2015.
- First Allied Advisory Services opened 76 new positions and closed 174 in Q3 2015.
- First Allied Advisory Services's portfolio value fell 19% quarter-over-quarter to $1.82B.
Based on First Allied Advisory Services's 13F filing for Q3 2015, filed 12 Nov 2015.