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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+7.4%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.96B
AUM Growth
+$150M
(+5.3%)
Cap. Flow
-$32.1M
Cap. Flow
% of AUM
-1.09%
Top 10 Holdings %
Top 10 Hldgs %
17.64%
Holding
1,706
New
85
Increased
499
Reduced
581
Closed
500
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Value Line Dividend Fund
FVD
|
+$10.6M |
| 2 |
ACP
abrdn Income Credit Strategies Fund
ACP
|
+$10.3M |
| 3 |
iShares MSCI USA Quality Factor ETF
QUAL
|
+$7.15M |
| 4 |
iShares Core Dividend Growth ETF
DGRO
|
+$6.34M |
| 5 |
Vanguard Morningstar Mega Cap Growth ETF
MGK
|
+$5.61M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Morningstar Small-Cap Growth ETF
VBK
|
+$8.42M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$8.03M |
| 3 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$7.26M |
| 4 |
CELG
Celgene Corp
CELG
|
+$6.91M |
| 5 |
Microsoft
MSFT
|
+$6.17M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 60.07% |
| 2 | Technology | 8.83% |
| 3 | Financials | 6.32% |
| 4 | Healthcare | 4.7% |
| 5 | Communication Services | 4.18% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
Mastercard
MA
$502B
| $7.32M | 0.25% |
24,563
+51
| +0.2% | +$14.4K |
|
102
Citigroup
C
$228B
| $7.29M | 0.25% |
91,103
-725
| -0.8% | -$53.6K |
|
103
UnitedHealth
UNH
$337B
| $7.27M | 0.25% |
24,732
-1,069
| -4% | -$280K |
|
104
Vanguard Information Technology ETF
VGT
$146B
| $7.21M | 0.24% |
235,520
+88,800
| +61% | +$2.54M |
|
105
Bank of America
BAC
$416B
| $7.16M | 0.24% |
202,981
-19,606
| -9% | -$634K |
|
106
iShares Russell 1000 ETF
IWB
$48.4B
| $7.14M | 0.24% |
40,020
+416
| +1% | +$71K |
|
107
Schwab International Small-Cap Equity ETF
SCHC
$5.61B
| $7.13M | 0.24% |
206,221
+63,935
| +45% | +$2.13M |
|
108
SPDR Gold Trust
GLD
$145B
| $7.12M | 0.24% |
49,863
-3,157
| -6% | -$441K |
|
|
109
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.2B
| $6.97M | 0.24% |
239,420
+203,125
| +560% | +$5.61M |
|
|
SCHV
110
Schwab US Large-Cap Value ETF
SCHV
$15.5B
| $6.95M | 0.23% |
346,959
+4,809
| +1% | +$93.2K |
|
111
Vanguard FTSE Emerging Markets ETF
VWO
$125B
| $6.93M | 0.23% |
155,910
+19,608
| +14% | +$831K |
|
112
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.4B
| $6.84M | 0.23% |
196,207
+50,840
| +35% | +$1.7M |
|
113
iShares Global Tech ETF
IXN
$9.18B
| $6.74M | 0.23% |
191,772
+6
| +0% | +$197 |
|
114
Vanguard S&P 500 ETF
VOO
$1.04T
| $6.71M | 0.23% |
22,669
+2,026
| +10% | +$573K |
|
115
Vanguard Intermediate-Term Bond ETF
BIV
$28.4B
| $6.65M | 0.22% |
76,377
+36,816
| +93% | +$3.22M |
|
116
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$68.7B
| $6.57M | 0.22% |
72,045
+10,553
| +17% | +$962K |
|
117
iShares Core MSCI Pacific ETF
IPAC
$2.76B
| $6.42M | 0.22% |
109,656
-7,147
| -6% | -$415K |
|
118
iShares Preferred and Income Securities ETF
PFF
$12.6B
| $6.42M | 0.22% |
170,363
+19,306
| +13% | +$720K |
|
119
FS KKR Capital
FSK
$3.32B
| $6.3M | 0.21% |
256,951
-12,165
| -5% | -$291K |
|
120
Cisco
CSCO
$434B
| $6.27M | 0.21% |
130,628
-681
| -0.5% | -$31.7K |
|
121
Vanguard Morningstar Small-Cap ETF
VB
$78.5B
| $6.25M | 0.21% |
37,817
-265
| -0.7% | -$42.2K |
|
122
PepsiCo
PEP
$185B
| $6.24M | 0.21% |
45,397
-6,304
| -12% | -$858K |
|
123
C.H. Robinson
CHRW
$18.4B
| $6.1M | 0.21% |
77,969
-521
| -0.7% | -$41.5K |
|
124
NVIDIA
NVDA
$5.12T
| $6.09M | 0.21% |
1,032,600
-125,560
| -11% | -$653K |
|
125
Vanguard Morningstar Mid-Cap ETF
VO
$105B
| $6.03M | 0.2% |
135,464
+7,064
| +6% | +$303K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q4 2019 Portfolio in Review
As of Q4 2019, First Allied Advisory Services held 1,706 positions worth $2.96B, up 5.3% from $2.81B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
First Allied Advisory Services's Q4 2019 filing shows 85 new, 499 increased, 581 reduced and 500 closed positions. Its largest new stake was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M. The largest sale was Vanguard Morningstar Small-Cap Growth ETF, an estimated $8.42M.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 60% a quarter earlier, followed by Technology and Financials.
- First Allied Advisory Services's largest Q4 2019 buy was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M.
- First Allied Advisory Services added most to First Trust Value Line Dividend Fund in Q4 2019, an estimated $10.6M increase.
- First Allied Advisory Services's biggest Q4 2019 reduction was Vanguard Morningstar Small-Cap Growth ETF, cutting an estimated $8.42M.
- First Allied Advisory Services fully exited Celgene Corp in Q4 2019, selling an estimated $6.91M.
- First Allied Advisory Services's ten largest holdings make up 18% of its $2.96B portfolio in Q4 2019.
- First Allied Advisory Services opened 85 new positions and closed 500 in Q4 2019.
- First Allied Advisory Services's portfolio value rose 5.3% quarter-over-quarter to $2.96B.
Based on First Allied Advisory Services's 13F filing for Q4 2019, filed 10 Feb 2020.