We are live on
!
Find out more
FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+1.27%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.81B
AUM Growth
-$84.3M
(-2.9%)
Cap. Flow
-$109M
Cap. Flow
% of AUM
-3.88%
Top 10 Holdings %
Top 10 Hldgs %
17.38%
Holding
1,701
New
493
Increased
511
Reduced
577
Closed
68
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
|
+$9.24M |
| 2 |
State Street SPDR Portfolio Emerging Markets ETF
SPEM
|
+$7.59M |
| 3 |
State Street SPDR Bloomberg High Yield Bond ETF
JNK
|
+$6.66M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$6.16M |
| 5 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$4.93M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P International Dividend ETF
DWX
|
+$13.4M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$12.6M |
| 3 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$12.1M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$11.5M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$11.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.12% |
| 2 | Financials | 6.17% |
| 3 | Healthcare | 4.42% |
| 4 | Communication Services | 4.12% |
| 5 | Industrials | 4.07% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
IBM
IBM
$213B
| $6.61M | 0.24% |
47,540
+358
| +0.8% | +$48.3K |
|
102
iShares Russell 2000 ETF
IWM
$79.1B
| $6.59M | 0.23% |
43,565
+2,821
| +7% | +$431K |
|
103
iShares Core MSCI Pacific ETF
IPAC
$2.59B
| $6.57M | 0.23% |
116,803
+756
| +0.7% | +$41.8K |
|
104
iShares Russell 1000 ETF
IWB
$47.1B
| $6.52M | 0.23% |
39,604
+1,956
| +5% | +$321K |
|
105
Bank of America
BAC
$429B
| $6.52M | 0.23% |
222,587
-11,867
| -5% | -$341K |
|
106
Cisco
CSCO
$443B
| $6.49M | 0.23% |
131,309
-2,530
| -2% | -$131K |
|
|
SCHV
107
Schwab US Large-Cap Value ETF
SCHV
$15.6B
| $6.47M | 0.23% |
342,150
-14,655
| -4% | -$274K |
|
108
AbbVie
ABBV
$465B
| $6.42M | 0.23% |
84,568
+11
| +0% | +$754 |
|
109
Citigroup
C
$213B
| $6.36M | 0.23% |
91,828
-128
| -0.1% | -$8.71K |
|
110
Gilead Sciences
GILD
$165B
| $6.35M | 0.23% |
99,805
-24,748
| -20% | -$1.62M |
|
111
FS KKR Capital
FSK
$3.01B
| $6.29M | 0.22% |
269,116
-25,964
| -9% | -$609K |
|
112
iShares US Real Estate ETF
IYR
$4.75B
| $6.1M | 0.22% |
65,237
+7,475
| +13% | +$681K |
|
113
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
| $6.01M | 0.21% |
74,222
-27,929
| -27% | -$2.26M |
|
114
iShares Global Tech ETF
IXN
$7.87B
| $5.91M | 0.21% |
191,766
+5,736
| +3% | +$174K |
|
115
Vanguard Morningstar Small-Cap ETF
VB
$78.9B
| $5.85M | 0.21% |
38,082
-642
| -2% | -$99.5K |
|
116
Global X MLP ETF
MLPA
$2.26B
| $5.78M | 0.21% |
115,143
-49,059
| -30% | -$2.53M |
|
117
McDonald's
MCD
$193B
| $5.74M | 0.2% |
26,712
+543
| +2% | +$116K |
|
118
iShares Preferred and Income Securities ETF
PFF
$13.1B
| $5.69M | 0.2% |
151,057
-1,174
| -0.8% | -$43.7K |
|
119
Vanguard S&P 500 ETF
VOO
$956B
| $5.63M | 0.2% |
20,643
+1,373
| +7% | +$373K |
|
120
UnitedHealth
UNH
$382B
| $5.61M | 0.2% |
25,801
+2,433
| +10% | +$587K |
|
121
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
| $5.6M | 0.2% |
61,492
-16,383
| -21% | -$1.48M |
|
122
Invesco Mortgage Capital
IVR
$759M
| $5.54M | 0.2% |
36,180
-859
| -2% | -$136K |
|
123
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.76B
| $5.51M | 0.2% |
167,260
-87,016
| -34% | -$2.95M |
|
124
Vanguard FTSE Emerging Markets ETF
VWO
$117B
| $5.48M | 0.2% |
136,302
+2,691
| +2% | +$111K |
|
125
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.76B
| $5.46M | 0.19% |
101,748
+8,852
| +10% | +$477K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q3 2019 Portfolio in Review
As of Q3 2019, First Allied Advisory Services held 1,701 positions worth $2.81B, down 2.9% from $2.89B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services withdrew a net $109M in Q3 2019, closing 68 positions and reducing 577 holdings. Its most notable exit was Unum, an estimated $5.17M position sold in full.
By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 7.4% a quarter earlier, followed by Financials and Healthcare.
Against the trend, First Allied Advisory Services opened a new position in FlexShares Global Upstream Natural Resources Index Fund worth $4.84M.
- First Allied Advisory Services's largest Q3 2019 buy was FlexShares Global Upstream Natural Resources Index Fund: 155,586 shares worth $4.84M.
- First Allied Advisory Services added most to State Street SPDR Portfolio Developed World ex-US ETF in Q3 2019, an estimated $9.24M increase.
- First Allied Advisory Services's biggest Q3 2019 reduction was State Street SPDR S&P International Dividend ETF, cutting an estimated $13.4M.
- First Allied Advisory Services fully exited Unum in Q3 2019, selling an estimated $5.17M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.81B portfolio in Q3 2019.
- First Allied Advisory Services opened 493 new positions and closed 68 in Q3 2019.
- First Allied Advisory Services's portfolio value fell 2.9% quarter-over-quarter to $2.81B.
Based on First Allied Advisory Services's 13F filing for Q3 2019, filed 6 Nov 2019.