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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+5.25%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.93B
AUM Growth
-$44.1M
(-2.2%)
Cap. Flow
-$140M
Cap. Flow
% of AUM
-7.22%
Top 10 Holdings %
Top 10 Hldgs %
15.05%
Holding
1,213
New
117
Increased
440
Reduced
491
Closed
121
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$11M |
| 2 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$5.58M |
| 3 |
GAP
The Gap Inc
GAP
|
+$5.58M |
| 4 |
LyondellBasell Industries
LYB
|
+$5.42M |
| 5 |
RLJ Lodging Trust
RLJ
|
+$5.35M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core US Aggregate Bond ETF
AGG
|
+$10.7M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$9.62M |
| 3 |
Vanguard Emerging Markets Government Bond ETF
VWOB
|
+$8.55M |
| 4 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$7.24M |
| 5 |
iShares S&P Mid-Cap 400 Value ETF
IJJ
|
+$6.96M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.05% |
| 2 | Financials | 6.73% |
| 3 | Healthcare | 6.22% |
| 4 | Industrials | 5.57% |
| 5 | Consumer Staples | 5.02% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
Invesco S&P 500 Equal Weight ETF
RSP
$97.2B
| $4.87M | 0.25% |
53,669
-36,471
| -40% | -$3.27M |
|
102
Philip Morris
PM
$299B
| $4.77M | 0.25% |
42,323
-72
| -0.2% | -$7.43K |
|
103
FS KKR Capital
FSK
$2.96B
| $4.7M | 0.24% |
119,860
+4,135
| +4% | +$169K |
|
104
Colgate-Palmolive
CL
$73.3B
| $4.59M | 0.24% |
62,687
+1,895
| +3% | +$133K |
|
|
WBA
105
DELISTED
Walgreens Boots Alliance
WBA
| $4.58M | 0.24% |
55,024
+2,046
| +4% | +$172K |
|
106
State Street SPDR S&P Dividend ETF
SDY
$21.8B
| $4.52M | 0.23% |
51,153
+2,567
| +5% | +$224K |
|
107
BP
BP
$114B
| $4.48M | 0.23% |
148,149
-8,432
| -5% | -$256K |
|
108
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
| $4.37M | 0.23% |
88,391
-23,789
| -21% | -$1.17M |
|
109
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
| $4.3M | 0.22% |
26,715
+3,555
| +15% | +$306K |
|
110
Realty Income
O
$60.1B
| $4.3M | 0.22% |
74,537
+779
| +1% | +$45.1K |
|
111
Walmart Inc
WMT
$884B
| $4.24M | 0.22% |
175,242
-72,246
| -29% | -$1.66M |
|
112
First Trust RiverFront Dynamic Developed International ETF
RFDI
$166M
| $4.21M | 0.22% |
47,129
+1,578
| +3% | +$86.3K |
|
113
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.8B
| $4.15M | 0.21% |
51,950
+4,761
| +10% | +$379K |
|
114
Global Net Lease
GNL
$1.86B
| $4.05M | 0.21% |
167,952
+6,486
| +4% | +$154K |
|
115
Alibaba
BABA
$279B
| $4.05M | 0.21% |
37,562
-389
| -1% | -$39.6K |
|
116
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.7B
| $3.98M | 0.21% |
83,648
-11,144
| -12% | -$526K |
|
117
Amgen
AMGN
$209B
| $3.97M | 0.21% |
23,909
-801
| -3% | -$133K |
|
118
First Trust Preferred Securities and Income ETF
FPE
$6.31B
| $3.92M | 0.2% |
200,831
+18,578
| +10% | +$360K |
|
119
iShares MSCI USA Min Vol Factor ETF
USMV
$23.5B
| $3.87M | 0.2% |
81,406
-23,485
| -22% | -$1.1M |
|
120
iShares S&P 500 Growth ETF
IVW
$72.7B
| $3.84M | 0.2% |
115,668
+20,660
| +22% | +$663K |
|
121
Bristol-Myers Squibb
BMY
$132B
| $3.78M | 0.2% |
68,170
+2,931
| +4% | +$161K |
|
|
EV
122
DELISTED
Eaton Vance Corp.
EV
| $3.76M | 0.19% |
+83,812
| New | +$3.72M |
|
123
First Trust Dow Jones Internet Index Fund ETF
FDN
$5B
| $3.75M | 0.19% |
42,644
-7,404
| -15% | -$638K |
|
124
Lockheed Martin
LMT
$132B
| $3.68M | 0.19% |
13,758
+849
| +7% | +$222K |
|
125
Wells Fargo
WFC
$258B
| $3.65M | 0.19% |
65,200
+4,437
| +7% | +$252K |
|
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CT
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First Allied Advisory Services's Q1 2017 Portfolio in Review
As of Q1 2017, First Allied Advisory Services held 1,213 positions worth $1.93B, down 2.2% from $1.98B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Allied Advisory Services withdrew a net $140M in Q1 2017, closing 121 positions and reducing 491 holdings. Its most notable exit was Vanguard Emerging Markets Government Bond ETF, an estimated $8.55M position sold in full.
By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 7.2% a quarter earlier, followed by Financials and Healthcare.
Against the trend, First Allied Advisory Services opened a new position in RLJ Lodging Trust worth $5.4M.
- First Allied Advisory Services's largest Q1 2017 buy was RLJ Lodging Trust: 229,159 shares worth $5.4M.
- First Allied Advisory Services added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q1 2017, an estimated $11M increase.
- First Allied Advisory Services's biggest Q1 2017 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $10.7M.
- First Allied Advisory Services fully exited Vanguard Emerging Markets Government Bond ETF in Q1 2017, selling an estimated $8.55M.
- First Allied Advisory Services's ten largest holdings make up 15% of its $1.93B portfolio in Q1 2017.
- First Allied Advisory Services opened 117 new positions and closed 121 in Q1 2017.
- First Allied Advisory Services's portfolio value fell 2.2% quarter-over-quarter to $1.93B.
Based on First Allied Advisory Services's 13F filing for Q1 2017, filed 15 May 2017.