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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.61%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$86.4M
(+4.8%)
Cap. Flow
+$36.7M
Cap. Flow
% of AUM
1.95%
Top 10 Holdings %
Top 10 Hldgs %
14.26%
Holding
1,145
New
111
Increased
383
Reduced
493
Closed
112
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Financials ETF
VFH
|
+$10.9M |
| 2 |
iShares Russell 2000 ETF
IWM
|
+$5.98M |
| 3 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$5.46M |
| 4 |
Vanguard Real Estate ETF
VNQ
|
+$5.41M |
| 5 |
iShares US Basic Materials ETF
IYM
|
+$4.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ProShares Short S&P500
SH
|
+$7.18M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$4.63M |
| 3 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$4.21M |
| 4 |
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
|
+$3.41M |
| 5 |
iShares S&P 500 Growth ETF
IVW
|
+$3.16M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 54.03% |
| 2 | Technology | 7.03% |
| 3 | Healthcare | 6.36% |
| 4 | Financials | 5.3% |
| 5 | Consumer Staples | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
iShares Select Dividend ETF
DVY
$23.3B
| $4.89M | 0.26% |
57,099
+7,450
| +15% | +$643K |
|
102
iShares Russell 1000 Growth ETF
IWF
$124B
| $4.85M | 0.26% |
186,324
+17,296
| +10% | +$450K |
|
103
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.37B
| $4.8M | 0.25% |
123,395
-31,900
| -21% | -$1.25M |
|
104
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.2B
| $4.79M | 0.25% |
119,670
-3,688
| -3% | -$149K |
|
105
iShares MSCI Emerging Markets ETF
EEM
$30.9B
| $4.72M | 0.25% |
125,981
+45,221
| +56% | +$1.65M |
|
106
SPDR Gold Trust
GLD
$147B
| $4.7M | 0.25% |
37,428
-5,107
| -12% | -$651K |
|
107
Alphabet (Google) Class C
GOOG
$4.19T
| $4.7M | 0.25% |
121,000
+4,580
| +4% | +$174K |
|
108
Realty Income
O
$55.2B
| $4.66M | 0.25% |
71,891
+3
| +0% | +$198 |
|
109
Visa
V
$694B
| $4.59M | 0.24% |
55,517
+6,645
| +14% | +$532K |
|
110
State Street SPDR S&P Dividend ETF
SDY
$21.3B
| $4.58M | 0.24% |
54,353
+7,855
| +17% | +$670K |
|
111
Vanguard Dividend Appreciation ETF
VIG
$111B
| $4.57M | 0.24% |
54,398
+5,389
| +11% | +$457K |
|
112
Colgate-Palmolive
CL
$69.6B
| $4.52M | 0.24% |
60,940
+1,972
| +3% | +$146K |
|
113
BP
BP
$118B
| $4.15M | 0.22% |
140,257
+4,986
| +4% | +$145K |
|
114
FS KKR Capital
FSK
$3.19B
| $4.14M | 0.22% |
109,255
+1,677
| +2% | +$63.6K |
|
115
Amgen
AMGN
$203B
| $4.09M | 0.22% |
24,552
-705
| -3% | -$119K |
|
116
Alibaba
BABA
$268B
| $4.08M | 0.22% |
38,610
+1,189
| +3% | +$110K |
|
117
Philip Morris
PM
$302B
| $4.03M | 0.21% |
41,465
+2,015
| +5% | +$202K |
|
|
SPLS
118
DELISTED
Staples Inc
SPLS
| $4.01M | 0.21% |
469,306
+13,071
| +3% | +$115K |
|
|
WBA
119
DELISTED
Walgreens Boots Alliance
WBA
| $4M | 0.21% |
49,576
+963
| +2% | +$78.5K |
|
120
Vanguard Morningstar Small-Cap Value ETF
VBR
$36.6B
| $3.99M | 0.21% |
36,047
+6,177
| +21% | +$677K |
|
121
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$1.05B
| $3.98M | 0.21% |
67,496
+11,004
| +19% | +$636K |
|
122
iShares US Energy ETF
IYE
$1.86B
| $3.98M | 0.21% |
102,039
+17,764
| +21% | +$677K |
|
123
Aflac
AFL
$59.1B
| $3.92M | 0.21% |
109,020
+3,170
| +3% | +$115K |
|
124
iShares Core S&P 500 ETF
IVV
$840B
| $3.91M | 0.21% |
17,977
+3,141
| +21% | +$683K |
|
125
Vanguard FTSE Emerging Markets ETF
VWO
$125B
| $3.9M | 0.21% |
103,572
+28,618
| +38% | +$1.07M |
|
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First Allied Advisory Services's Q3 2016 Portfolio in Review
As of Q3 2016, First Allied Advisory Services held 1,145 positions worth $1.88B, up 4.8% from $1.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services's Q3 2016 filing shows 111 new, 383 increased, 493 reduced and 112 closed positions. Its largest new stake was First Trust Exchange-Traded Fund III First Trust Active Factor International ETF: 50,190 shares worth $2.65M. The largest sale was ProShares Short S&P500, an estimated $7.18M.
By sector, the portfolio is most concentrated in Miscellaneous at 54% of assets, up from 52% a quarter earlier, followed by Technology and Healthcare.
- First Allied Advisory Services's largest Q3 2016 buy was First Trust Exchange-Traded Fund III First Trust Active Factor International ETF: 50,190 shares worth $2.65M.
- First Allied Advisory Services added most to Vanguard Financials ETF in Q3 2016, an estimated $10.9M increase.
- First Allied Advisory Services's biggest Q3 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $4.63M.
- First Allied Advisory Services fully exited ProShares Short S&P500 in Q3 2016, selling an estimated $7.18M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.88B portfolio in Q3 2016.
- First Allied Advisory Services opened 111 new positions and closed 112 in Q3 2016.
- First Allied Advisory Services's portfolio value rose 4.8% quarter-over-quarter to $1.88B.
Based on First Allied Advisory Services's 13F filing for Q3 2016, filed 14 Nov 2016.