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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.61%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$86.4M
(+4.8%)
Cap. Flow
+$36.7M
Cap. Flow
% of AUM
1.95%
Top 10 Holdings %
Top 10 Hldgs %
14.26%
Holding
1,145
New
111
Increased
383
Reduced
493
Closed
112
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Financials ETF
VFH
|
+$10.9M |
| 2 |
iShares Russell 2000 ETF
IWM
|
+$5.98M |
| 3 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$5.46M |
| 4 |
Vanguard Real Estate ETF
VNQ
|
+$5.41M |
| 5 |
iShares US Basic Materials ETF
IYM
|
+$4.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ProShares Short S&P500
SH
|
+$7.18M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$4.63M |
| 3 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$4.21M |
| 4 |
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
|
+$3.41M |
| 5 |
iShares S&P 500 Growth ETF
IVW
|
+$3.16M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.03% |
| 2 | Healthcare | 6.27% |
| 3 | Financials | 5.18% |
| 4 | Consumer Staples | 5.09% |
| 5 | Industrials | 4.86% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
iShares Select Dividend ETF
DVY
$23.8B
| $4.89M | 0.26% |
57,099
+7,450
| +15% | +$643K |
|
102
iShares Russell 1000 Growth ETF
IWF
$117B
| $4.85M | 0.26% |
186,324
+17,296
| +10% | +$450K |
|
103
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.41B
| $4.8M | 0.25% |
123,395
-31,900
| -21% | -$1.25M |
|
104
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.7B
| $4.79M | 0.25% |
119,670
-3,688
| -3% | -$149K |
|
105
iShares MSCI Emerging Markets ETF
EEM
$27.5B
| $4.72M | 0.25% |
125,981
+45,221
| +56% | +$1.65M |
|
106
SPDR Gold Trust
GLD
$131B
| $4.7M | 0.25% |
37,428
-5,107
| -12% | -$651K |
|
107
Alphabet (Google) Class C
GOOG
$4.11T
| $4.7M | 0.25% |
121,000
+4,580
| +4% | +$174K |
|
108
Realty Income
O
$61.1B
| $4.66M | 0.25% |
71,891
+3
| +0% | +$198 |
|
109
Visa
V
$677B
| $4.59M | 0.24% |
55,517
+6,645
| +14% | +$532K |
|
110
State Street SPDR S&P Dividend ETF
SDY
$22.1B
| $4.58M | 0.24% |
54,353
+7,855
| +17% | +$670K |
|
111
Vanguard Dividend Appreciation ETF
VIG
$111B
| $4.57M | 0.24% |
54,398
+5,389
| +11% | +$457K |
|
112
Colgate-Palmolive
CL
$74.8B
| $4.52M | 0.24% |
60,940
+1,972
| +3% | +$146K |
|
113
BP
BP
$112B
| $4.15M | 0.22% |
140,257
+4,986
| +4% | +$145K |
|
114
FS KKR Capital
FSK
$3.01B
| $4.14M | 0.22% |
109,255
+1,677
| +2% | +$63.6K |
|
115
Amgen
AMGN
$209B
| $4.09M | 0.22% |
24,552
-705
| -3% | -$119K |
|
116
Alibaba
BABA
$276B
| $4.08M | 0.22% |
38,610
+1,189
| +3% | +$110K |
|
117
Philip Morris
PM
$309B
| $4.03M | 0.21% |
41,465
+2,015
| +5% | +$202K |
|
|
SPLS
118
DELISTED
Staples Inc
SPLS
| $4.01M | 0.21% |
469,306
+13,071
| +3% | +$115K |
|
|
WBA
119
DELISTED
Walgreens Boots Alliance
WBA
| $4M | 0.21% |
49,576
+963
| +2% | +$78.5K |
|
120
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.2B
| $3.99M | 0.21% |
36,047
+6,177
| +21% | +$677K |
|
121
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$1.04B
| $3.98M | 0.21% |
67,496
+11,004
| +19% | +$636K |
|
122
iShares US Energy ETF
IYE
$1.72B
| $3.98M | 0.21% |
102,039
+17,764
| +21% | +$677K |
|
123
Aflac
AFL
$65.5B
| $3.92M | 0.21% |
109,020
+3,170
| +3% | +$115K |
|
124
iShares Core S&P 500 ETF
IVV
$858B
| $3.91M | 0.21% |
17,977
+3,141
| +21% | +$683K |
|
125
Vanguard FTSE Emerging Markets ETF
VWO
$117B
| $3.9M | 0.21% |
103,572
+28,618
| +38% | +$1.07M |
|
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First Allied Advisory Services's Q3 2016 Portfolio in Review
As of Q3 2016, First Allied Advisory Services held 1,145 positions worth $1.88B, up 4.8% from $1.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services's Q3 2016 filing shows 111 new, 383 increased, 493 reduced and 112 closed positions. Its largest new stake was First Trust RiverFront Dynamic Developed International ETF: 50,190 shares worth $2.65M. The largest sale was ProShares Short S&P500, an estimated $7.18M.
By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 6.9% a quarter earlier, followed by Healthcare and Financials.
- First Allied Advisory Services's largest Q3 2016 buy was First Trust RiverFront Dynamic Developed International ETF: 50,190 shares worth $2.65M.
- First Allied Advisory Services added most to Vanguard Financials ETF in Q3 2016, an estimated $10.9M increase.
- First Allied Advisory Services's biggest Q3 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $4.63M.
- First Allied Advisory Services fully exited ProShares Short S&P500 in Q3 2016, selling an estimated $7.18M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.88B portfolio in Q3 2016.
- First Allied Advisory Services opened 111 new positions and closed 112 in Q3 2016.
- First Allied Advisory Services's portfolio value rose 4.8% quarter-over-quarter to $1.88B.
Based on First Allied Advisory Services's 13F filing for Q3 2016, filed 14 Nov 2016.