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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.8%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.37B
AUM Growth
+$114M
(+9%)
Cap. Flow
+$78.9M
Cap. Flow
% of AUM
5.74%
Top 10 Holdings %
Top 10 Hldgs %
13.34%
Holding
1,160
New
132
Increased
487
Reduced
370
Closed
132
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$14.1M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$10.7M |
| 3 |
Gabelli Equity Trust
GAB
|
+$7.43M |
| 4 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$6.04M |
| 5 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$5.74M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$12.4M |
| 2 |
ProShares Ultra MidCap400
MVV
|
+$5.78M |
| 3 |
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
|
+$5.03M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$4.64M |
| 5 |
Bristol-Myers Squibb
BMY
|
+$3.98M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 7.51% |
| 2 | Technology | 6.94% |
| 3 | Financials | 6.69% |
| 4 | Industrials | 5.25% |
| 5 | Energy | 4.75% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
Vanguard Dividend Appreciation ETF
VIG
$111B
| $3.15M | 0.23% |
38,910
+1,816
| +5% | +$144K |
|
102
AbbVie
ABBV
$458B
| $3.15M | 0.23% |
48,092
-3,524
| -7% | -$222K |
|
103
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
| $3.15M | 0.23% |
27,162
-9,321
| -26% | -$1.11M |
|
104
Eli Lilly
LLY
$1.07T
| $3.15M | 0.23% |
45,443
-44,685
| -50% | -$3.02M |
|
105
Duke Energy
DUK
$102B
| $3.1M | 0.23% |
37,103
-1,474
| -4% | -$119K |
|
106
Colgate-Palmolive
CL
$72.6B
| $3.1M | 0.23% |
44,672
+2,356
| +6% | +$159K |
|
107
Abbott
ABT
$180B
| $3M | 0.22% |
66,101
-318
| -0.5% | -$13.9K |
|
108
CVS Health
CVS
$137B
| $2.99M | 0.22% |
31,084
+2,695
| +9% | +$237K |
|
109
BP
BP
$113B
| $2.98M | 0.22% |
93,594
+3,320
| +4% | +$112K |
|
110
iShares Core S&P Small-Cap ETF
IJR
$109B
| $2.98M | 0.22% |
52,026
+12,734
| +32% | +$695K |
|
111
Invesco Senior Loan ETF
BKLN
$7.1B
| $2.97M | 0.22% |
123,775
+7,338
| +6% | +$178K |
|
112
Costco
COST
$415B
| $2.96M | 0.22% |
20,868
+4,945
| +31% | +$672K |
|
113
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
| $2.94M | 0.21% |
71,638
-57,004
| -44% | -$2.28M |
|
114
iShares US Consumer Staples ETF
IYK
$1.39B
| $2.93M | 0.21% |
83,889
+59,271
| +241% | +$2.03M |
|
115
Gabelli Dividend & Income Trust
GDV
$2.6B
| $2.91M | 0.21% |
134,686
+348
| +0.3% | +$7.36K |
|
116
KKR & Co
KKR
$89.2B
| $2.91M | 0.21% |
124,480
+19,668
| +19% | +$431K |
|
117
Oracle
ORCL
$331B
| $2.89M | 0.21% |
64,617
+7,324
| +13% | +$298K |
|
|
ETP
118
DELISTED
Energy Transfer Partners L.p.
ETP
| $2.89M | 0.21% |
44,105
+479
| +1% | +$30.6K |
|
119
iShares Floating Rate Bond ETF
FLOT
$10.1B
| $2.84M | 0.21% |
56,269
+6,894
| +14% | +$349K |
|
120
iShares Select Dividend ETF
DVY
$24B
| $2.83M | 0.21% |
35,498
+935
| +3% | +$72.2K |
|
121
McDonald's
MCD
$188B
| $2.79M | 0.2% |
29,807
+661
| +2% | +$61.9K |
|
122
Berkshire Hathaway Class A
BRK.A
$1.07T
| $2.71M | 0.2% |
12
+1
| +9% | +$216K |
|
123
Invesco Preferred ETF
PGX
$3.84B
| $2.7M | 0.2% |
183,619
-7,078
| -4% | -$103K |
|
124
iShares Russell 1000 ETF
IWB
$47.7B
| $2.69M | 0.2% |
23,437
+4,557
| +24% | +$511K |
|
125
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.22B
| $2.67M | 0.19% |
+80,963
| New | +$2.61M |
|
Similar funds
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FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q4 2014 Portfolio in Review
As of Q4 2014, First Allied Advisory Services held 1,160 positions worth $1.37B, up 9% from $1.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
First Allied Advisory Services deployed $78.9M of net new capital in Q4 2014, opening 132 new positions and adding to 487 existing holdings. Its largest new stake was VanEck High Yield Muni ETF: 42,708 shares worth $2.64M.
By sector, the portfolio is most concentrated in Healthcare at 7.5% of assets, down from 7.6% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $12.4M trimmed.
- First Allied Advisory Services's largest Q4 2014 buy was VanEck High Yield Muni ETF: 42,708 shares worth $2.64M.
- First Allied Advisory Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $14.1M increase.
- First Allied Advisory Services's biggest Q4 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $12.4M.
- First Allied Advisory Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $5.03M.
- First Allied Advisory Services's ten largest holdings make up 13% of its $1.37B portfolio in Q4 2014.
- First Allied Advisory Services opened 132 new positions and closed 132 in Q4 2014.
- First Allied Advisory Services's portfolio value rose 9% quarter-over-quarter to $1.37B.
Based on First Allied Advisory Services's 13F filing for Q4 2014, filed 9 Feb 2015.