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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+7.56%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.25B
AUM Growth
-$470M
(-27%)
Cap. Flow
-$560M
Cap. Flow
% of AUM
-44.89%
Top 10 Holdings %
Top 10 Hldgs %
14.2%
Holding
1,119
New
115
Increased
289
Reduced
491
Closed
173
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$24.3M |
| 2 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$23.7M |
| 3 |
ProShares Ultra S&P500
SSO
|
+$14M |
| 4 |
ProShares Ultra MidCap400
MVV
|
+$13M |
| 5 |
CYB
WisdomTree Chinese Yuan Strategy Fund
CYB
|
+$4.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$23.8M |
| 2 |
iShares MBS ETF
MBB
|
+$23M |
| 3 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$21.8M |
| 4 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$21.6M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$21.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 49.03% |
| 2 | Financials | 7.12% |
| 3 | Technology | 7% |
| 4 | Energy | 6.67% |
| 5 | Healthcare | 6.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
Travelers Companies
TRV
$78.8B
| $3.23M | 0.26% |
34,930
-42,165
| -55% | -$3.68M |
|
102
Marathon Petroleum
MPC
$115B
| $3.21M | 0.26% |
69,152
+61,420
| +794% | +$2.36M |
|
|
BNY
103
Bank of New York Mellon
BNY
$105B
| $3.2M | 0.26% |
89,837
-97,199
| -52% | -$3.16M |
|
104
C.H. Robinson
CHRW
$18.4B
| $3.19M | 0.26% |
54,725
+331
| +0.6% | +$19.5K |
|
105
Digital Realty Trust
DLR
$66.5B
| $3.18M | 0.25% |
63,582
+55,040
| +644% | +$2.73M |
|
106
Boeing
BA
$166B
| $3.16M | 0.25% |
23,138
-34,005
| -60% | -$4.42M |
|
107
Microchip Technology
MCHP
$38.8B
| $3.16M | 0.25% |
139,018
-170,060
| -55% | -$3.57M |
|
108
Gabelli Dividend & Income Trust
GDV
$2.53B
| $3.13M | 0.25% |
149,023
+5,157
| +4% | +$103K |
|
109
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.53B
| $3.09M | 0.25% |
29,553
-1,502
| -5% | -$159K |
|
110
Realty Income
O
$55.6B
| $3.09M | 0.25% |
85,389
-9,201
| -10% | -$354K |
|
111
3M
MMM
$84.9B
| $3.08M | 0.25% |
26,177
-7,343
| -22% | -$782K |
|
112
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.3B
| $3.07M | 0.25% |
81,608
-2,612
| -3% | -$94.2K |
|
113
Invesco Senior Loan ETF
BKLN
$6.78B
| $3.07M | 0.25% |
121,603
-274,933
| -69% | -$6.82M |
|
114
Annaly Capital Management
NLY
$16.1B
| $3.07M | 0.25% |
76,959
-13,865
| -15% | -$602K |
|
115
ATI
ATI
$25.4B
| $3.06M | 0.25% |
+85,375
| New | +$2.81M |
|
116
Ares Capital
ARCC
$13.9B
| $3.05M | 0.24% |
168,431
+142,949
| +561% | +$2.52M |
|
117
Invesco Building & Construction ETF
PKB
$292M
| $3.04M | 0.24% |
+135,468
| New | +$2.85M |
|
118
Vanguard Morningstar Total Stock Market ETF
VTI
$681B
| $3.03M | 0.24% |
31,625
+308
| +1% | +$28.3K |
|
119
Manulife Financial
MFC
$72.7B
| $3.03M | 0.24% |
151,477
-191,164
| -56% | -$3.5M |
|
120
Hasbro
HAS
$12.7B
| $3M | 0.24% |
53,755
-74,293
| -58% | -$3.79M |
|
|
CA
121
DELISTED
CA, Inc.
CA
| $2.99M | 0.24% |
87,749
-121,571
| -58% | -$3.86M |
|
122
Starbucks
SBUX
$110B
| $2.93M | 0.24% |
74,434
-2,390
| -3% | -$94.5K |
|
123
Philip Morris
PM
$303B
| $2.93M | 0.23% |
33,621
-5,555
| -14% | -$485K |
|
124
Duke Energy
DUK
$91.8B
| $2.93M | 0.23% |
42,302
-1,236
| -3% | -$86.5K |
|
125
Bank of America
BAC
$416B
| $2.89M | 0.23% |
184,756
-2,977
| -2% | -$44.2K |
|
Similar funds
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FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q4 2013 Portfolio in Review
As of Q4 2013, First Allied Advisory Services held 1,119 positions worth $1.25B, down 27% from $1.72B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services withdrew a net $560M in Q4 2013, closing 173 positions and reducing 491 holdings. Its most notable exit was ProShares Ultra Russell2000, an estimated $12.5M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 55% a quarter earlier, followed by Financials and Technology.
Against the trend, First Allied Advisory Services opened a new position in ProShares Ultra S&P500 worth $15.4M.
- First Allied Advisory Services's largest Q4 2013 buy was ProShares Ultra S&P500: 2,396,704 shares worth $15.4M.
- First Allied Advisory Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $24.3M increase.
- First Allied Advisory Services's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $23.8M.
- First Allied Advisory Services fully exited ProShares Ultra Russell2000 in Q4 2013, selling an estimated $12.5M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.25B portfolio in Q4 2013.
- First Allied Advisory Services opened 115 new positions and closed 173 in Q4 2013.
- First Allied Advisory Services's portfolio value fell 27% quarter-over-quarter to $1.25B.
Based on First Allied Advisory Services's 13F filing for Q4 2013, filed 12 Feb 2014.