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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+4.58%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.72B
AUM Growth
+$463M
(+37%)
Cap. Flow
+$415M
Cap. Flow
% of AUM
24.15%
Top 10 Holdings %
Top 10 Hldgs %
14.92%
Holding
1,095
New
147
Increased
484
Reduced
311
Closed
92
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$23.9M |
| 2 |
iShares MBS ETF
MBB
|
+$14.3M |
| 3 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$13.1M |
| 4 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$12M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$11.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$16.4M |
| 2 |
ProShares Ultra S&P500
SSO
|
+$9.12M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$8.23M |
| 4 |
State Street SPDR Dow Jones International Real Estate ETF
RWX
|
+$5.47M |
| 5 |
State Street Utilities Select Sector SPDR ETF
XLU
|
+$4.35M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.48% |
| 2 | Technology | 6.48% |
| 3 | Healthcare | 6.16% |
| 4 | Energy | 5.57% |
| 5 | Industrials | 4.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
Cisco
CSCO
$448B
| $5M | 0.29% |
213,424
+39,763
| +23% | +$987K |
|
102
iShares Core S&P Small-Cap ETF
IJR
$110B
| $4.97M | 0.29% |
100,006
+70,382
| +238% | +$3.4M |
|
103
AstraZeneca
AZN
$266B
| $4.89M | 0.28% |
93,428
+32,382
| +53% | +$1.63M |
|
|
DO
104
DELISTED
Diamond Offshore Drilling
DO
| $4.89M | 0.28% |
78,985
+29,263
| +59% | +$1.96M |
|
105
Altria Group
MO
$113B
| $4.74M | 0.28% |
137,826
+3,635
| +3% | +$128K |
|
106
Vanguard Morningstar Mega Cap ETF
MGC
$9.9B
| $4.61M | 0.27% |
80,373
+4,851
| +6% | +$278K |
|
107
Invesco QQQ Trust
QQQ
$450B
| $4.59M | 0.27% |
58,188
+12,605
| +28% | +$960K |
|
108
AbbVie
ABBV
$455B
| $4.55M | 0.26% |
102,505
+8,111
| +9% | +$360K |
|
|
KMP
109
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
| $4.51M | 0.26% |
56,421
+4,581
| +9% | +$379K |
|
110
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
| $4.34M | 0.25% |
39,690
-4,344
| -10% | -$471K |
|
|
EVV
111
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
| $4.32M | 0.25% |
278,794
+85,134
| +44% | +$1.29M |
|
112
Berkshire Hathaway Class B
BRK.B
$1.1T
| $4.26M | 0.25% |
37,503
+5,995
| +19% | +$692K |
|
113
PepsiCo
PEP
$191B
| $4.21M | 0.25% |
52,888
+9,257
| +21% | +$761K |
|
114
Annaly Capital Management
NLY
$17.3B
| $4.2M | 0.24% |
90,824
-5,897
| -6% | -$278K |
|
115
Abbott
ABT
$183B
| $4.16M | 0.24% |
125,601
+19,793
| +19% | +$694K |
|
116
iShares Russell Mid-Cap Value ETF
IWS
$15.6B
| $4.08M | 0.24% |
67,018
+237
| +0.4% | +$14.3K |
|
117
Alphabet (Google) Class C
GOOG
$4.08T
| $3.94M | 0.23% |
179,229
+9,475
| +6% | +$209K |
|
118
Enterprise Products Partners
EPD
$82.5B
| $3.83M | 0.22% |
125,634
+2,904
| +2% | +$88.8K |
|
119
GSK
GSK
$104B
| $3.83M | 0.22% |
61,044
+45,446
| +291% | +$2.93M |
|
120
State Street SPDR S&P Dividend ETF
SDY
$21.8B
| $3.8M | 0.22% |
55,160
+618
| +1% | +$42.7K |
|
121
Vanguard Energy ETF
VDE
$9.97B
| $3.78M | 0.22% |
31,727
+388
| +1% | +$45.8K |
|
122
iShares 20+ Year Treasury Bond ETF
TLT
$42.4B
| $3.76M | 0.22% |
35,255
+7,932
| +29% | +$840K |
|
|
WBA
123
DELISTED
Walgreens Boots Alliance
WBA
| $3.75M | 0.22% |
69,902
+18,902
| +37% | +$950K |
|
124
iShares US Healthcare ETF
IYH
$3.39B
| $3.67M | 0.21% |
171,245
+110,800
| +183% | +$2.35M |
|
125
Realty Income
O
$60.1B
| $3.65M | 0.21% |
94,590
-7,874
| -8% | -$319K |
|
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First Allied Advisory Services's Q3 2013 Portfolio in Review
As of Q3 2013, First Allied Advisory Services held 1,095 positions worth $1.72B, up 37% from $1.25B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Allied Advisory Services deployed $415M of net new capital in Q3 2013, opening 147 new positions and adding to 484 existing holdings. Its largest new stake was Vanguard Short-Term Inflation-Protected Securities Index Fund: 206,130 shares worth $10.1M.
By sector, the portfolio is most concentrated in Financials at 6.5% of assets, up from 6.1% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $16.4M trimmed.
- First Allied Advisory Services's largest Q3 2013 buy was Vanguard Short-Term Inflation-Protected Securities Index Fund: 206,130 shares worth $10.1M.
- First Allied Advisory Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $23.9M increase.
- First Allied Advisory Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $16.4M.
- First Allied Advisory Services fully exited ProShares Ultra S&P500 in Q3 2013, selling an estimated $9.12M.
- First Allied Advisory Services's ten largest holdings make up 15% of its $1.72B portfolio in Q3 2013.
- First Allied Advisory Services opened 147 new positions and closed 92 in Q3 2013.
- First Allied Advisory Services's portfolio value rose 37% quarter-over-quarter to $1.72B.
Based on First Allied Advisory Services's 13F filing for Q3 2013, filed 7 Nov 2013.