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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+7.4%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.96B
AUM Growth
+$150M
Cap. Flow
-$32.1M
Cap. Flow %
-1.09%
Top 10 Hldgs %
17.64%
Holding
1,706
New
85
Increased
499
Reduced
581
Closed
500

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$10.6M
2
ACP
abrdn Income Credit Strategies Fund
ACP
+$10.3M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$7.15M
4
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$6.34M
5
MGK icon
Vanguard Morningstar Mega Cap Growth ETF
MGK
+$5.61M

Top Sells

Rank Stock Value
1
VBK icon
Vanguard Morningstar Small-Cap Growth ETF
VBK
+$8.42M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$8.03M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$7.26M
4
CELG
Celgene Corp
CELG
+$6.91M
5
MSFT icon
Microsoft
MSFT
+$6.17M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.07%
2 Technology 8.83%
3 Financials 6.32%
4 Healthcare 4.7%
5 Communication Services 4.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHK
1176
DELISTED
Chesapeake Energy Corporation
CHK
$95K ﹤0.01%
561
+189
+51% +$38K
OVV icon
1177
Ovintiv
OVV
$17.4B
$91K ﹤0.01%
3,875
+153
+4% +$3.28K
ACB
1178
Aurora Cannabis
ACB
$242M
$90K ﹤0.01%
355
+9
+3% +$3.35K
PHK
1179
PIMCO High Income Fund
PHK
$809M
$87K ﹤0.01%
11,520
– –
BCX icon
1180
BlackRock Resources & Commodities Strategy Trust
BCX
$944M
$82K ﹤0.01%
+10,172
New +$77.6K
BGC icon
1181
BGC Group
BGC
$5.79B
$80K ﹤0.01%
13,543
+719
+6% +$4.06K
BB icon
1182
BlackBerry
BB
$4.48B
$77K ﹤0.01%
12,105
– –
MIN
1183
Aberdeen Intermediate Income Fund
MIN
$266M
$76K ﹤0.01%
20,123
+152
+0.8% +$574
I
1184
DELISTED
INTELSAT S. A.
I
$72K ﹤0.01%
+10,150
New +$160K
NAT icon
1185
Nordic American Tanker
NAT
$1.69B
$66K ﹤0.01%
13,450
-6,000
-31% -$22.9K
GCV
1186
Gabelli Convertible and Income Securities Fund
GCV
$88.4M
$65K ﹤0.01%
11,000
– –
HIO
1187
Western Asset High Income Opportunity Fund
HIO
$326M
$61K ﹤0.01%
12,053
-66
-0.5% -$331
IBRX icon
1188
ImmunityBio
IBRX
$8.38B
$59K ﹤0.01%
15,773
– –
APHA
1189
DELISTED
Aphria Inc. Common Shares
APHA
$59K ﹤0.01%
11,402
+500
+5% +$2.46K
WPG
1190
DELISTED
Washington Prime Group Inc.
WPG
$57K ﹤0.01%
1,756
-752
-30% -$27.3K
NURO
1191
DELISTED
NeuroMetrix, Inc. Common Stock
NURO
$56K ﹤0.01%
+1,625
New +$47K
LYG icon
1192
Lloyds Banking Group
LYG
$84.9B
$54K ﹤0.01%
16,470
-2,374
-13% -$7.18K
CIK
1193
UBS Asset Management Income Fund, Inc.
CIK
$129M
$52K ﹤0.01%
16,000
– –
CLMT icon
1194
Calumet Specialty Products
CLMT
$5.1B
$51K ﹤0.01%
13,858
– –
HCR
1195
DELISTED
Hi-Crush Inc. Common Stock
HCR
$49K ﹤0.01%
56,251
+15,949
+40% +$16.8K
UMC icon
1196
United Microelectronic
UMC
$56.5B
$46K ﹤0.01%
+17,321
New +$41.8K
HL icon
1197
Hecla Mining
HL
$12.1B
$34K ﹤0.01%
10,000
– –
AKS
1198
DELISTED
AK Steel Holding Corp
AKS
$34K ﹤0.01%
10,379
-2,075
-17% -$5.75K
VEON icon
1199
VEON
VEON
$4.72B
$29K ﹤0.01%
+434
New +$26.7K
JCP
1200
DELISTED
J.C. Penney Company, Inc.
JCP
$20K ﹤0.01%
17,500
-1,000
-5% -$1.06K
46 47
48
49 50

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FS
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NIMC
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TI
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VIM
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PS
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CT
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CAW
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First Allied Advisory Services's Q4 2019 Portfolio in Review

As of Q4 2019, First Allied Advisory Services held 1,706 positions worth $2.96B, up 5.3% from $2.81B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

First Allied Advisory Services's Q4 2019 filing shows 85 new, 499 increased, 581 reduced and 500 closed positions. Its largest new stake was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M. The largest sale was Vanguard Morningstar Small-Cap Growth ETF, an estimated $8.42M.

By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 60% a quarter earlier, followed by Technology and Financials.

  • First Allied Advisory Services's largest Q4 2019 buy was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M.
  • First Allied Advisory Services added most to First Trust Value Line Dividend Fund in Q4 2019, an estimated $10.6M increase.
  • First Allied Advisory Services's biggest Q4 2019 reduction was Vanguard Morningstar Small-Cap Growth ETF, cutting an estimated $8.42M.
  • First Allied Advisory Services fully exited Celgene Corp in Q4 2019, selling an estimated $6.91M.
  • First Allied Advisory Services's ten largest holdings make up 18% of its $2.96B portfolio in Q4 2019.
  • First Allied Advisory Services opened 85 new positions and closed 500 in Q4 2019.
  • First Allied Advisory Services's portfolio value rose 5.3% quarter-over-quarter to $2.96B.

Based on First Allied Advisory Services's 13F filing for Q4 2019, filed 10 Feb 2020.