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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+7.4%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.96B
AUM Growth
+$150M
Cap. Flow
-$32.1M
Cap. Flow %
-1.09%
Top 10 Hldgs %
17.64%
Holding
1,706
New
85
Increased
499
Reduced
581
Closed
500

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$10.6M
2
ACP
abrdn Income Credit Strategies Fund
ACP
+$10.3M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$7.15M
4
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$6.34M
5
MGK icon
Vanguard Morningstar Mega Cap Growth ETF
MGK
+$5.61M

Top Sells

Rank Stock Value
1
VBK icon
Vanguard Morningstar Small-Cap Growth ETF
VBK
+$8.42M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$8.03M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$7.26M
4
CELG
Celgene Corp
CELG
+$6.91M
5
MSFT icon
Microsoft
MSFT
+$6.17M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.07%
2 Technology 8.83%
3 Financials 6.32%
4 Healthcare 4.7%
5 Communication Services 4.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TWO
1126
DELISTED
Two Harbors Investment
TWO
$199K 0.01%
3,409
-87
-2% -$4.93K
DBRG icon
1127
DigitalBridge
DBRG
$2.98B
$198K 0.01%
10,447
-665
-6% -$13.7K
PMO
1128
Franklin Municipal Opportunities Trust
PMO
$265M
$197K 0.01%
14,875
-1,356
-8% -$17.8K
BBWI icon
1129
Bath & Body Works
BBWI
$3.37B
$196K 0.01%
13,649
-6,231
-31% -$90K
ETV
1130
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.75B
$193K 0.01%
13,018
+98
+0.8% +$1.46K
FDUS icon
1131
Fidus Investment
FDUS
$731M
$192K 0.01%
12,870
– –
MUH
1132
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
$191K 0.01%
12,470
+188
+2% +$2.81K
HTGC icon
1133
Hercules Capital
HTGC
$3.29B
$189K 0.01%
13,456
– –
SMFG icon
1134
Sumitomo Mitsui Financial
SMFG
$166B
$187K 0.01%
25,426
+617
+2% +$4.44K
CLF icon
1135
Cleveland-Cliffs
CLF
$6.93B
$186K 0.01%
22,246
+8,785
+65% +$67.5K
BRSL
1136
Brightstar Lottery PLC
BRSL
$1.92B
$183K 0.01%
12,212
-722
-6% -$10.3K
PPT
1137
Franklin Premier Income Trust
PPT
$317M
$183K 0.01%
33,662
– –
BBK
1138
DELISTED
Blackrock Municipal Bond Trust
BBK
$183K 0.01%
11,737
– –
EIM
1139
Eaton Vance Municipal Bond Fund
EIM
$465M
$181K 0.01%
14,162
-2,940
-17% -$37.8K
KTF
1140
DWS Municipal Income Trust
KTF
$328M
$179K 0.01%
15,877
+1,177
+8% +$13.5K
EVF
1141
Eaton Vance Senior Income Trust
EVF
$88.5M
$177K 0.01%
27,769
– –
BE icon
1142
Bloom Energy
BE
$79.5B
$175K 0.01%
23,475
-11,159
-32% -$54.1K
DHY
1143
UBS Asset Management High Yield Credit Fund
DHY
$224M
$173K 0.01%
68,000
-11,361
-14% -$28.6K
GPK icon
1144
Graphic Packaging
GPK
$2.86B
$172K 0.01%
+10,273
New +$163K
RWT
1145
Redwood Trust
RWT
$489M
$172K 0.01%
+10,344
New +$170K
BHK icon
1146
BlackRock Core Bond Trust
BHK
$618M
$170K 0.01%
11,673
-888
-7% -$12.8K
NUV icon
1147
Nuveen Municipal Value Fund
NUV
$1.79B
$167K 0.01%
15,616
-3,455
-18% -$36.3K
AGEN
1148
Agenus
AGEN
$326M
$163K 0.01%
2,038
– –
OI icon
1149
O-I Glass
OI
$945M
$163K 0.01%
13,421
-1,448
-10% -$14.4K
NMZ icon
1150
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.03B
$160K 0.01%
11,238
+347
+3% +$4.93K
44 45
46
47 48

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WAM
Wealthspire Advisors (Maryland) Potomac, Maryland $2.84B AUM 10.91% 1-Year Est. Return
FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
TT International London, United Kingdom $1.94B AUM
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
Peter Svennilson $1.23B AUM 301.34% 1-Year Est. Return
CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
Cornerstone Advisors (Washington) Bellevue, Washington $936M AUM 8.77% 1-Year Est. Return

First Allied Advisory Services's Q4 2019 Portfolio in Review

As of Q4 2019, First Allied Advisory Services held 1,706 positions worth $2.96B, up 5.3% from $2.81B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

First Allied Advisory Services's Q4 2019 filing shows 85 new, 499 increased, 581 reduced and 500 closed positions. Its largest new stake was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M. The largest sale was Vanguard Morningstar Small-Cap Growth ETF, an estimated $8.42M.

By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 60% a quarter earlier, followed by Technology and Financials.

  • First Allied Advisory Services's largest Q4 2019 buy was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M.
  • First Allied Advisory Services added most to First Trust Value Line Dividend Fund in Q4 2019, an estimated $10.6M increase.
  • First Allied Advisory Services's biggest Q4 2019 reduction was Vanguard Morningstar Small-Cap Growth ETF, cutting an estimated $8.42M.
  • First Allied Advisory Services fully exited Celgene Corp in Q4 2019, selling an estimated $6.91M.
  • First Allied Advisory Services's ten largest holdings make up 18% of its $2.96B portfolio in Q4 2019.
  • First Allied Advisory Services opened 85 new positions and closed 500 in Q4 2019.
  • First Allied Advisory Services's portfolio value rose 5.3% quarter-over-quarter to $2.96B.

Based on First Allied Advisory Services's 13F filing for Q4 2019, filed 10 Feb 2020.