We are live on ! Find out more
FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+7.4%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.96B
AUM Growth
+$150M
Cap. Flow
-$32.1M
Cap. Flow %
-1.09%
Top 10 Hldgs %
17.64%
Holding
1,706
New
85
Increased
499
Reduced
581
Closed
500

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$10.6M
2
ACP
abrdn Income Credit Strategies Fund
ACP
+$10.3M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$7.15M
4
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$6.34M
5
MGK icon
Vanguard Morningstar Mega Cap Growth ETF
MGK
+$5.61M

Top Sells

Rank Stock Value
1
VBK icon
Vanguard Morningstar Small-Cap Growth ETF
VBK
+$8.42M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$8.03M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$7.26M
4
CELG
Celgene Corp
CELG
+$6.91M
5
MSFT icon
Microsoft
MSFT
+$6.17M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.07%
2 Technology 8.83%
3 Financials 6.32%
4 Healthcare 4.7%
5 Communication Services 4.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MLN icon
1076
VanEck Long Muni ETF
MLN
$656M
$221K 0.01%
10,500
– –
REZ icon
1077
iShares Residential and Multisector Real Estate ETF
REZ
$814M
$221K 0.01%
2,926
+27
+0.9% +$2.09K
SUSA icon
1078
iShares ESG Optimized MSCI USA ETF
SUSA
$3.99B
$221K 0.01%
3,296
-16
-0.5% -$1.02K
XRAY icon
1079
Dentsply Sirona
XRAY
$2.02B
$221K 0.01%
3,906
+96
+3% +$5.35K
CG icon
1080
Carlyle Group
CG
$14.3B
$219K 0.01%
+6,802
New +$192K
KLAC icon
1081
KLA
KLAC
$219B
$219K 0.01%
+12,240
New +$205K
JKHY icon
1082
Jack Henry & Associates
JKHY
$11.1B
$217K 0.01%
+1,489
New +$217K
THW
1083
abrdn World Healthcare Fund
THW
$538M
$217K 0.01%
+15,730
New +$212K
BOTZ icon
1084
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.48B
$215K 0.01%
9,716
-379
-4% -$8K
CRL icon
1085
Charles River Laboratories
CRL
$13.1B
$215K 0.01%
+1,404
New +$194K
IAF
1086
abrdn Australia Equity Fund
IAF
$122M
$215K 0.01%
+13,292
New +$211K
CASH icon
1087
Pathward Financial
CASH
$1.63B
$214K 0.01%
+5,962
New +$203K
IPG
1088
DELISTED
Interpublic Group of Companies
IPG
$214K 0.01%
+8,967
New +$197K
BIT icon
1089
BlackRock Multi-Sector Income Trust
BIT
$659M
$213K 0.01%
13,129
– –
KIM icon
1090
Kimco Realty
KIM
$15.2B
$213K 0.01%
10,137
-8,941
-47% -$188K
RESP
1091
DELISTED
WisdomTree U.S. ESG Fund
RESP
$213K 0.01%
5,790
+1,600
+38% +$56.6K
HEI icon
1092
HEICO Corp
HEI
$41.8B
$212K 0.01%
1,858
-655
-26% -$80.6K
PCN
1093
PIMCO Corporate & Income Strategy Fund
PCN
$853M
$212K 0.01%
11,160
-1,585
-12% -$29.9K
VGSH icon
1094
Vanguard Short-Term Treasury ETF
VGSH
$34.5B
$212K 0.01%
3,498
-3,571
-51% -$217K
FNI
1095
DELISTED
First Trust Chindia ETF
FNI
$212K 0.01%
5,347
-14,822
-73% -$549K
NUAN
1096
DELISTED
Nuance Communications, Inc.
NUAN
$212K 0.01%
11,973
-3,613
-23% -$59.9K
A icon
1097
Agilent Technologies
A
$43.3B
$211K 0.01%
2,468
-1,154
-32% -$90.8K
AKAM icon
1098
Akamai
AKAM
$15B
$211K 0.01%
2,447
-83
-3% -$7.26K
DSI icon
1099
iShares MSCI KLD 400 Social ETF
DSI
$5.37B
$211K 0.01%
3,504
-10,976
-76% -$631K
LKFT
1100
Lakefront Biotherapeutics American Depositary Shares
LKFT
$1.8B
$211K 0.01%
+1,017
New +$188K
42 43
44
45 46

Similar funds

WAM
Wealthspire Advisors (Maryland) Potomac, Maryland $2.84B AUM 10.91% 1-Year Est. Return
FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
TT International London, United Kingdom $1.94B AUM
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
Peter Svennilson $1.23B AUM 301.34% 1-Year Est. Return
CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
Cornerstone Advisors (Washington) Bellevue, Washington $936M AUM 8.77% 1-Year Est. Return

First Allied Advisory Services's Q4 2019 Portfolio in Review

As of Q4 2019, First Allied Advisory Services held 1,706 positions worth $2.96B, up 5.3% from $2.81B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

First Allied Advisory Services's Q4 2019 filing shows 85 new, 499 increased, 581 reduced and 500 closed positions. Its largest new stake was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M. The largest sale was Vanguard Morningstar Small-Cap Growth ETF, an estimated $8.42M.

By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 60% a quarter earlier, followed by Technology and Financials.

  • First Allied Advisory Services's largest Q4 2019 buy was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M.
  • First Allied Advisory Services added most to First Trust Value Line Dividend Fund in Q4 2019, an estimated $10.6M increase.
  • First Allied Advisory Services's biggest Q4 2019 reduction was Vanguard Morningstar Small-Cap Growth ETF, cutting an estimated $8.42M.
  • First Allied Advisory Services fully exited Celgene Corp in Q4 2019, selling an estimated $6.91M.
  • First Allied Advisory Services's ten largest holdings make up 18% of its $2.96B portfolio in Q4 2019.
  • First Allied Advisory Services opened 85 new positions and closed 500 in Q4 2019.
  • First Allied Advisory Services's portfolio value rose 5.3% quarter-over-quarter to $2.96B.

Based on First Allied Advisory Services's 13F filing for Q4 2019, filed 10 Feb 2020.