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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+7.4%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.96B
AUM Growth
+$150M
Cap. Flow
-$32.1M
Cap. Flow %
-1.09%
Top 10 Hldgs %
17.64%
Holding
1,706
New
85
Increased
499
Reduced
581
Closed
500

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$10.6M
2
ACP
abrdn Income Credit Strategies Fund
ACP
+$10.3M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$7.15M
4
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$6.34M
5
MGK icon
Vanguard Morningstar Mega Cap Growth ETF
MGK
+$5.61M

Top Sells

Rank Stock Value
1
VBK icon
Vanguard Morningstar Small-Cap Growth ETF
VBK
+$8.42M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$8.03M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$7.26M
4
CELG
Celgene Corp
CELG
+$6.91M
5
MSFT icon
Microsoft
MSFT
+$6.17M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.07%
2 Technology 8.83%
3 Financials 6.32%
4 Healthcare 4.7%
5 Communication Services 4.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AOS icon
1051
A.O. Smith
AOS
$7.73B
$230K 0.01%
4,845
+207
+4% +$10K
EWZ icon
1052
iShares MSCI Brazil ETF
EWZ
$8.53B
$230K 0.01%
4,841
-1,624
-25% -$71.1K
FCVT icon
1053
First Trust SSI Strategic Convertible Securities ETF
FCVT
$101M
$230K 0.01%
7,042
-470
-6% -$15.1K
FOX icon
1054
Fox Class B
FOX
$24.9B
$229K 0.01%
6,268
-400
-6% -$13.4K
NCLH icon
1055
Norwegian Cruise Line
NCLH
$6.67B
$229K 0.01%
+3,902
New +$206K
PGX icon
1056
Invesco Preferred ETF
PGX
$3.67B
$229K 0.01%
15,102
-2,143
-12% -$32K
XRT icon
1057
State Street SPDR S&P Retail ETF
XRT
$393M
$229K 0.01%
4,993
-13
-0.3% -$572
AMN icon
1058
AMN Healthcare
AMN
$1.35B
$228K 0.01%
+3,642
New +$215K
ETY icon
1059
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.21B
$228K 0.01%
18,012
+1,671
+10% +$20.3K
GBCI icon
1060
Glacier Bancorp
GBCI
$5.85B
$228K 0.01%
+4,958
New +$214K
NUEM icon
1061
Nuveen ESG Emerging Markets Equity ETF
NUEM
$411M
$228K 0.01%
8,381
+46
+0.6% +$1.2K
XLC icon
1062
State Street Communication Services Select Sector SPDR ETF
XLC
$22.9B
$228K 0.01%
4,311
+1,483
+52% +$76.4K
SGEN
1063
DELISTED
Seagen Inc. Common Stock
SGEN
$228K 0.01%
+1,985
New +$210K
FDEU
1064
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
$228K 0.01%
15,187
-1,807
-11% -$26.2K
SAP icon
1065
SAP
SAP
$246B
$227K 0.01%
1,723
-123
-7% -$16.2K
SBAC icon
1066
SBA Communications
SBAC
$19.1B
$227K 0.01%
951
-326
-26% -$77.3K
GQRE icon
1067
Northern Trust Global Quality Real Estate ETF
GQRE
$405M
$226K 0.01%
3,510
+735
+26% +$48.2K
QRVO icon
1068
Qorvo
QRVO
$10.1B
$226K 0.01%
+1,912
New +$185K
MFD
1069
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
$226K 0.01%
+21,235
New +$216K
IYZ icon
1070
iShares US Telecommunications ETF
IYZ
$1.22B
$224K 0.01%
7,544
-26
-0.3% -$766
SON icon
1071
Sonoco
SON
$4.79B
$224K 0.01%
+3,687
New +$218K
DINO icon
1072
HF Sinclair
DINO
$20.3B
$222K 0.01%
+4,417
New +$234K
EQIX icon
1073
Equinix
EQIX
$100B
$222K 0.01%
382
-40
-9% -$22.5K
AMED
1074
DELISTED
Amedisys
AMED
$221K 0.01%
+1,304
New +$194K
IGE icon
1075
iShares North American Natural Resources ETF
IGE
$783M
$221K 0.01%
7,413
+186
+3% +$5.43K
41 42
43
44 45

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WAM
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FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
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VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
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CT
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CAW
Cornerstone Advisors (Washington) Bellevue, Washington $936M AUM 8.77% 1-Year Est. Return

First Allied Advisory Services's Q4 2019 Portfolio in Review

As of Q4 2019, First Allied Advisory Services held 1,706 positions worth $2.96B, up 5.3% from $2.81B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

First Allied Advisory Services's Q4 2019 filing shows 85 new, 499 increased, 581 reduced and 500 closed positions. Its largest new stake was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M. The largest sale was Vanguard Morningstar Small-Cap Growth ETF, an estimated $8.42M.

By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 60% a quarter earlier, followed by Technology and Financials.

  • First Allied Advisory Services's largest Q4 2019 buy was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M.
  • First Allied Advisory Services added most to First Trust Value Line Dividend Fund in Q4 2019, an estimated $10.6M increase.
  • First Allied Advisory Services's biggest Q4 2019 reduction was Vanguard Morningstar Small-Cap Growth ETF, cutting an estimated $8.42M.
  • First Allied Advisory Services fully exited Celgene Corp in Q4 2019, selling an estimated $6.91M.
  • First Allied Advisory Services's ten largest holdings make up 18% of its $2.96B portfolio in Q4 2019.
  • First Allied Advisory Services opened 85 new positions and closed 500 in Q4 2019.
  • First Allied Advisory Services's portfolio value rose 5.3% quarter-over-quarter to $2.96B.

Based on First Allied Advisory Services's 13F filing for Q4 2019, filed 10 Feb 2020.