FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Return 15.9%
This Quarter Return
+2.33%
1 Year Return
+15.9%
3 Year Return
+33.56%
5 Year Return
+71.83%
10 Year Return
–
AUM
$1.98B
AUM Growth
+$94.6M
Cap. Flow
+$69.6M
Cap. Flow %
3.52%
Top 10 Hldgs %
13.62%
Holding
1,199
New
165
Increased
531
Reduced
357
Closed
104

Top Buys

1
PGX icon
Invesco Preferred ETF
PGX
$11.1M
2
ACWI icon
iShares MSCI ACWI ETF
ACWI
$10.9M
3
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
$8.55M
4
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$7.28M
5
CWB icon
SPDR Bloomberg Convertible Securities ETF
CWB
$6.27M

Top Sells

1
PFF icon
iShares Preferred and Income Securities ETF
PFF
$12.2M
2
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$7.35M
3
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
$6.84M
4
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
$5.84M
5
VGK icon
Vanguard FTSE Europe ETF
VGK
$5.79M

Sector Composition

1 Technology 7.18%
2 Financials 6.17%
3 Healthcare 5.89%
4 Industrials 5.22%
5 Consumer Staples 4.9%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CLF icon
1051
Cleveland-Cliffs
CLF
$5.2B
$129K 0.01%
+15,366
New +$129K
SIRI icon
1052
SiriusXM
SIRI
$7.94B
$127K 0.01%
2,845
-7
-0.2% -$312
JTA
1053
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
$126K 0.01%
11,141
– –
DBO icon
1054
Invesco DB Oil Fund
DBO
$230M
$116K 0.01%
11,994
-609
-5% -$5.89K
WIW
1055
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$544M
$113K 0.01%
+10,130
New +$113K
ELP icon
1056
Copel
ELP
$6.65B
$110K 0.01%
+32,390
New +$110K
JPC icon
1057
Nuveen Preferred & Income Opportunities Fund
JPC
$2.62B
$110K 0.01%
11,162
+31
+0.3% +$306
INB
1058
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$110K 0.01%
12,850
+1,050
+9% +$8.99K
OMER icon
1059
Omeros
OMER
$284M
$108K 0.01%
+10,850
New +$108K
CBA
1060
DELISTED
ClearBridge American Energy MLP
CBA
$108K 0.01%
11,781
+25
+0.2% +$229
DSM
1061
BNY Mellon Strategic Municipal Bond Fund
DSM
$280M
$105K 0.01%
13,000
– –
MFG icon
1062
Mizuho Financial
MFG
$81.3B
$105K 0.01%
29,178
+18,460
+172% +$66.4K
BDJ icon
1063
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.6B
$101K 0.01%
12,408
-500
-4% -$4.07K
DHF
1064
BNY Mellon High Yield Strategies Fund
DHF
$190M
$101K 0.01%
30,000
+15,000
+100% +$50.5K
MDR
1065
DELISTED
McDermott International
MDR
$100K 0.01%
4,529
-482
-10% -$10.6K
SDRL
1066
DELISTED
Seadrill Limited Common Stock
SDRL
$96K ﹤0.01%
+105
New +$96K
S
1067
DELISTED
Sprint Corporation
S
$96K ﹤0.01%
11,373
-1,400
-11% -$11.8K
SPLS
1068
DELISTED
Staples Inc
SPLS
$96K ﹤0.01%
10,612
-458,694
-98% -$4.15M
ARWR icon
1069
Arrowhead Research
ARWR
$3.87B
$95K ﹤0.01%
61,000
– –
MDXG icon
1070
MiMedx Group
MDXG
$1.05B
$93K ﹤0.01%
10,464
– –
MNKD icon
1071
MannKind Corp
MNKD
$1.64B
$88K ﹤0.01%
27,741
+25,614
+1,204% +$81.3K
RAD
1072
DELISTED
Rite Aid Corporation
RAD
$88K ﹤0.01%
533
-70
-12% -$11.6K
MUFG icon
1073
Mitsubishi UFJ Financial
MUFG
$175B
$77K ﹤0.01%
+12,569
New +$77K
ADAM
1074
Adamas Trust, Inc. Common Stock
ADAM
$666M
$77K ﹤0.01%
+2,900
New +$77K
CSR
1075
Centerspace
CSR
$1,000M
$76K ﹤0.01%
+1,069
New +$76K
41 42
43
44 45