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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+5.13%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.92B
AUM Growth
+$266M
(+10%)
Cap. Flow
+$147M
Cap. Flow
% of AUM
5.03%
Top 10 Holdings %
Top 10 Hldgs %
19%
Holding
1,267
New
118
Increased
640
Reduced
376
Closed
88
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$10.8M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$9.34M |
| 3 |
Apple
AAPL
|
+$9.2M |
| 4 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$8.33M |
| 5 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$7.74M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
|
+$7.61M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$7.12M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$5.41M |
| 4 |
iShares MSCI ACWI ETF
ACWI
|
+$5.37M |
| 5 |
EPR Properties
EPR
|
+$5.23M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.78% |
| 2 | Financials | 5.28% |
| 3 | Healthcare | 4.87% |
| 4 | Industrials | 4.3% |
| 5 | Communication Services | 3.83% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1026
Glacier Bancorp
GBCI
$6.38B
| $227K | 0.01% |
+5,179
| New | +$225K |
|
1027
Reinsurance Group of America
RGA
$15.6B
| $227K | 0.01% |
1,570
-72
| -4% | -$10.2K |
|
1028
iShares Global Utilities ETF
JXI
$315M
| $226K | 0.01% |
4,554
-158
| -3% | -$7.85K |
|
1029
Snap-on
SNA
$21.2B
| $226K | 0.01% |
1,213
-130
| -10% | -$22.7K |
|
|
BCPC
1030
Balchem Corp
BCPC
$5.23B
| $226K | 0.01% |
+2,015
| New | +$212K |
|
|
TIF
1031
DELISTED
Tiffany & Co.
TIF
| $226K | 0.01% |
+1,743
| New | +$228K |
|
1032
BlackRock Science and Technology Trust
BST
$1.59B
| $225K | 0.01% |
6,376
-404
| -6% | -$13.8K |
|
|
FDEU
1033
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
| $225K | 0.01% |
14,286
+1,211
| +9% | +$19.3K |
|
1034
FlexShares Quality Dividend Defensive Index Fund
QDEF
$547M
| $224K | 0.01% |
+4,756
| New | +$220K |
|
1035
iShares Global Infrastructure ETF
IGF
$11B
| $223K | 0.01% |
5,262
-3,621
| -41% | -$156K |
|
1036
Invesco S&P 500 BuyWrite ETF
PBP
$354M
| $222K | 0.01% |
+9,822
| New | +$220K |
|
|
PCN
1037
PIMCO Corporate & Income Strategy Fund
PCN
$873M
| $222K | 0.01% |
12,195
-15,175
| -55% | -$276K |
|
1038
Royal Gold
RGLD
$17.2B
| $222K | 0.01% |
2,876
-447
| -13% | -$36.8K |
|
|
SCG
1039
DELISTED
Scana
SCG
| $222K | 0.01% |
5,812
+49
| +0.9% | +$1.88K |
|
1040
Aegon
AEG
$14B
| $221K | 0.01% |
40,511
+3,010
| +8% | +$15.6K |
|
1041
Ecopetrol
EC
$35B
| $221K | 0.01% |
+8,303
| New | +$184K |
|
1042
BlackBerry
BB
$4.95B
| $218K | 0.01% |
19,065
+3,135
| +20% | +$32K |
|
1043
Canadian National Railway
CNI
$76.9B
| $218K | 0.01% |
+2,393
| New | +$209K |
|
1044
NCR Voyix
VYX
$1.12B
| $218K | 0.01% |
+12,300
| New | +$219K |
|
1045
Icon
ICLR
$12.8B
| $217K | 0.01% |
+1,434
| New | +$206K |
|
1046
KT
KT
$8.8B
| $217K | 0.01% |
14,249
+3,321
| +30% | +$45.4K |
|
1047
VanEck Gold Miners ETF
GDX
$23.5B
| $216K | 0.01% |
+11,595
| New | +$231K |
|
1048
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
| $215K | 0.01% |
1,938
-1,865
| -49% | -$206K |
|
1049
Spire
SR
$4.76B
| $214K | 0.01% |
+2,904
| New | +$215K |
|
|
SIX
1050
DELISTED
Six Flags Entertainment Corp.
SIX
| $213K | 0.01% |
3,085
-131
| -4% | -$8.89K |
|
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First Allied Advisory Services's Q3 2018 Portfolio in Review
As of Q3 2018, First Allied Advisory Services held 1,267 positions worth $2.92B, up 10% from $2.65B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
First Allied Advisory Services deployed $147M of net new capital in Q3 2018, opening 118 new positions and adding to 640 existing holdings. Its largest new stake was State Street SPDR Bloomberg Investment Grade Floating Rate ETF: 270,826 shares worth $8.33M.
By sector, the portfolio is most concentrated in Technology at 7.8% of assets, up from 7% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was State Street SPDR Bloomberg International Treasury Bond ETF, an estimated $7.61M trimmed.
- First Allied Advisory Services's largest Q3 2018 buy was State Street SPDR Bloomberg Investment Grade Floating Rate ETF: 270,826 shares worth $8.33M.
- First Allied Advisory Services added most to iShares Russell 2000 ETF in Q3 2018, an estimated $10.8M increase.
- First Allied Advisory Services's biggest Q3 2018 reduction was State Street SPDR Bloomberg International Treasury Bond ETF, cutting an estimated $7.61M.
- First Allied Advisory Services fully exited VanEck High Yield Muni ETF in Q3 2018, selling an estimated $5.1M.
- First Allied Advisory Services's ten largest holdings make up 19% of its $2.92B portfolio in Q3 2018.
- First Allied Advisory Services opened 118 new positions and closed 88 in Q3 2018.
- First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.92B.
Based on First Allied Advisory Services's 13F filing for Q3 2018, filed 14 Nov 2018.