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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+7.4%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.96B
AUM Growth
+$150M
Cap. Flow
-$32.1M
Cap. Flow %
-1.09%
Top 10 Hldgs %
17.64%
Holding
1,706
New
85
Increased
499
Reduced
581
Closed
500

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$10.6M
2
ACP
abrdn Income Credit Strategies Fund
ACP
+$10.3M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$7.15M
4
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$6.34M
5
MGK icon
Vanguard Morningstar Mega Cap Growth ETF
MGK
+$5.61M

Top Sells

Rank Stock Value
1
VBK icon
Vanguard Morningstar Small-Cap Growth ETF
VBK
+$8.42M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$8.03M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$7.26M
4
CELG
Celgene Corp
CELG
+$6.91M
5
MSFT icon
Microsoft
MSFT
+$6.17M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.07%
2 Technology 8.83%
3 Financials 6.32%
4 Healthcare 4.7%
5 Communication Services 4.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GGG icon
1001
Graco
GGG
$12.4B
$260K 0.01%
+5,046
New +$241K
INTU icon
1002
Intuit
INTU
$85B
$260K 0.01%
986
+130
+15% +$34K
JAZZ icon
1003
Jazz Pharmaceuticals
JAZZ
$15.8B
$260K 0.01%
1,757
-737
-30% -$100K
LAMR icon
1004
Lamar Advertising Co
LAMR
$15B
$260K 0.01%
2,888
-249
-8% -$20.8K
SMMV icon
1005
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$281M
$260K 0.01%
7,395
+6,077
+461% +$211K
CPRT icon
1006
Copart
CPRT
$28.5B
$259K 0.01%
+11,356
New +$242K
HUN icon
1007
Huntsman Corp
HUN
$1.61B
$257K 0.01%
10,581
-7,192
-40% -$167K
ROP icon
1008
Roper Technologies
ROP
$37.2B
$257K 0.01%
720
-32
-4% -$11.1K
AOD
1009
abrdn Total Dynamic Dividend Fund
AOD
$1.09B
$256K 0.01%
28,699
+337
+1% +$2.88K
DHF
1010
BNY Mellon High Yield Strategies Fund
DHF
$165M
$256K 0.01%
82,200
-6,364
-7% -$19.4K
TECH icon
1011
Bio-Techne
TECH
$11.3B
$255K 0.01%
4,572
+384
+9% +$20.1K
CHE icon
1012
Chemed
CHE
$6.66B
$252K 0.01%
579
+24
+4% +$10.1K
PCY icon
1013
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.28B
$252K 0.01%
8,401
-36,593
-81% -$1.06M
TEVA icon
1014
Teva Pharmaceutical Industries Limited
TEVA
$44.9B
$251K 0.01%
25,293
-354
-1% -$3.16K
BTZ icon
1015
BlackRock Credit Allocation Income Trust
BTZ
$896M
$250K 0.01%
17,890
+1,460
+9% +$19.9K
MJ icon
1016
Amplify Alternative Harvest ETF
MJ
$110M
$250K 0.01%
1,199
-525
-30% -$116K
NRG icon
1017
NRG Energy
NRG
$22.6B
$250K 0.01%
+6,293
New +$249K
NRO
1018
Neuberger Real Estate Securities Income Fund Inc
NRO
$172M
$250K 0.01%
+45,432
New +$243K
FFC
1019
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$746M
$249K 0.01%
11,567
-1,436
-11% -$30.7K
HPE icon
1020
Hewlett Packard
HPE
$75.2B
$248K 0.01%
15,620
-656
-4% -$10.5K
SLY
1021
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$248K 0.01%
3,425
-43
-1% -$2.99K
KDP icon
1022
Keurig Dr Pepper
KDP
$43.3B
$247K 0.01%
8,560
-362
-4% -$10.4K
AWR icon
1023
American States Water
AWR
$3.46B
$246K 0.01%
2,835
+1
+0% +$89
CRUS icon
1024
Cirrus Logic
CRUS
$5.91B
$246K 0.01%
+2,994
New +$203K
BAH icon
1025
Booz Allen Hamilton
BAH
$9.43B
$244K 0.01%
3,458
+100
+3% +$7.12K
39 40
41
42 43

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WAM
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FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
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VIM
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PS
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CT
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CAW
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First Allied Advisory Services's Q4 2019 Portfolio in Review

As of Q4 2019, First Allied Advisory Services held 1,706 positions worth $2.96B, up 5.3% from $2.81B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

First Allied Advisory Services's Q4 2019 filing shows 85 new, 499 increased, 581 reduced and 500 closed positions. Its largest new stake was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M. The largest sale was Vanguard Morningstar Small-Cap Growth ETF, an estimated $8.42M.

By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 60% a quarter earlier, followed by Technology and Financials.

  • First Allied Advisory Services's largest Q4 2019 buy was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M.
  • First Allied Advisory Services added most to First Trust Value Line Dividend Fund in Q4 2019, an estimated $10.6M increase.
  • First Allied Advisory Services's biggest Q4 2019 reduction was Vanguard Morningstar Small-Cap Growth ETF, cutting an estimated $8.42M.
  • First Allied Advisory Services fully exited Celgene Corp in Q4 2019, selling an estimated $6.91M.
  • First Allied Advisory Services's ten largest holdings make up 18% of its $2.96B portfolio in Q4 2019.
  • First Allied Advisory Services opened 85 new positions and closed 500 in Q4 2019.
  • First Allied Advisory Services's portfolio value rose 5.3% quarter-over-quarter to $2.96B.

Based on First Allied Advisory Services's 13F filing for Q4 2019, filed 10 Feb 2020.