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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+1.27%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.81B
AUM Growth
-$84.3M
(-2.9%)
Cap. Flow
-$110M
Cap. Flow
% of AUM
-3.92%
Top 10 Holdings %
Top 10 Hldgs %
17.38%
Holding
1,701
New
493
Increased
511
Reduced
577
Closed
68
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
|
+$9.24M |
| 2 |
State Street SPDR Portfolio Emerging Markets ETF
SPEM
|
+$7.59M |
| 3 |
State Street SPDR Bloomberg High Yield Bond ETF
JNK
|
+$6.66M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$6.16M |
| 5 |
Northern Trust Morningstar Global Upstream Natural Resources ETF
GUNR
|
+$4.93M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P International Dividend ETF
DWX
|
+$13.4M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$12.6M |
| 3 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$12.1M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$11.5M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$11.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 60.19% |
| 2 | Technology | 8.14% |
| 3 | Financials | 6.22% |
| 4 | Healthcare | 4.45% |
| 5 | Communication Services | 4.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
976
D.R. Horton
DHI
$38.7B
| $256K | 0.01% |
4,780
-37
| -0.8% | -$1.77K |
|
977
Lamar Advertising Co
LAMR
$15B
| $256K | 0.01% |
3,137
+41
| +1% | +$3.24K |
|
978
MarketAxess Holdings
MKTX
$5.75B
| $256K | 0.01% |
+777
| New | +$278K |
|
979
Universal Display
OLED
$3.51B
| $256K | 0.01% |
1,526
+32
| +2% | +$6.4K |
|
980
Tyler Technologies
TYL
$14.2B
| $256K | 0.01% |
+1,003
| New | +$246K |
|
981
Avery Dennison
AVY
$13.1B
| $254K | 0.01% |
2,225
+30
| +1% | +$3.42K |
|
982
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.8B
| $254K | 0.01% |
9,141
+1,179
| +15% | +$32.6K |
|
983
American States Water
AWR
$3.46B
| $253K | 0.01% |
2,834
+151
| +6% | +$12.7K |
|
984
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.82B
| $253K | 0.01% |
10,115
-562
| -5% | -$13.2K |
|
985
Weyerhaeuser
WY
$15.7B
| $253K | 0.01% |
9,148
+505
| +6% | +$13.2K |
|
|
UMPQ
986
DELISTED
Umpqua Holdings Corp
UMPQ
| $253K | 0.01% |
14,918
-2,210
| -13% | -$36.3K |
|
987
Ionis Pharmaceuticals
IONS
$7.45B
| $252K | 0.01% |
4,294
-166
| -4% | -$10.8K |
|
|
PXD
988
DELISTED
Pioneer Natural Resource Co.
PXD
| $252K | 0.01% |
1,969
-36
| -2% | -$4.76K |
|
|
APTS
989
DELISTED
Preferred Apartment Communities, Inc.
APTS
| $252K | 0.01% |
17,580
-9,507
| -35% | -$137K |
|
990
Markel Group
MKL
$22.1B
| $251K | 0.01% |
+215
| New | +$244K |
|
991
Reinsurance Group of America
RGA
$16.2B
| $250K | 0.01% |
1,563
-17
| -1% | -$2.63K |
|
992
SiteOne Landscape Supply
SITE
$3.86B
| $250K | 0.01% |
3,383
-211
| -6% | -$15.5K |
|
993
iShares Global Utilities ETF
JXI
$294M
| $249K | 0.01% |
4,263
| – | – |
|
994
International Flavors & Fragrances
IFF
$21.5B
| $248K | 0.01% |
2,038
+260
| +15% | +$33.2K |
|
|
ENV
995
DELISTED
ENVESTNET, INC.
ENV
| $248K | 0.01% |
+4,361
| New | +$275K |
|
996
Amdocs
DOX
$6.41B
| $247K | 0.01% |
3,750
-128
| -3% | -$8.23K |
|
997
VanEck Gold Miners ETF
GDX
$27.9B
| $247K | 0.01% |
+9,261
| New | +$259K |
|
998
Old Dominion Freight Line
ODFL
$36.2B
| $247K | 0.01% |
4,350
-312
| -7% | -$16.9K |
|
999
Ryder
R
$9.13B
| $247K | 0.01% |
4,774
+319
| +7% | +$16.7K |
|
1000
Hewlett Packard
HPE
$75.2B
| $245K | 0.01% |
16,276
-907
| -5% | -$12.9K |
|
Similar funds
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NIMC
TI
VIM
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CT
CAW
First Allied Advisory Services's Q3 2019 Portfolio in Review
As of Q3 2019, First Allied Advisory Services held 1,701 positions worth $2.81B, down 2.9% from $2.89B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services withdrew a net $110M in Q3 2019, closing 68 positions and reducing 577 holdings. Its most notable exit was Unum, an estimated $5.17M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 61% a quarter earlier, followed by Technology and Financials.
Against the trend, First Allied Advisory Services opened a new position in Northern Trust Morningstar Global Upstream Natural Resources ETF worth $4.84M.
- First Allied Advisory Services's largest Q3 2019 buy was Northern Trust Morningstar Global Upstream Natural Resources ETF: 155,586 shares worth $4.84M.
- First Allied Advisory Services added most to State Street SPDR Portfolio Developed World ex-US ETF in Q3 2019, an estimated $9.24M increase.
- First Allied Advisory Services's biggest Q3 2019 reduction was State Street SPDR S&P International Dividend ETF, cutting an estimated $13.4M.
- First Allied Advisory Services fully exited Unum in Q3 2019, selling an estimated $5.17M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.81B portfolio in Q3 2019.
- First Allied Advisory Services opened 493 new positions and closed 68 in Q3 2019.
- First Allied Advisory Services's portfolio value fell 2.9% quarter-over-quarter to $2.81B.
Based on First Allied Advisory Services's 13F filing for Q3 2019, filed 6 Nov 2019.