We are live on ! Find out more
FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+4.85%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.51B
AUM Growth
+$192M
Cap. Flow
+$90M
Cap. Flow %
3.58%
Top 10 Hldgs %
17.17%
Holding
1,587
New
460
Increased
546
Reduced
467
Closed
56

Top Buys

Rank Stock Value
1
GAB icon
Gabelli Equity Trust
GAB
+$10.9M
2
HFRO
Highland Opportunities and Income Fund
HFRO
+$9.62M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$8.5M
4
DJP icon
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
+$7.67M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$6.36M

Top Sells

Rank Stock Value
1
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$5.53M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.49M
3
GSK icon
GSK
GSK
+$4.68M
4
MBB icon
iShares MBS ETF
MBB
+$3.56M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.36M

Sector Composition

Rank Sector Weight
1 Technology 7.3%
2 Financials 5.29%
3 Industrials 4.66%
4 Healthcare 4.53%
5 Consumer Discretionary 4.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DVN icon
976
Devon Energy
DVN
$51.9B
$239K 0.01%
5,822
-169
-3% -$6.39K
URA icon
977
Global X Uranium ETF
URA
$5.52B
$239K 0.01%
16,177
-378
-2% -$5.26K
CNQ icon
978
Canadian Natural Resources
CNQ
$96.9B
$237K 0.01%
+13,518
New +$227K
MKC icon
979
McCormick & Company Non-Voting
MKC
$13.4B
$237K 0.01%
4,638
+620
+15% +$30.9K
DAN icon
980
Dana Inc
DAN
$2.91B
$236K 0.01%
7,384
– –
TNH
981
DELISTED
Terra Nitrogen
TNH
$236K 0.01%
2,959
+70
+2% +$5.68K
FAAR icon
982
First Trust Alternative Absolute Return Strategy ETF
FAAR
$187M
$235K 0.01%
+8,006
New +$238K
FTHI icon
983
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
$2.36B
$235K 0.01%
10,055
+299
+3% +$6.85K
TM icon
984
Toyota
TM
$210B
$235K 0.01%
+1,871
New +$233K
BHC icon
985
Bausch Health
BHC
$1.65B
$234K 0.01%
11,301
-364
-3% -$5.77K
CMG icon
986
Chipotle Mexican Grill
CMG
$40.8B
$234K 0.01%
40,350
-9,050
-18% -$54K
PIZ icon
987
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$718M
$234K 0.01%
8,403
-199
-2% -$5.44K
PVH icon
988
PVH
PVH
$3.71B
$234K 0.01%
1,694
-1,081
-39% -$141K
MAA icon
989
Mid-America Apartment Communities
MAA
$15.6B
$232K 0.01%
2,230
+40
+2% +$4.15K
MNDT
990
DELISTED
Mandiant, Inc. Common Stock
MNDT
$232K 0.01%
16,125
+1,422
+10% +$21.6K
UUP icon
991
Invesco DB US Dollar Index Bullish Fund
UUP
$434M
$231K 0.01%
9,660
-858
-8% -$20.9K
CMP icon
992
Compass Minerals
CMP
$1.24B
$229K 0.01%
+3,160
New +$213K
RHI icon
993
Robert Half
RHI
$3.61B
$227K 0.01%
4,007
-337
-8% -$17.9K
ARWR icon
994
Arrowhead Research
ARWR
$12.1B
$225K 0.01%
61,000
– –
BMRN icon
995
BioMarin Pharmaceuticals
BMRN
$11.5B
$224K 0.01%
2,533
+100
+4% +$8.7K
NLSN
996
DELISTED
Nielsen Holdings plc
NLSN
$224K 0.01%
+6,402
New +$243K
CODI icon
997
Compass Diversified
CODI
$755M
$223K 0.01%
13,295
+346
+3% +$5.94K
RL icon
998
Ralph Lauren
RL
$22.2B
$223K 0.01%
+2,097
New +$194K
CHCT
999
Community Healthcare Trust
CHCT
$537M
$222K 0.01%
7,945
– –
SCHP icon
1000
Schwab US TIPS ETF
SCHP
$16.3B
$222K 0.01%
8,110
+782
+11% +$21.6K
38 39
40
41 42

Similar funds

WAM
Wealthspire Advisors (Maryland) Potomac, Maryland $2.84B AUM 10.91% 1-Year Est. Return
FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
TT International London, United Kingdom $1.94B AUM
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
Peter Svennilson $1.23B AUM 301.34% 1-Year Est. Return
CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
Cornerstone Advisors (Washington) Bellevue, Washington $936M AUM 8.77% 1-Year Est. Return

First Allied Advisory Services's Q4 2017 Portfolio in Review

As of Q4 2017, First Allied Advisory Services held 1,587 positions worth $2.51B, up 8.3% from $2.32B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

First Allied Advisory Services deployed $90M of net new capital in Q4 2017, opening 460 new positions and adding to 546 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, down from 7.4% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was WisdomTree Japan Hedged Equity Fund, an estimated $5.53M trimmed.

  • First Allied Advisory Services's largest Q4 2017 buy was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
  • First Allied Advisory Services added most to Gabelli Equity Trust in Q4 2017, an estimated $10.9M increase.
  • First Allied Advisory Services's biggest Q4 2017 reduction was WisdomTree Japan Hedged Equity Fund, cutting an estimated $5.53M.
  • First Allied Advisory Services fully exited ProShares Short S&P500 in Q4 2017, selling an estimated $2.71M.
  • First Allied Advisory Services's ten largest holdings make up 17% of its $2.51B portfolio in Q4 2017.
  • First Allied Advisory Services opened 460 new positions and closed 56 in Q4 2017.
  • First Allied Advisory Services's portfolio value rose 8.3% quarter-over-quarter to $2.51B.

Based on First Allied Advisory Services's 13F filing for Q4 2017, filed 8 Feb 2018.