FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Return 15.9%
This Quarter Return
+2.33%
1 Year Return
+15.9%
3 Year Return
+33.56%
5 Year Return
+71.83%
10 Year Return
–
AUM
$1.98B
AUM Growth
+$94.6M
Cap. Flow
+$69.6M
Cap. Flow %
3.52%
Top 10 Hldgs %
13.62%
Holding
1,199
New
165
Increased
531
Reduced
357
Closed
104

Top Buys

1
PGX icon
Invesco Preferred ETF
PGX
$11.1M
2
ACWI icon
iShares MSCI ACWI ETF
ACWI
$10.9M
3
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
$8.55M
4
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$7.28M
5
CWB icon
SPDR Bloomberg Convertible Securities ETF
CWB
$6.27M

Top Sells

1
PFF icon
iShares Preferred and Income Securities ETF
PFF
$12.2M
2
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$7.35M
3
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
$6.84M
4
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
$5.84M
5
VGK icon
Vanguard FTSE Europe ETF
VGK
$5.79M

Sector Composition

1 Technology 7.18%
2 Financials 6.17%
3 Healthcare 5.89%
4 Industrials 5.22%
5 Consumer Staples 4.9%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
APU
976
DELISTED
AmeriGas Partners, L.P.
APU
$207K 0.01%
+4,319
New +$207K
AXON icon
977
Axon Enterprise
AXON
$57.2B
$207K 0.01%
8,531
-800
-9% -$19.4K
CXP
978
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$207K 0.01%
9,598
-1,875
-16% -$40.4K
AKS
979
DELISTED
AK Steel Holding Corp.
AKS
$207K 0.01%
20,245
-897
-4% -$9.17K
AGEN
980
Agenus
AGEN
$138M
$206K 0.01%
2,548
+510
+25% +$41.2K
HYHG icon
981
ProShares High Yield-Interest Rate Hedged ETF
HYHG
$164M
$206K 0.01%
+3,012
New +$206K
RVTY icon
982
Revvity
RVTY
$10.1B
$206K 0.01%
3,948
– –
SPDW icon
983
SPDR Portfolio Developed World ex-US ETF
SPDW
$29.2B
$206K 0.01%
8,023
-430
-5% -$11K
FIG
984
DELISTED
Fortress Investment Group Llc
FIG
$206K 0.01%
42,300
– –
SCHE icon
985
Schwab Emerging Markets Equity ETF
SCHE
$10.8B
$205K 0.01%
+9,520
New +$205K
SR icon
986
Spire
SR
$4.46B
$205K 0.01%
+3,179
New +$205K
TIER
987
DELISTED
TIER REIT, Inc.
TIER
$205K 0.01%
11,799
-4,035
-25% -$70.1K
MCO icon
988
Moody's
MCO
$89.5B
$204K 0.01%
2,165
+298
+16% +$28.1K
PSCE icon
989
Invesco S&P SmallCap Energy ETF
PSCE
$58.1M
$204K 0.01%
+1,946
New +$204K
WSKY
990
DELISTED
Spirited Funds/ETFMG Whiskey & Spirits ETF
WSKY
$204K 0.01%
+8,400
New +$204K
MCA
991
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$203K 0.01%
13,998
+925
+7% +$13.4K
RPAI
992
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$203K 0.01%
+13,216
New +$203K
FXR icon
993
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$1.9B
$202K 0.01%
+6,132
New +$202K
OKS
994
DELISTED
Oneok Partners LP
OKS
$202K 0.01%
4,704
-6,000
-56% -$258K
BBK
995
DELISTED
Blackrock Municipal Bond Trust
BBK
$202K 0.01%
13,237
– –
BGC icon
996
BGC Group
BGC
$4.71B
$201K 0.01%
30,576
+5,049
+20% +$33.2K
EMHY icon
997
iShares JPMorgan EM High Yield Bond ETF
EMHY
$496M
$201K 0.01%
4,119
-12,698
-76% -$620K
HTGC icon
998
Hercules Capital
HTGC
$3.49B
$201K 0.01%
14,222
-7,957
-36% -$112K
ICF icon
999
iShares Select U.S. REIT ETF
ICF
$1.92B
$201K 0.01%
4,030
-34,616
-90% -$1.73M
OI icon
1000
O-I Glass
OI
$1.97B
$201K 0.01%
11,540
-687
-6% -$12K
38 39
40
41 42