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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-16.08%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.32B
AUM Growth
-$636M
(-21%)
Cap. Flow
-$98.7M
Cap. Flow
% of AUM
-4.25%
Top 10 Holdings %
Top 10 Hldgs %
18.89%
Holding
1,269
New
63
Increased
470
Reduced
501
Closed
210
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$14.7M |
| 2 |
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
|
+$14.7M |
| 3 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$14.3M |
| 4 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$10.4M |
| 5 |
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
|
+$8.02M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Total US Stock Market ETF
ITOT
|
+$13.6M |
| 2 |
Fidelity MSCI Financials Index ETF
FNCL
|
+$9.43M |
| 3 |
Northern Trust Morningstar Global Upstream Natural Resources ETF
GUNR
|
+$8.76M |
| 4 |
Vanguard Real Estate ETF
VNQ
|
+$8.26M |
| 5 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$8.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 61.08% |
| 2 | Technology | 9.74% |
| 3 | Healthcare | 5.4% |
| 4 | Financials | 5.06% |
| 5 | Communication Services | 4.42% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
iShares Russell 1000 Growth ETF
IWF
$123B
| $6.79M | 0.29% |
180,192
-14,952
| -8% | -$644K |
|
77
Northern Trust Ultra-Short Fixed Income ETF
RAVI
$1.54B
| $6.71M | 0.29% |
+90,447
| New | +$6.83M |
|
78
Schwab US Large- Cap ETF
SCHX
$73B
| $6.7M | 0.29% |
655,932
+44,868
| +7% | +$545K |
|
79
UnitedHealth
UNH
$337B
| $6.66M | 0.29% |
26,712
+1,980
| +8% | +$545K |
|
80
iShares 20+ Year Treasury Bond ETF
TLT
$46.5B
| $6.66M | 0.29% |
40,367
-32,094
| -44% | -$4.78M |
|
|
ACP
81
abrdn Income Credit Strategies Fund
ACP
$583M
| $6.63M | 0.29% |
908,466
+680
| +0.1% | +$7.13K |
|
82
AbbVie
ABBV
$464B
| $6.5M | 0.28% |
85,324
-1,346
| -2% | -$115K |
|
83
CVS Health
CVS
$117B
| $6.47M | 0.28% |
109,084
+34,635
| +47% | +$2.31M |
|
84
Global X US Preferred ETF
PFFD
$2.1B
| $6.45M | 0.28% |
294,897
-136,026
| -32% | -$3.28M |
|
85
Royce Value Trust
RVT
$2.17B
| $6.45M | 0.28% |
666,466
-3,091
| -0.5% | -$40.9K |
|
86
Gilead Sciences
GILD
$183B
| $6.44M | 0.28% |
86,084
+7,645
| +10% | +$528K |
|
87
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.4B
| $6.4M | 0.28% |
224,863
-7,312
| -3% | -$251K |
|
88
3M
MMM
$83.9B
| $6.38M | 0.27% |
55,880
+2,544
| +5% | +$335K |
|
89
FT Vest US Equity Buffer ETF February
FFEB
$1.43B
| $6.37M | 0.27% |
+246,748
| New | +$6.59M |
|
90
ExxonMobil
XOM
$672B
| $6.13M | 0.26% |
161,354
-11,594
| -7% | -$640K |
|
91
Lockheed Martin
LMT
$124B
| $6.11M | 0.26% |
18,033
-1,582
| -8% | -$622K |
|
92
Target
TGT
$70.3B
| $5.88M | 0.25% |
63,285
-2,424
| -4% | -$269K |
|
93
Mastercard
MA
$497B
| $5.84M | 0.25% |
24,160
-403
| -2% | -$120K |
|
94
FT Vest US Equity Buffer ETF November
FNOV
$1.24B
| $5.82M | 0.25% |
+213,356
| New | +$6.43M |
|
95
Franklin Templeton
BEN
$16.6B
| $5.77M | 0.25% |
345,507
+63,952
| +23% | +$1.47M |
|
96
NVIDIA
NVDA
$5.17T
| $5.74M | 0.25% |
870,840
-161,760
| -16% | -$1.02M |
|
97
Vanguard S&P 500 ETF
VOO
$1.03T
| $5.65M | 0.24% |
23,845
+1,176
| +5% | +$329K |
|
98
PepsiCo
PEP
$183B
| $5.6M | 0.24% |
46,620
+1,223
| +3% | +$165K |
|
99
Lowe's Companies
LOW
$109B
| $5.57M | 0.24% |
64,717
-968
| -1% | -$106K |
|
|
GRX
100
Gabelli Healthcare & Wellness Trust
GRX
$141M
| $5.55M | 0.24% |
640,903
-16,409
| -2% | -$174K |
|
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First Allied Advisory Services's Q1 2020 Portfolio in Review
As of Q1 2020, First Allied Advisory Services held 1,269 positions worth $2.32B, down 21% from $2.96B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
First Allied Advisory Services withdrew a net $98.7M in Q1 2020, closing 210 positions and reducing 501 holdings. Its most notable exit was Fidelity MSCI Financials Index ETF, an estimated $9.43M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 60% a quarter earlier, followed by Technology and Healthcare.
Against the trend, First Allied Advisory Services opened a new position in Northern Trust Ultra-Short Fixed Income ETF worth $6.71M.
- First Allied Advisory Services's largest Q1 2020 buy was Northern Trust Ultra-Short Fixed Income ETF: 90,447 shares worth $6.71M.
- First Allied Advisory Services added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q1 2020, an estimated $14.7M increase.
- First Allied Advisory Services's biggest Q1 2020 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $13.6M.
- First Allied Advisory Services fully exited Fidelity MSCI Financials Index ETF in Q1 2020, selling an estimated $9.43M.
- First Allied Advisory Services's ten largest holdings make up 19% of its $2.32B portfolio in Q1 2020.
- First Allied Advisory Services opened 63 new positions and closed 210 in Q1 2020.
- First Allied Advisory Services's portfolio value fell 21% quarter-over-quarter to $2.32B.
Based on First Allied Advisory Services's 13F filing for Q1 2020, filed 8 May 2020.