We are live on
!
Find out more
FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+7.4%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.96B
AUM Growth
+$150M
(+5.3%)
Cap. Flow
-$32.1M
Cap. Flow
% of AUM
-1.09%
Top 10 Holdings %
Top 10 Hldgs %
17.64%
Holding
1,706
New
85
Increased
499
Reduced
581
Closed
500
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Value Line Dividend Fund
FVD
|
+$10.6M |
| 2 |
ACP
abrdn Income Credit Strategies Fund
ACP
|
+$10.3M |
| 3 |
iShares MSCI USA Quality Factor ETF
QUAL
|
+$7.15M |
| 4 |
iShares Core Dividend Growth ETF
DGRO
|
+$6.34M |
| 5 |
Vanguard Morningstar Mega Cap Growth ETF
MGK
|
+$5.61M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Morningstar Small-Cap Growth ETF
VBK
|
+$8.42M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$8.03M |
| 3 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$7.26M |
| 4 |
CELG
Celgene Corp
CELG
|
+$6.91M |
| 5 |
Microsoft
MSFT
|
+$6.17M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 60.07% |
| 2 | Technology | 8.83% |
| 3 | Financials | 6.32% |
| 4 | Healthcare | 4.7% |
| 5 | Communication Services | 4.18% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
US Bancorp
USB
$96.9B
| $8.76M | 0.3% |
147,116
-5,825
| -4% | -$337K |
|
77
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.4B
| $8.74M | 0.3% |
232,175
-6,757
| -3% | -$244K |
|
78
iShares Russell 1000 Growth ETF
IWF
$123B
| $8.58M | 0.29% |
195,144
-5,396
| -3% | -$225K |
|
79
Netflix
NFLX
$324B
| $8.57M | 0.29% |
264,860
-1,420
| -0.5% | -$42.1K |
|
80
iShares Short Maturity Bond ETF
NEAR
$5.15B
| $8.54M | 0.29% |
169,798
-39,981
| -19% | -$2.01M |
|
81
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.6B
| $8.52M | 0.29% |
160,379
-441
| -0.3% | -$23.5K |
|
82
Target
TGT
$70.1B
| $8.42M | 0.28% |
65,709
+2,492
| +4% | +$292K |
|
83
Wells Fargo
WFC
$271B
| $8.25M | 0.28% |
152,513
+6,887
| +5% | +$361K |
|
84
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.29B
| $8.05M | 0.27% |
110,303
-5,286
| -5% | -$374K |
|
85
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.47B
| $7.87M | 0.27% |
195,284
-7,547
| -4% | -$301K |
|
86
3M
MMM
$84.9B
| $7.87M | 0.27% |
53,336
-2,015
| -4% | -$282K |
|
87
Lowe's Companies
LOW
$109B
| $7.87M | 0.27% |
65,685
-93
| -0.1% | -$10.6K |
|
88
State Street DoubleLine Total Return Tactical ETF
TOTL
$3.86B
| $7.83M | 0.26% |
159,746
+5,926
| +4% | +$290K |
|
89
Schwab US Large- Cap ETF
SCHX
$73.3B
| $7.82M | 0.26% |
611,064
-232,290
| -28% | -$2.85M |
|
90
State Street Technology Select Sector SPDR ETF
XLK
$119B
| $7.8M | 0.26% |
170,336
+36,238
| +27% | +$1.55M |
|
91
iShares MBS ETF
MBB
$38.9B
| $7.78M | 0.26% |
71,904
+3,299
| +5% | +$356K |
|
92
iShares MSCI USA Momentum Factor ETF
MTUM
$24.1B
| $7.76M | 0.26% |
61,750
-23,022
| -27% | -$2.79M |
|
93
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.5B
| $7.69M | 0.26% |
138,557
-3,575
| -3% | -$192K |
|
94
AbbVie
ABBV
$465B
| $7.69M | 0.26% |
86,670
+2,102
| +2% | +$175K |
|
95
Lockheed Martin
LMT
$123B
| $7.68M | 0.26% |
19,615
-205
| -1% | -$78.7K |
|
96
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.78B
| $7.67M | 0.26% |
70,006
-13,195
| -16% | -$1.43M |
|
|
GRX
97
Gabelli Healthcare & Wellness Trust
GRX
$142M
| $7.59M | 0.26% |
657,312
+301
| +0% | +$3.25K |
|
98
iShares Convertible Bond ETF
ICVT
$7.67B
| $7.4M | 0.25% |
117,995
-6,223
| -5% | -$374K |
|
|
RTL
99
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
| $7.38M | 0.25% |
556,517
-62,524
| -10% | -$893K |
|
100
Franklin Templeton
BEN
$16.9B
| $7.32M | 0.25% |
281,555
+37,302
| +15% | +$1.01M |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q4 2019 Portfolio in Review
As of Q4 2019, First Allied Advisory Services held 1,706 positions worth $2.96B, up 5.3% from $2.81B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
First Allied Advisory Services's Q4 2019 filing shows 85 new, 499 increased, 581 reduced and 500 closed positions. Its largest new stake was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M. The largest sale was Vanguard Morningstar Small-Cap Growth ETF, an estimated $8.42M.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 60% a quarter earlier, followed by Technology and Financials.
- First Allied Advisory Services's largest Q4 2019 buy was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M.
- First Allied Advisory Services added most to First Trust Value Line Dividend Fund in Q4 2019, an estimated $10.6M increase.
- First Allied Advisory Services's biggest Q4 2019 reduction was Vanguard Morningstar Small-Cap Growth ETF, cutting an estimated $8.42M.
- First Allied Advisory Services fully exited Celgene Corp in Q4 2019, selling an estimated $6.91M.
- First Allied Advisory Services's ten largest holdings make up 18% of its $2.96B portfolio in Q4 2019.
- First Allied Advisory Services opened 85 new positions and closed 500 in Q4 2019.
- First Allied Advisory Services's portfolio value rose 5.3% quarter-over-quarter to $2.96B.
Based on First Allied Advisory Services's 13F filing for Q4 2019, filed 10 Feb 2020.