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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+1.27%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.81B
AUM Growth
-$84.3M
(-2.9%)
Cap. Flow
-$109M
Cap. Flow
% of AUM
-3.88%
Top 10 Holdings %
Top 10 Hldgs %
17.38%
Holding
1,701
New
493
Increased
511
Reduced
577
Closed
68
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
|
+$9.24M |
| 2 |
State Street SPDR Portfolio Emerging Markets ETF
SPEM
|
+$7.59M |
| 3 |
State Street SPDR Bloomberg High Yield Bond ETF
JNK
|
+$6.66M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$6.16M |
| 5 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$4.93M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P International Dividend ETF
DWX
|
+$13.4M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$12.6M |
| 3 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$12.1M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$11.5M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$11.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.12% |
| 2 | Financials | 6.17% |
| 3 | Healthcare | 4.42% |
| 4 | Communication Services | 4.12% |
| 5 | Industrials | 4.07% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.51B
| $8.16M | 0.29% |
202,831
-95,518
| -32% | -$3.82M |
|
77
iShares National Muni Bond ETF
MUB
$45.2B
| $8.1M | 0.29% |
71,034
-8,994
| -11% | -$1.03M |
|
78
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.26B
| $8.08M | 0.29% |
115,589
+33,090
| +40% | +$2.35M |
|
79
iShares Russell 1000 Growth ETF
IWF
$117B
| $8.01M | 0.28% |
200,540
+2,336
| +1% | +$93.7K |
|
80
iShares 20+ Year Treasury Bond ETF
TLT
$42.4B
| $7.99M | 0.28% |
56,056
-14,587
| -21% | -$2.03M |
|
81
First Trust Capital Strength ETF
FTCS
$8.05B
| $7.99M | 0.28% |
140,586
+42,470
| +43% | +$2.42M |
|
82
Lockheed Martin
LMT
$131B
| $7.79M | 0.28% |
19,820
-988
| -5% | -$372K |
|
83
iShares Russell 1000 Value ETF
IWD
$81.4B
| $7.68M | 0.27% |
59,867
+1,299
| +2% | +$165K |
|
84
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.1B
| $7.57M | 0.27% |
153,820
-10,632
| -6% | -$523K |
|
85
3M
MMM
$91.8B
| $7.56M | 0.27% |
55,351
+87
| +0.2% | +$12.2K |
|
86
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.41B
| $7.46M | 0.27% |
142,132
+64,940
| +84% | +$3.44M |
|
87
iShares MBS ETF
MBB
$39.1B
| $7.44M | 0.26% |
68,605
+25,399
| +59% | +$2.74M |
|
88
Amgen
AMGN
$209B
| $7.41M | 0.26% |
38,144
-423
| -1% | -$81.2K |
|
89
Wells Fargo
WFC
$254B
| $7.4M | 0.26% |
145,626
+67,829
| +87% | +$3.2M |
|
90
SPDR Gold Trust
GLD
$131B
| $7.36M | 0.26% |
53,020
+10,567
| +25% | +$1.47M |
|
91
iShares Convertible Bond ETF
ICVT
$6.97B
| $7.24M | 0.26% |
124,218
-67,557
| -35% | -$4.03M |
|
92
Lowe's Companies
LOW
$121B
| $7.23M | 0.26% |
65,778
+11,344
| +21% | +$1.2M |
|
93
Netflix
NFLX
$307B
| $7.12M | 0.25% |
266,280
+35,130
| +15% | +$1.1M |
|
94
PepsiCo
PEP
$196B
| $7.1M | 0.25% |
51,701
-23,062
| -31% | -$3.06M |
|
95
Franklin Resources
BEN
$16.8B
| $7.05M | 0.25% |
244,253
+112,661
| +86% | +$3.44M |
|
|
CELG
96
DELISTED
Celgene Corp
CELG
| $6.91M | 0.25% |
69,692
-5,596
| -7% | -$532K |
|
|
GRX
97
Gabelli Healthcare & Wellness Trust
GRX
$145M
| $6.84M | 0.24% |
657,011
+376
| +0.1% | +$3.95K |
|
98
Target
TGT
$66.3B
| $6.77M | 0.24% |
63,217
-5,050
| -7% | -$480K |
|
99
C.H. Robinson
CHRW
$20.5B
| $6.66M | 0.24% |
78,490
-2,480
| -3% | -$208K |
|
100
Mastercard
MA
$498B
| $6.66M | 0.24% |
24,512
-6,330
| -21% | -$1.74M |
|
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CT
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First Allied Advisory Services's Q3 2019 Portfolio in Review
As of Q3 2019, First Allied Advisory Services held 1,701 positions worth $2.81B, down 2.9% from $2.89B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services withdrew a net $109M in Q3 2019, closing 68 positions and reducing 577 holdings. Its most notable exit was Unum, an estimated $5.17M position sold in full.
By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 7.4% a quarter earlier, followed by Financials and Healthcare.
Against the trend, First Allied Advisory Services opened a new position in FlexShares Global Upstream Natural Resources Index Fund worth $4.84M.
- First Allied Advisory Services's largest Q3 2019 buy was FlexShares Global Upstream Natural Resources Index Fund: 155,586 shares worth $4.84M.
- First Allied Advisory Services added most to State Street SPDR Portfolio Developed World ex-US ETF in Q3 2019, an estimated $9.24M increase.
- First Allied Advisory Services's biggest Q3 2019 reduction was State Street SPDR S&P International Dividend ETF, cutting an estimated $13.4M.
- First Allied Advisory Services fully exited Unum in Q3 2019, selling an estimated $5.17M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.81B portfolio in Q3 2019.
- First Allied Advisory Services opened 493 new positions and closed 68 in Q3 2019.
- First Allied Advisory Services's portfolio value fell 2.9% quarter-over-quarter to $2.81B.
Based on First Allied Advisory Services's 13F filing for Q3 2019, filed 6 Nov 2019.