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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-0.8%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.59B
AUM Growth
+$79.3M
(+3.2%)
Cap. Flow
+$117M
Cap. Flow
% of AUM
4.52%
Top 10 Holdings %
Top 10 Hldgs %
17.4%
Holding
1,597
New
74
Increased
579
Reduced
466
Closed
427
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab US Aggregate Bond ETF
SCHZ
|
+$17.1M |
| 2 |
Invesco Variable Rate Preferred ETF
VRP
|
+$16.9M |
| 3 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$14.2M |
| 4 |
Schwab US TIPS ETF
SCHP
|
+$11.4M |
| 5 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$8.95M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ProShares VIX Short-Term Futures ETF
VIXY
|
+$10.6M |
| 2 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$10.5M |
| 3 |
Keurig Dr Pepper
KDP
|
+$6.04M |
| 4 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$5.78M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$5.75M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.16% |
| 2 | Financials | 5.31% |
| 3 | Healthcare | 4.63% |
| 4 | Industrials | 4.58% |
| 5 | Consumer Discretionary | 3.82% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
Vanguard Dividend Appreciation ETF
VIG
$111B
| $7.45M | 0.29% |
73,626
+10,818
| +17% | +$1.12M |
|
77
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.2B
| $7.4M | 0.29% |
57,172
+5,211
| +10% | +$691K |
|
78
PepsiCo
PEP
$196B
| $7.37M | 0.28% |
67,522
-8,446
| -11% | -$961K |
|
|
CELG
79
DELISTED
Celgene Corp
CELG
| $7.29M | 0.28% |
81,558
+5,078
| +7% | +$487K |
|
80
Invesco Dorsey Wright Momentum ETF
PDP
$1.38B
| $7.28M | 0.28% |
138,420
-45,524
| -25% | -$2.44M |
|
81
LyondellBasell Industries
LYB
$19.5B
| $7.25M | 0.28% |
68,244
+928
| +1% | +$104K |
|
82
Vanguard S&P 500 ETF
VOO
$956B
| $7.2M | 0.28% |
29,724
+7,530
| +34% | +$1.89M |
|
83
Vanguard Short-Term Bond ETF
BSV
$44.7B
| $7.19M | 0.28% |
91,660
-33,694
| -27% | -$2.65M |
|
84
Alibaba
BABA
$276B
| $7.19M | 0.28% |
39,144
+1,460
| +4% | +$275K |
|
85
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.37B
| $7.13M | 0.27% |
109,075
+76,627
| +236% | +$5.1M |
|
86
Netflix
NFLX
$307B
| $7.13M | 0.27% |
241,360
+1,620
| +0.7% | +$44.1K |
|
87
Amgen
AMGN
$209B
| $7.12M | 0.27% |
41,550
+312
| +0.8% | +$57.3K |
|
88
Southern Company
SO
$108B
| $7.03M | 0.27% |
156,396
+9,570
| +7% | +$425K |
|
89
Walt Disney
DIS
$171B
| $7.01M | 0.27% |
69,670
+3,531
| +5% | +$375K |
|
90
iShares MSCI Emerging Markets ETF
EEM
$27.5B
| $6.91M | 0.27% |
143,346
-49,733
| -26% | -$2.44M |
|
|
GRX
91
Gabelli Healthcare & Wellness Trust
GRX
$145M
| $6.91M | 0.27% |
725,838
+21,646
| +3% | +$220K |
|
92
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.35B
| $6.89M | 0.27% |
93,425
+56,439
| +153% | +$4.16M |
|
|
GAP
93
The Gap Inc
GAP
$7.3B
| $6.89M | 0.27% |
220,343
-5,046
| -2% | -$165K |
|
94
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
| $6.82M | 0.26% |
20,004
-664
| -3% | -$231K |
|
95
iShares S&P 500 Growth ETF
IVW
$70.5B
| $6.79M | 0.26% |
175,060
-5,316
| -3% | -$212K |
|
96
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
| $6.79M | 0.26% |
139,677
+6,586
| +5% | +$321K |
|
97
Emerson Electric
EMR
$81.6B
| $6.77M | 0.26% |
98,131
+1,223
| +1% | +$87.1K |
|
98
First Trust Europe AlphaDEX Fund
FEP
$515M
| $6.67M | 0.26% |
168,379
+28,982
| +21% | +$1.17M |
|
99
iShares Russell 2000 ETF
IWM
$79.1B
| $6.62M | 0.26% |
43,660
-3,465
| -7% | -$535K |
|
100
AbbVie
ABBV
$465B
| $6.61M | 0.25% |
69,867
-3,983
| -5% | -$438K |
|
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First Allied Advisory Services's Q1 2018 Portfolio in Review
As of Q1 2018, First Allied Advisory Services held 1,597 positions worth $2.59B, up 3.2% from $2.51B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services deployed $117M of net new capital in Q1 2018, opening 74 new positions and adding to 579 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 126,387 shares worth $4.47M.
By sector, the portfolio is most concentrated in Technology at 7.2% of assets, down from 7.3% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund, an estimated $10.5M trimmed.
- First Allied Advisory Services's largest Q1 2018 buy was First Trust Small Cap Value AlphaDEX Fund: 126,387 shares worth $4.47M.
- First Allied Advisory Services added most to Schwab US Aggregate Bond ETF in Q1 2018, an estimated $17.1M increase.
- First Allied Advisory Services's biggest Q1 2018 reduction was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund, cutting an estimated $10.5M.
- First Allied Advisory Services fully exited ProShares VIX Short-Term Futures ETF in Q1 2018, selling an estimated $10.6M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.59B portfolio in Q1 2018.
- First Allied Advisory Services opened 74 new positions and closed 427 in Q1 2018.
- First Allied Advisory Services's portfolio value rose 3.2% quarter-over-quarter to $2.59B.
Based on First Allied Advisory Services's 13F filing for Q1 2018, filed 11 May 2018.