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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+2.33%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.98B
AUM Growth
+$94.6M
(+5%)
Cap. Flow
+$69.2M
Cap. Flow
% of AUM
3.5%
Top 10 Holdings %
Top 10 Hldgs %
13.62%
Holding
1,199
New
165
Increased
531
Reduced
357
Closed
104
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Preferred ETF
PGX
|
+$11.4M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$10.8M |
| 3 |
Vanguard Emerging Markets Government Bond ETF
VWOB
|
+$8.67M |
| 4 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$7.14M |
| 5 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$6.28M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Preferred and Income Securities ETF
PFF
|
+$12.4M |
| 2 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$7.48M |
| 3 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$6.39M |
| 4 |
ProShares Short 20+ Year Treasury ETF
TBF
|
+$5.84M |
| 5 |
Vanguard FTSE Europe ETF
VGK
|
+$5.69M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.17% |
| 2 | Financials | 6.17% |
| 3 | Healthcare | 5.89% |
| 4 | Industrials | 5.24% |
| 5 | Consumer Staples | 4.9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
Host Hotels & Resorts
HST
$17.5B
| $6.28M | 0.32% |
333,545
-8,663
| -3% | -$146K |
|
|
77
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
| $6.28M | 0.32% |
89,746
-97,646
| -52% | -$6.39M |
|
|
LLTC
78
DELISTED
Linear Technology Corp
LLTC
| $6.21M | 0.31% |
99,565
-7,907
| -7% | -$482K |
|
79
iShares Russell 1000 Value ETF
IWD
$81.4B
| $6.12M | 0.31% |
54,616
+383
| +0.7% | +$41.4K |
|
80
Vanguard Morningstar Small-Cap ETF
VB
$78.9B
| $6.12M | 0.31% |
47,432
+6,665
| +16% | +$827K |
|
81
Bank of America
BAC
$429B
| $6.06M | 0.31% |
274,143
+37,302
| +16% | +$718K |
|
82
Starbucks
SBUX
$119B
| $6.06M | 0.31% |
109,129
+3,587
| +3% | +$199K |
|
83
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.35B
| $5.98M | 0.3% |
97,612
-13,577
| -12% | -$858K |
|
84
EPR Properties
EPR
$4.89B
| $5.93M | 0.3% |
82,604
-1,849
| -2% | -$132K |
|
85
Qualcomm
QCOM
$164B
| $5.9M | 0.3% |
90,491
-187
| -0.2% | -$12.6K |
|
86
Emerson Electric
EMR
$81.6B
| $5.86M | 0.3% |
105,091
+705
| +0.7% | +$37.9K |
|
87
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.45B
| $5.75M | 0.29% |
220,317
-35,165
| -14% | -$891K |
|
88
Walmart Inc
WMT
$909B
| $5.7M | 0.29% |
247,488
+31,032
| +14% | +$724K |
|
89
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.7B
| $5.7M | 0.29% |
139,934
+20,264
| +17% | +$818K |
|
|
GRX
90
Gabelli Healthcare & Wellness Trust
GRX
$145M
| $5.65M | 0.29% |
598,686
+12,779
| +2% | +$124K |
|
91
Sonoco
SON
$5.83B
| $5.64M | 0.29% |
107,000
-30
| -0% | -$1.57K |
|
92
First Trust Value Line Dividend Fund
FVD
$8.44B
| $5.52M | 0.28% |
196,880
+7,505
| +4% | +$204K |
|
93
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
| $5.51M | 0.28% |
112,180
-30,036
| -21% | -$1.48M |
|
94
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.2B
| $5.3M | 0.27% |
43,769
+7,722
| +21% | +$886K |
|
95
iShares 20+ Year Treasury Bond ETF
TLT
$42.4B
| $5.22M | 0.26% |
43,818
-3,084
| -7% | -$386K |
|
96
Alphabet (Google) Class C
GOOG
$4.11T
| $5.2M | 0.26% |
134,680
+13,680
| +11% | +$533K |
|
97
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.21B
| $5.16M | 0.26% |
194,999
-208
| -0.1% | -$5.56K |
|
98
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$1.04B
| $5.16M | 0.26% |
80,304
+12,808
| +19% | +$774K |
|
99
Cisco
CSCO
$443B
| $5.1M | 0.26% |
168,854
-8,936
| -5% | -$272K |
|
100
Vanguard Dividend Appreciation ETF
VIG
$111B
| $5.09M | 0.26% |
59,705
+5,307
| +10% | +$446K |
|
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First Allied Advisory Services's Q4 2016 Portfolio in Review
As of Q4 2016, First Allied Advisory Services held 1,199 positions worth $1.98B, up 5% from $1.88B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services deployed $69.2M of net new capital in Q4 2016, opening 165 new positions and adding to 531 existing holdings. Its largest new stake was Vanguard Emerging Markets Government Bond ETF: 110,211 shares worth $8.55M.
By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 7% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was iShares Preferred and Income Securities ETF, an estimated $12.4M trimmed.
- First Allied Advisory Services's largest Q4 2016 buy was Vanguard Emerging Markets Government Bond ETF: 110,211 shares worth $8.55M.
- First Allied Advisory Services added most to Invesco Preferred ETF in Q4 2016, an estimated $11.4M increase.
- First Allied Advisory Services's biggest Q4 2016 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $12.4M.
- First Allied Advisory Services fully exited ProShares Short 20+ Year Treasury ETF in Q4 2016, selling an estimated $5.84M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.98B portfolio in Q4 2016.
- First Allied Advisory Services opened 165 new positions and closed 104 in Q4 2016.
- First Allied Advisory Services's portfolio value rose 5% quarter-over-quarter to $1.98B.
Based on First Allied Advisory Services's 13F filing for Q4 2016, filed 13 Feb 2017.