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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.8%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.37B
AUM Growth
+$114M
(+9%)
Cap. Flow
+$78.9M
Cap. Flow
% of AUM
5.74%
Top 10 Holdings %
Top 10 Hldgs %
13.34%
Holding
1,160
New
132
Increased
487
Reduced
370
Closed
132
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$14.1M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$10.7M |
| 3 |
Gabelli Equity Trust
GAB
|
+$7.43M |
| 4 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$6.04M |
| 5 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$5.74M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$12.4M |
| 2 |
ProShares Ultra MidCap400
MVV
|
+$5.78M |
| 3 |
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
|
+$5.03M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$4.64M |
| 5 |
Bristol-Myers Squibb
BMY
|
+$3.98M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 7.51% |
| 2 | Technology | 6.94% |
| 3 | Financials | 6.69% |
| 4 | Industrials | 5.25% |
| 5 | Energy | 4.75% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
Alibaba
BABA
$269B
| $4.05M | 0.3% |
39,094
+20,740
| +113% | +$2.13M |
|
77
Enterprise Products Partners
EPD
$83.8B
| $4.03M | 0.29% |
111,635
-3,561
| -3% | -$132K |
|
78
iShares Russell 1000 Growth ETF
IWF
$122B
| $4.01M | 0.29% |
167,816
+18,620
| +12% | +$436K |
|
79
US Bancorp
USB
$99.6B
| $3.95M | 0.29% |
87,930
-1,056
| -1% | -$45.5K |
|
80
Alerian MLP ETF
AMLP
$13B
| $3.9M | 0.28% |
44,328
-83
| -0.2% | -$7.52K |
|
81
iShares US Financials ETF
IYF
$4.39B
| $3.86M | 0.28% |
85,428
+31,540
| +59% | +$1.37M |
|
82
PepsiCo
PEP
$186B
| $3.84M | 0.28% |
40,783
-2,340
| -5% | -$224K |
|
83
Vanguard Short-Term Bond ETF
BSV
$44.6B
| $3.82M | 0.28% |
47,771
-5,132
| -10% | -$412K |
|
84
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
| $3.82M | 0.28% |
42,590
-11,567
| -21% | -$1.05M |
|
85
ConocoPhillips
COP
$147B
| $3.77M | 0.27% |
54,428
+1,832
| +3% | +$128K |
|
86
iShares National Muni Bond ETF
MUB
$45.1B
| $3.61M | 0.26% |
32,697
+1,026
| +3% | +$113K |
|
|
87
Bristol-Myers Squibb
BMY
$127B
| $3.58M | 0.26% |
60,529
-70,572
| -54% | -$3.98M |
|
88
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
| $3.55M | 0.26% |
58,870
+4,261
| +8% | +$249K |
|
|
ESRX
89
DELISTED
Express Scripts Holding Company
ESRX
| $3.53M | 0.26% |
41,718
-418
| -1% | -$32.7K |
|
90
Starbucks
SBUX
$118B
| $3.37M | 0.25% |
82,480
+3,454
| +4% | +$135K |
|
91
Cisco
CSCO
$450B
| $3.35M | 0.24% |
120,001
-511
| -0.4% | -$13.2K |
|
92
iShares US Real Estate ETF
IYR
$4.59B
| $3.34M | 0.24% |
43,474
-6,723
| -13% | -$503K |
|
93
WisdomTree Japan Hedged Equity Fund
DXJ
$7.23B
| $3.33M | 0.24% |
67,607
+48,703
| +258% | +$2.54M |
|
94
First Trust Value Line Dividend Fund
FVD
$8.29B
| $3.32M | 0.24% |
137,585
+35,648
| +35% | +$836K |
|
95
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
| $3.21M | 0.23% |
68,153
-19,815
| -23% | -$967K |
|
96
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
| $3.2M | 0.23% |
80,626
+36,226
| +82% | +$1.51M |
|
97
iShares US Technology ETF
IYW
$23.7B
| $3.19M | 0.23% |
122,452
-33,764
| -22% | -$861K |
|
98
Coca-Cola
KO
$354B
| $3.18M | 0.23% |
75,700
-5,238
| -6% | -$224K |
|
99
Philip Morris
PM
$301B
| $3.17M | 0.23% |
39,145
+2,390
| +7% | +$205K |
|
100
Invesco Pharmaceuticals ETF
PJP
$425M
| $3.15M | 0.23% |
47,373
+5,920
| +14% | +$394K |
|
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First Allied Advisory Services's Q4 2014 Portfolio in Review
As of Q4 2014, First Allied Advisory Services held 1,160 positions worth $1.37B, up 9% from $1.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
First Allied Advisory Services deployed $78.9M of net new capital in Q4 2014, opening 132 new positions and adding to 487 existing holdings. Its largest new stake was VanEck High Yield Muni ETF: 42,708 shares worth $2.64M.
By sector, the portfolio is most concentrated in Healthcare at 7.5% of assets, down from 7.6% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $12.4M trimmed.
- First Allied Advisory Services's largest Q4 2014 buy was VanEck High Yield Muni ETF: 42,708 shares worth $2.64M.
- First Allied Advisory Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $14.1M increase.
- First Allied Advisory Services's biggest Q4 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $12.4M.
- First Allied Advisory Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $5.03M.
- First Allied Advisory Services's ten largest holdings make up 13% of its $1.37B portfolio in Q4 2014.
- First Allied Advisory Services opened 132 new positions and closed 132 in Q4 2014.
- First Allied Advisory Services's portfolio value rose 9% quarter-over-quarter to $1.37B.
Based on First Allied Advisory Services's 13F filing for Q4 2014, filed 9 Feb 2015.