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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+7.56%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.25B
AUM Growth
-$470M
(-27%)
Cap. Flow
-$560M
Cap. Flow
% of AUM
-44.89%
Top 10 Holdings %
Top 10 Hldgs %
14.2%
Holding
1,119
New
115
Increased
289
Reduced
491
Closed
173
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$24.3M |
| 2 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$23.7M |
| 3 |
ProShares Ultra S&P500
SSO
|
+$14M |
| 4 |
ProShares Ultra MidCap400
MVV
|
+$13M |
| 5 |
CYB
WisdomTree Chinese Yuan Strategy Fund
CYB
|
+$4.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$23.8M |
| 2 |
iShares MBS ETF
MBB
|
+$23M |
| 3 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$21.8M |
| 4 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$21.6M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$21.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 49.03% |
| 2 | Financials | 7.12% |
| 3 | Technology | 7% |
| 4 | Energy | 6.67% |
| 5 | Healthcare | 6.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
BlackRock Energy and Resources Trust
BGR
$446M
| $3.93M | 0.31% |
160,620
-171,340
| -52% | -$4.45M |
|
77
Cisco
CSCO
$433B
| $3.93M | 0.31% |
175,662
-37,762
| -18% | -$835K |
|
|
KMP
78
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
| $3.89M | 0.31% |
48,470
-7,951
| -14% | -$641K |
|
79
PepsiCo
PEP
$184B
| $3.81M | 0.31% |
46,171
-6,717
| -13% | -$558K |
|
80
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$285M
| $3.78M | 0.3% |
+239,370
| New | +$3.64M |
|
81
Meta Platforms (Facebook)
META
$1.73T
| $3.75M | 0.3% |
68,946
-111,947
| -62% | -$5.62M |
|
82
US Bancorp
USB
$95.1B
| $3.72M | 0.3% |
92,071
-58,955
| -39% | -$2.26M |
|
83
Abbott
ABT
$178B
| $3.63M | 0.29% |
94,913
-30,688
| -24% | -$1.13M |
|
84
Vanguard Real Estate ETF
VNQ
$37.3B
| $3.63M | 0.29% |
56,139
-143,454
| -72% | -$9.59M |
|
85
iShares 7-10 Year Treasury Bond ETF
IEF
$41.5B
| $3.54M | 0.28% |
35,756
-66,050
| -65% | -$6.7M |
|
86
iShares Russell 1000 Growth ETF
IWF
$124B
| $3.53M | 0.28% |
164,284
+9,180
| +6% | +$188K |
|
87
State Street Financial Select Sector SPDR ETF
XLF
$54B
| $3.53M | 0.28% |
185,083
-299,756
| -62% | -$5.51M |
|
88
Archer Daniels Midland
ADM
$41.8B
| $3.51M | 0.28% |
80,940
-236
| -0.3% | -$9.54K |
|
89
iShares MSCI ACWI ETF
ACWI
$32.8B
| $3.49M | 0.28% |
60,459
-278,927
| -82% | -$15.6M |
|
90
Baxter International
BAX
$12B
| $3.48M | 0.28% |
91,573
-64,675
| -41% | -$2.35M |
|
91
Healthpeak Properties
DOC
$13.9B
| $3.44M | 0.28% |
101,958
+88,504
| +658% | +$3.16M |
|
92
iShares Select Dividend ETF
DVY
$23.3B
| $3.43M | 0.28% |
48,196
-29,939
| -38% | -$2.08M |
|
93
Corning
GLW
$126B
| $3.33M | 0.27% |
184,601
-224,545
| -55% | -$3.7M |
|
94
State Street SPDR S&P Dividend ETF
SDY
$21.3B
| $3.29M | 0.26% |
45,181
-9,979
| -18% | -$717K |
|
95
iShares Global Comm Services ETF
IXP
$473M
| $3.28M | 0.26% |
47,280
-52,321
| -53% | -$3.52M |
|
96
Ford
F
$53.4B
| $3.28M | 0.26% |
211,930
+14,058
| +7% | +$236K |
|
97
iShares Floating Rate Bond ETF
FLOT
$10.8B
| $3.26M | 0.26% |
64,171
-1,952
| -3% | -$98.9K |
|
98
iShares S&P 500 Growth ETF
IVW
$76B
| $3.26M | 0.26% |
132,056
+74,416
| +129% | +$1.75M |
|
99
McDonald's
MCD
$176B
| $3.25M | 0.26% |
33,349
+551
| +2% | +$52.9K |
|
100
State Street Health Care Select Sector SPDR ETF
XLV
$43.6B
| $3.24M | 0.26% |
58,393
+3,804
| +7% | +$203K |
|
Similar funds
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FS
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TI
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CT
CAW
First Allied Advisory Services's Q4 2013 Portfolio in Review
As of Q4 2013, First Allied Advisory Services held 1,119 positions worth $1.25B, down 27% from $1.72B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services withdrew a net $560M in Q4 2013, closing 173 positions and reducing 491 holdings. Its most notable exit was ProShares Ultra Russell2000, an estimated $12.5M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 55% a quarter earlier, followed by Financials and Technology.
Against the trend, First Allied Advisory Services opened a new position in ProShares Ultra S&P500 worth $15.4M.
- First Allied Advisory Services's largest Q4 2013 buy was ProShares Ultra S&P500: 2,396,704 shares worth $15.4M.
- First Allied Advisory Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $24.3M increase.
- First Allied Advisory Services's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $23.8M.
- First Allied Advisory Services fully exited ProShares Ultra Russell2000 in Q4 2013, selling an estimated $12.5M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.25B portfolio in Q4 2013.
- First Allied Advisory Services opened 115 new positions and closed 173 in Q4 2013.
- First Allied Advisory Services's portfolio value fell 27% quarter-over-quarter to $1.25B.
Based on First Allied Advisory Services's 13F filing for Q4 2013, filed 12 Feb 2014.