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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+4.58%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.72B
AUM Growth
+$463M
(+37%)
Cap. Flow
+$415M
Cap. Flow
% of AUM
24.15%
Top 10 Holdings %
Top 10 Hldgs %
14.92%
Holding
1,095
New
147
Increased
484
Reduced
311
Closed
92
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$23.9M |
| 2 |
iShares MBS ETF
MBB
|
+$14.3M |
| 3 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$13.1M |
| 4 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$12M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$11.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$16.4M |
| 2 |
ProShares Ultra S&P500
SSO
|
+$9.12M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$8.23M |
| 4 |
State Street SPDR Dow Jones International Real Estate ETF
RWX
|
+$5.47M |
| 5 |
State Street Utilities Select Sector SPDR ETF
XLU
|
+$4.35M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.48% |
| 2 | Technology | 6.48% |
| 3 | Healthcare | 6.16% |
| 4 | Energy | 5.57% |
| 5 | Industrials | 4.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
Intel
INTC
$460B
| $6.13M | 0.36% |
266,767
+55,567
| +26% | +$1.28M |
|
77
Hasbro
HAS
$13.4B
| $6.1M | 0.35% |
128,048
+44,228
| +53% | +$2.06M |
|
78
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.23B
| $6.06M | 0.35% |
261,837
+152,856
| +140% | +$3.52M |
|
79
iShares MSCI Canada ETF
EWC
$6.17B
| $6.05M | 0.35% |
213,925
+97,351
| +84% | +$2.7M |
|
80
Corning
GLW
$116B
| $6.04M | 0.35% |
409,146
+389,554
| +1,988% | +$5.77M |
|
81
Walmart Inc
WMT
$884B
| $5.96M | 0.35% |
244,998
+114,054
| +87% | +$2.88M |
|
82
Walt Disney
DIS
$167B
| $5.96M | 0.35% |
92,533
+1,626
| +2% | +$104K |
|
83
Vanguard Morningstar Value ETF
VTV
$188B
| $5.86M | 0.34% |
83,820
+17,457
| +26% | +$1.23M |
|
84
Bank of Montreal
BMO
$125B
| $5.78M | 0.34% |
85,572
+30,235
| +55% | +$1.9M |
|
85
Manulife Financial
MFC
$74B
| $5.74M | 0.33% |
342,641
+109,945
| +47% | +$1.88M |
|
|
BNY
86
Bank of New York Mellon
BNY
$106B
| $5.72M | 0.33% |
187,036
+62,317
| +50% | +$1.91M |
|
87
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
| $5.69M | 0.33% |
105,360
-962
| -0.9% | -$51.3K |
|
88
Baxter International
BAX
$13.8B
| $5.62M | 0.33% |
156,248
+131,982
| +544% | +$5.12M |
|
|
CELG
89
DELISTED
Celgene Corp
CELG
| $5.58M | 0.32% |
72,454
+950
| +1% | +$66.6K |
|
90
US Bancorp
USB
$98B
| $5.54M | 0.32% |
151,026
+60,335
| +67% | +$2.23M |
|
91
Scotiabank
BNS
$107B
| $5.41M | 0.31% |
100,124
+34,949
| +54% | +$1.82M |
|
|
CSG
92
DELISTED
CHAMBERS STR PPTYS COM
CSG
| $5.28M | 0.31% |
602,076
+74,033
| +14% | +$622K |
|
|
MIN
93
Aberdeen Intermediate Income Fund
MIN
$273M
| $5.25M | 0.31% |
982,183
+371,831
| +61% | +$1.97M |
|
94
iShares Russell Mid-Cap ETF
IWR
$56.1B
| $5.22M | 0.3% |
150,060
+17,652
| +13% | +$603K |
|
95
iShares Select Dividend ETF
DVY
$23.6B
| $5.19M | 0.3% |
78,135
-4,736
| -6% | -$315K |
|
96
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.2B
| $5.18M | 0.3% |
45,427
+19,665
| +76% | +$2.17M |
|
97
Bank of Hawaii
BOH
$3.15B
| $5.15M | 0.3% |
93,949
+26,796
| +40% | +$1.45M |
|
98
Toronto Dominion Bank
TD
$198B
| $5.12M | 0.3% |
+111,680
| New | +$4.75M |
|
99
Vanguard Dividend Appreciation ETF
VIG
$112B
| $5.1M | 0.3% |
73,354
+6,613
| +10% | +$458K |
|
100
JPMorgan Chase
JPM
$933B
| $5.01M | 0.29% |
96,955
+25,322
| +35% | +$1.36M |
|
Similar funds
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TI
VIM
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CT
CAW
First Allied Advisory Services's Q3 2013 Portfolio in Review
As of Q3 2013, First Allied Advisory Services held 1,095 positions worth $1.72B, up 37% from $1.25B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Allied Advisory Services deployed $415M of net new capital in Q3 2013, opening 147 new positions and adding to 484 existing holdings. Its largest new stake was Vanguard Short-Term Inflation-Protected Securities Index Fund: 206,130 shares worth $10.1M.
By sector, the portfolio is most concentrated in Financials at 6.5% of assets, up from 6.1% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $16.4M trimmed.
- First Allied Advisory Services's largest Q3 2013 buy was Vanguard Short-Term Inflation-Protected Securities Index Fund: 206,130 shares worth $10.1M.
- First Allied Advisory Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $23.9M increase.
- First Allied Advisory Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $16.4M.
- First Allied Advisory Services fully exited ProShares Ultra S&P500 in Q3 2013, selling an estimated $9.12M.
- First Allied Advisory Services's ten largest holdings make up 15% of its $1.72B portfolio in Q3 2013.
- First Allied Advisory Services opened 147 new positions and closed 92 in Q3 2013.
- First Allied Advisory Services's portfolio value rose 37% quarter-over-quarter to $1.72B.
Based on First Allied Advisory Services's 13F filing for Q3 2013, filed 7 Nov 2013.