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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+1.27%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.81B
AUM Growth
-$84.3M
(-2.9%)
Cap. Flow
-$110M
Cap. Flow
% of AUM
-3.92%
Top 10 Holdings %
Top 10 Hldgs %
17.38%
Holding
1,701
New
493
Increased
511
Reduced
577
Closed
68
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
|
+$9.24M |
| 2 |
State Street SPDR Portfolio Emerging Markets ETF
SPEM
|
+$7.59M |
| 3 |
State Street SPDR Bloomberg High Yield Bond ETF
JNK
|
+$6.66M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$6.16M |
| 5 |
Northern Trust Morningstar Global Upstream Natural Resources ETF
GUNR
|
+$4.93M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P International Dividend ETF
DWX
|
+$13.4M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$12.6M |
| 3 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$12.1M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$11.5M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$11.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 60.19% |
| 2 | Technology | 8.14% |
| 3 | Financials | 6.22% |
| 4 | Healthcare | 4.45% |
| 5 | Communication Services | 4.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
951
DexCom
DXCM
$33.1B
| $271K | 0.01% |
+7,188
| New | +$279K |
|
952
John Hancock Multifactor Mid Cap ETF
JHMM
$5.95B
| $270K | 0.01% |
+7,255
| New | +$265K |
|
|
DHF
953
BNY Mellon High Yield Strategies Fund
DHF
$165M
| $268K | 0.01% |
88,564
+1,364
| +2% | +$4.18K |
|
|
FITB
954
Fifth Third Bancorp
FITB
$48.1B
| $268K | 0.01% |
9,837
-138
| -1% | -$3.78K |
|
955
Fortinet
FTNT
$127B
| $267K | 0.01% |
17,245
+3,245
| +23% | +$52.7K |
|
|
SPLK
956
DELISTED
Splunk Inc
SPLK
| $267K | 0.01% |
+2,251
| New | +$281K |
|
957
Donaldson
DCI
$9.98B
| $266K | 0.01% |
5,084
| – | – |
|
958
Hormel Foods
HRL
$11.4B
| $266K | 0.01% |
6,131
-53,157
| -90% | -$2.23M |
|
|
IAE
959
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$93.4M
| $266K | 0.01% |
31,484
-3,210
| -9% | -$27.2K |
|
960
Equifax
EFX
$19B
| $264K | 0.01% |
1,858
+293
| +19% | +$41.3K |
|
961
DigitalBridge
DBRG
$2.98B
| $263K | 0.01% |
11,112
-7,760
| -41% | -$161K |
|
962
Cambria Global Momentum ETF
GMOM
$74.4M
| $263K | 0.01% |
+10,405
| New | +$264K |
|
963
Microchip Technology
MCHP
$38.3B
| $263K | 0.01% |
5,782
-250
| -4% | -$11.3K |
|
964
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.83B
| $263K | 0.01% |
4,046
+286
| +8% | +$18.1K |
|
965
Lamb Weston
LW
$6.41B
| $262K | 0.01% |
3,607
+31
| +0.9% | +$2.13K |
|
966
Harley-Davidson
HOG
$2.74B
| $261K | 0.01% |
7,293
-1,296
| -15% | -$44.4K |
|
967
JD.com
JD
$36.2B
| $261K | 0.01% |
9,286
-2,624
| -22% | -$79.3K |
|
968
Olin
OLN
$1.96B
| $261K | 0.01% |
13,498
-396
| -3% | -$7.46K |
|
969
McKesson
MCK
$102B
| $260K | 0.01% |
1,907
-410
| -18% | -$58.2K |
|
970
Invesco Preferred ETF
PGX
$3.68B
| $260K | 0.01% |
17,245
-76,395
| -82% | -$1.14M |
|
971
H&R Block
HRB
$5.55B
| $259K | 0.01% |
11,022
-732
| -6% | -$19.4K |
|
972
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.58B
| $258K | 0.01% |
2,917
-123
| -4% | -$10.8K |
|
973
Teradyne
TER
$56.2B
| $258K | 0.01% |
+4,384
| New | +$232K |
|
974
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.5B
| $257K | 0.01% |
8,156
-38,218
| -82% | -$1.19M |
|
975
Cooper Companies
COO
$10.1B
| $256K | 0.01% |
3,432
-580
| -14% | -$46.8K |
|
Similar funds
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FS
NIMC
TI
VIM
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CT
CAW
First Allied Advisory Services's Q3 2019 Portfolio in Review
As of Q3 2019, First Allied Advisory Services held 1,701 positions worth $2.81B, down 2.9% from $2.89B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services withdrew a net $110M in Q3 2019, closing 68 positions and reducing 577 holdings. Its most notable exit was Unum, an estimated $5.17M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 61% a quarter earlier, followed by Technology and Financials.
Against the trend, First Allied Advisory Services opened a new position in Northern Trust Morningstar Global Upstream Natural Resources ETF worth $4.84M.
- First Allied Advisory Services's largest Q3 2019 buy was Northern Trust Morningstar Global Upstream Natural Resources ETF: 155,586 shares worth $4.84M.
- First Allied Advisory Services added most to State Street SPDR Portfolio Developed World ex-US ETF in Q3 2019, an estimated $9.24M increase.
- First Allied Advisory Services's biggest Q3 2019 reduction was State Street SPDR S&P International Dividend ETF, cutting an estimated $13.4M.
- First Allied Advisory Services fully exited Unum in Q3 2019, selling an estimated $5.17M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.81B portfolio in Q3 2019.
- First Allied Advisory Services opened 493 new positions and closed 68 in Q3 2019.
- First Allied Advisory Services's portfolio value fell 2.9% quarter-over-quarter to $2.81B.
Based on First Allied Advisory Services's 13F filing for Q3 2019, filed 6 Nov 2019.