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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-0.8%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.59B
AUM Growth
+$79.3M
(+3.2%)
Cap. Flow
+$117M
Cap. Flow
% of AUM
4.5%
Top 10 Holdings %
Top 10 Hldgs %
17.4%
Holding
1,597
New
74
Increased
579
Reduced
466
Closed
427
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab US Aggregate Bond ETF
SCHZ
|
+$17.1M |
| 2 |
Invesco Variable Rate Preferred ETF
VRP
|
+$16.9M |
| 3 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$14.2M |
| 4 |
Schwab US TIPS ETF
SCHP
|
+$11.4M |
| 5 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$8.95M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ProShares VIX Short-Term Futures ETF
VIXY
|
+$10.6M |
| 2 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$10.5M |
| 3 |
Keurig Dr Pepper
KDP
|
+$6.04M |
| 4 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$5.78M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$5.75M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 61.45% |
| 2 | Technology | 7.16% |
| 3 | Financials | 5.52% |
| 4 | Healthcare | 4.7% |
| 5 | Industrials | 4.61% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
951
Dana Inc
DAN
$3.22B
| $250K | 0.01% |
9,639
+2,255
| +31% | +$66.7K |
|
952
Lazard
LAZ
$3.57B
| $250K | 0.01% |
4,783
-987
| -17% | -$54.8K |
|
953
McCormick & Company Non-Voting
MKC
$13.5B
| $250K | 0.01% |
4,694
+56
| +1% | +$2.94K |
|
954
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
$2.5B
| $249K | 0.01% |
11,268
+1,213
| +12% | +$27.9K |
|
955
AerCap
AER
$22.4B
| $246K | 0.01% |
4,793
-573
| -11% | -$29.7K |
|
956
PVH
PVH
$3.31B
| $245K | 0.01% |
1,614
-80
| -5% | -$11.7K |
|
957
Wheaton Precious Metals
WPM
$66.6B
| $245K | 0.01% |
12,104
+1,089
| +10% | +$22.4K |
|
|
GPT
958
DELISTED
Gramercy Property Trust
GPT
| $245K | 0.01% |
11,422
-4,049
| -26% | -$96.2K |
|
|
TNH
959
DELISTED
Terra Nitrogen
TNH
| $245K | 0.01% |
2,928
-31
| -1% | -$2.6K |
|
|
FNI
960
DELISTED
First Trust Chindia ETF
FNI
| $244K | 0.01% |
+6,154
| New | +$253K |
|
961
Cencora
COR
$60.8B
| $243K | 0.01% |
2,731
-114
| -4% | -$11K |
|
962
Ulta Beauty
ULTA
$22.7B
| $243K | 0.01% |
1,178
-808
| -41% | -$175K |
|
963
Bausch Health
BHC
$2.13B
| $242K | 0.01% |
15,101
+3,800
| +34% | +$70.7K |
|
964
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.6B
| $242K | 0.01% |
6,113
+6,015
| +6,138% | +$247K |
|
|
HRC
965
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
| $242K | 0.01% |
+2,803
| New | +$240K |
|
|
CHL
966
DELISTED
China Mobile Limited
CHL
| $242K | 0.01% |
5,197
-181
| -3% | -$8.78K |
|
|
SIR
967
DELISTED
SELECT INCOME REIT
SIR
| $241K | 0.01% |
27,989
-9,978
| -26% | -$91.2K |
|
968
Advanced Micro Devices
AMD
$837B
| $239K | 0.01% |
23,859
-4,415
| -16% | -$52.4K |
|
969
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$5.04B
| $239K | 0.01% |
6,080
+5,192
| +585% | +$202K |
|
|
CMA
970
DELISTED
Comerica
CMA
| $238K | 0.01% |
+2,458
| New | +$234K |
|
971
Fidus Investment
FDUS
$766M
| $238K | 0.01% |
18,510
-295
| -2% | -$4.11K |
|
|
AGEN
972
Agenus
AGEN
$326M
| $236K | 0.01% |
2,548
| – | – |
|
973
Dolby
DLB
$5.5B
| $236K | 0.01% |
3,744
+210
| +6% | +$13.5K |
|
974
State Street SPDR NYSE Technology ETF
XNTK
$1.87B
| $235K | 0.01% |
2,645
+528
| +25% | +$48K |
|
|
QINC
975
DELISTED
First Trust RBA Quality Income ETF
QINC
| $234K | 0.01% |
9,695
-179
| -2% | -$4.47K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q1 2018 Portfolio in Review
As of Q1 2018, First Allied Advisory Services held 1,597 positions worth $2.59B, up 3.2% from $2.51B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services deployed $117M of net new capital in Q1 2018, opening 74 new positions and adding to 579 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 126,387 shares worth $4.47M.
By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 59% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund, an estimated $10.5M trimmed.
- First Allied Advisory Services's largest Q1 2018 buy was First Trust Small Cap Value AlphaDEX Fund: 126,387 shares worth $4.47M.
- First Allied Advisory Services added most to Schwab US Aggregate Bond ETF in Q1 2018, an estimated $17.1M increase.
- First Allied Advisory Services's biggest Q1 2018 reduction was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund, cutting an estimated $10.5M.
- First Allied Advisory Services fully exited ProShares VIX Short-Term Futures ETF in Q1 2018, selling an estimated $10.6M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.59B portfolio in Q1 2018.
- First Allied Advisory Services opened 74 new positions and closed 427 in Q1 2018.
- First Allied Advisory Services's portfolio value rose 3.2% quarter-over-quarter to $2.59B.
Based on First Allied Advisory Services's 13F filing for Q1 2018, filed 11 May 2018.