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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+1.27%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.81B
AUM Growth
-$84.3M
(-2.9%)
Cap. Flow
-$110M
Cap. Flow
% of AUM
-3.92%
Top 10 Holdings %
Top 10 Hldgs %
17.38%
Holding
1,701
New
493
Increased
511
Reduced
577
Closed
68
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
|
+$9.24M |
| 2 |
State Street SPDR Portfolio Emerging Markets ETF
SPEM
|
+$7.59M |
| 3 |
State Street SPDR Bloomberg High Yield Bond ETF
JNK
|
+$6.66M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$6.16M |
| 5 |
Northern Trust Morningstar Global Upstream Natural Resources ETF
GUNR
|
+$4.93M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P International Dividend ETF
DWX
|
+$13.4M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$12.6M |
| 3 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$12.1M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$11.5M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$11.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 60.19% |
| 2 | Technology | 8.14% |
| 3 | Financials | 6.22% |
| 4 | Healthcare | 4.45% |
| 5 | Communication Services | 4.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
926
STMicroelectronics
STM
$42.9B
| $278K | 0.01% |
14,156
+311
| +2% | +$5.7K |
|
927
Trade Desk
TTD
$6.81B
| $278K | 0.01% |
+14,790
| New | +$352K |
|
928
Agilent Technologies
A
$43.3B
| $277K | 0.01% |
3,622
-334
| -8% | -$24.1K |
|
929
Hexcel
HXL
$6.89B
| $277K | 0.01% |
3,366
+127
| +4% | +$10.4K |
|
930
Mettler-Toledo International
MTD
$27.6B
| $277K | 0.01% |
401
-67
| -14% | -$49.2K |
|
931
Sinclair Inc
SBGI
$1.01B
| $277K | 0.01% |
6,364
+46
| +0.7% | +$2.23K |
|
932
Fidelity MSCI Health Care Index ETF
FHLC
$3.42B
| $276K | 0.01% |
6,344
-4
| -0.1% | -$177 |
|
|
GGT
933
Gabelli Multimedia Trust
GGT
$198M
| $276K | 0.01% |
34,520
-4,118
| -11% | -$33.8K |
|
934
BlackRock Taxable Municipal Bond Trust
BBN
$920M
| $275K | 0.01% |
11,079
-170
| -2% | -$4.15K |
|
935
Everest Group
EG
$14.5B
| $275K | 0.01% |
1,033
-59
| -5% | -$14.9K |
|
936
Nice
NICE
$6.18B
| $275K | 0.01% |
1,906
-166
| -8% | -$24.8K |
|
|
CHI
937
Calamos Convertible Opportunities and Income Fund
CHI
$973M
| $274K | 0.01% |
26,637
+145
| +0.5% | +$1.53K |
|
938
iShares MSCI Brazil ETF
EWZ
$8.53B
| $274K | 0.01% |
6,465
+1,818
| +39% | +$78.4K |
|
939
iShares US Equity Factor ETF
LRGF
$3.65B
| $274K | 0.01% |
8,614
+346
| +4% | +$11K |
|
|
UHT
940
Universal Health Realty Income Trust
UHT
$567M
| $274K | 0.01% |
+2,655
| New | +$250K |
|
|
FFC
941
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$746M
| $273K | 0.01% |
13,003
+906
| +7% | +$18.4K |
|
|
GUT
942
Gabelli Utility Trust
GUT
$536M
| $273K | 0.01% |
37,904
+3,162
| +9% | +$22.2K |
|
|
PARA
943
DELISTED
Paramount Global Class B
PARA
| $273K | 0.01% |
+6,771
| New | +$317K |
|
944
Synchrony
SYF
$24.4B
| $273K | 0.01% |
8,025
+16
| +0.2% | +$549 |
|
945
Ametek
AME
$53.2B
| $272K | 0.01% |
2,951
-627
| -18% | -$55.3K |
|
946
Crown Holdings
CCK
$12.2B
| $272K | 0.01% |
+4,142
| New | +$265K |
|
947
FirstEnergy
FE
$26.3B
| $272K | 0.01% |
5,597
-4,783
| -46% | -$216K |
|
948
LPL Financial
LPLA
$26.2B
| $272K | 0.01% |
3,359
+4
| +0.1% | +$320 |
|
949
Roper Technologies
ROP
$37.2B
| $272K | 0.01% |
752
+104
| +16% | +$37.8K |
|
|
AMJ
950
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
| $272K | 0.01% |
11,762
-2,376
| -17% | -$57.4K |
|
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First Allied Advisory Services's Q3 2019 Portfolio in Review
As of Q3 2019, First Allied Advisory Services held 1,701 positions worth $2.81B, down 2.9% from $2.89B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services withdrew a net $110M in Q3 2019, closing 68 positions and reducing 577 holdings. Its most notable exit was Unum, an estimated $5.17M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 61% a quarter earlier, followed by Technology and Financials.
Against the trend, First Allied Advisory Services opened a new position in Northern Trust Morningstar Global Upstream Natural Resources ETF worth $4.84M.
- First Allied Advisory Services's largest Q3 2019 buy was Northern Trust Morningstar Global Upstream Natural Resources ETF: 155,586 shares worth $4.84M.
- First Allied Advisory Services added most to State Street SPDR Portfolio Developed World ex-US ETF in Q3 2019, an estimated $9.24M increase.
- First Allied Advisory Services's biggest Q3 2019 reduction was State Street SPDR S&P International Dividend ETF, cutting an estimated $13.4M.
- First Allied Advisory Services fully exited Unum in Q3 2019, selling an estimated $5.17M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.81B portfolio in Q3 2019.
- First Allied Advisory Services opened 493 new positions and closed 68 in Q3 2019.
- First Allied Advisory Services's portfolio value fell 2.9% quarter-over-quarter to $2.81B.
Based on First Allied Advisory Services's 13F filing for Q3 2019, filed 6 Nov 2019.