We are live on ! Find out more
FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+4.85%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.51B
AUM Growth
+$192M
Cap. Flow
+$90M
Cap. Flow %
3.58%
Top 10 Hldgs %
17.17%
Holding
1,587
New
460
Increased
546
Reduced
467
Closed
56

Top Buys

Rank Stock Value
1
GAB icon
Gabelli Equity Trust
GAB
+$10.9M
2
HFRO
Highland Opportunities and Income Fund
HFRO
+$9.62M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$8.5M
4
DJP icon
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
+$7.67M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$6.36M

Top Sells

Rank Stock Value
1
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$5.53M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.49M
3
GSK icon
GSK
GSK
+$4.68M
4
MBB icon
iShares MBS ETF
MBB
+$3.56M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.36M

Sector Composition

Rank Sector Weight
1 Technology 7.3%
2 Financials 5.29%
3 Industrials 4.66%
4 Healthcare 4.53%
5 Consumer Discretionary 4.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIEM icon
901
Franklin Emerging Market Core Dividend Tilt Index ETF
DIEM
$69.1M
$282K 0.01%
8,580
+1,558
+22% +$50.6K
ACP
902
abrdn Income Credit Strategies Fund
ACP
$640M
$281K 0.01%
+20,795
New +$287K
FTXN icon
903
First Trust Nasdaq Oil & Gas ETF
FTXN
$175M
$280K 0.01%
+13,222
New +$259K
HRB icon
904
H&R Block
HRB
$5.18B
$279K 0.01%
10,640
+1,274
+14% +$33.1K
LTPZ icon
905
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund
LTPZ
$694M
$278K 0.01%
4,014
+664
+20% +$44.8K
NUSC icon
906
Nuveen ESG Small-Cap ETF
NUSC
$1.28B
$278K 0.01%
9,665
+1,378
+17% +$38.6K
STI
907
DELISTED
SunTrust Banks, Inc.
STI
$277K 0.01%
4,256
-181
-4% -$11.1K
MNR
908
DELISTED
Monmouth Real Estate Investment Corp
MNR
$277K 0.01%
15,645
– –
SUB icon
909
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$276K 0.01%
2,582
+132
+5% +$13.9K
EWW icon
910
iShares MSCI Mexico ETF
EWW
$1.89B
$275K 0.01%
5,577
-461
-8% -$23.4K
NRK icon
911
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$900M
$275K 0.01%
21,283
– –
TUP
912
DELISTED
Tupperware Brands Corporation
TUP
$275K 0.01%
4,376
-1,173
-21% -$71.9K
MSI icon
913
Motorola Solutions
MSI
$69.4B
$274K 0.01%
+2,988
New +$272K
CHL
914
DELISTED
China Mobile Limited
CHL
$274K 0.01%
5,378
+271
+5% +$13.6K
AVY icon
915
Avery Dennison
AVY
$12.3B
$273K 0.01%
2,361
-2,179
-48% -$236K
SAIC icon
916
Saic
SAIC
$5.03B
$273K 0.01%
3,594
+96
+3% +$6.94K
CY
917
DELISTED
Cypress Semiconductor
CY
$273K 0.01%
17,653
+4,179
+31% +$66.4K
KIO
918
KKR Income Opportunities Fund
KIO
$450M
$271K 0.01%
+16,979
New +$280K
AXON
919
Axon Enterprise
AXON
$40.5B
$270K 0.01%
10,175
+225
+2% +$5.4K
KT icon
920
KT
KT
$8.84B
$270K 0.01%
17,436
-208
-1% -$3.06K
BXP icon
921
Boston Properties
BXP
$11B
$269K 0.01%
2,064
-48
-2% -$6.02K
SDIV icon
922
Global X SuperDividend ETF
SDIV
$1.21B
$269K 0.01%
4,123
-72
-2% -$4.67K
DPLO
923
DELISTED
DIPLOMAT PHARMACY, INC.
DPLO
$269K 0.01%
13,430
+1,380
+11% +$27.1K
JXI icon
924
iShares Global Utilities ETF
JXI
$328M
$268K 0.01%
+5,376
New +$278K
PANW icon
925
Palo Alto Networks
PANW
$264B
$268K 0.01%
11,358
+144
+1% +$3.5K
35 36
37
38 39

Similar funds

WAM
Wealthspire Advisors (Maryland) Potomac, Maryland $2.84B AUM 10.91% 1-Year Est. Return
FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
TT International London, United Kingdom $1.94B AUM
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
Peter Svennilson $1.23B AUM 301.34% 1-Year Est. Return
CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
Cornerstone Advisors (Washington) Bellevue, Washington $936M AUM 8.77% 1-Year Est. Return

First Allied Advisory Services's Q4 2017 Portfolio in Review

As of Q4 2017, First Allied Advisory Services held 1,587 positions worth $2.51B, up 8.3% from $2.32B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

First Allied Advisory Services deployed $90M of net new capital in Q4 2017, opening 460 new positions and adding to 546 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, down from 7.4% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was WisdomTree Japan Hedged Equity Fund, an estimated $5.53M trimmed.

  • First Allied Advisory Services's largest Q4 2017 buy was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
  • First Allied Advisory Services added most to Gabelli Equity Trust in Q4 2017, an estimated $10.9M increase.
  • First Allied Advisory Services's biggest Q4 2017 reduction was WisdomTree Japan Hedged Equity Fund, cutting an estimated $5.53M.
  • First Allied Advisory Services fully exited ProShares Short S&P500 in Q4 2017, selling an estimated $2.71M.
  • First Allied Advisory Services's ten largest holdings make up 17% of its $2.51B portfolio in Q4 2017.
  • First Allied Advisory Services opened 460 new positions and closed 56 in Q4 2017.
  • First Allied Advisory Services's portfolio value rose 8.3% quarter-over-quarter to $2.51B.

Based on First Allied Advisory Services's 13F filing for Q4 2017, filed 8 Feb 2018.