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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-6.65%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.82B
AUM Growth
-$414M
(-19%)
Cap. Flow
-$261M
Cap. Flow
% of AUM
-14.35%
Top 10 Holdings %
Top 10 Hldgs %
15.73%
Holding
1,217
New
76
Increased
360
Reduced
578
Closed
174
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$35.8M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$8.91M |
| 3 |
Vanguard Real Estate ETF
VNQ
|
+$8.29M |
| 4 |
Vanguard Total Bond Market
BND
|
+$5.32M |
| 5 |
PIMCO Active Bond Exchange-Traded Fund
BOND
|
+$5.07M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$21M |
| 2 |
WisdomTree Japan Hedged Equity Fund
DXJ
|
+$15.2M |
| 3 |
iShares MSCI EAFE ETF
EFA
|
+$15.1M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$12.7M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$11.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 50.95% |
| 2 | Technology | 7.64% |
| 3 | Healthcare | 7.61% |
| 4 | Financials | 6.64% |
| 5 | Industrials | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
MNK
901
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
| $210K | 0.01% |
3,256
+522
| +19% | +$51.7K |
|
|
CXA
902
DELISTED
SPDR NUVEEN BARCLAYS CALIF MUN BD ETF
CXA
| $210K | 0.01% |
+8,713
| New | +$207K |
|
903
First Trust Managed Municipal ETF
FMB
$2.01B
| $209K | 0.01% |
4,100
| – | – |
|
904
RELX
RELX
$59.6B
| $208K | 0.01% |
+12,250
| New | +$205K |
|
905
Becton Dickinson
BDX
$49.5B
| $207K | 0.01% |
1,614
-649
| -29% | -$90.6K |
|
906
B&G Foods
BGS
$255M
| $207K | 0.01% |
5,709
-2,831
| -33% | -$89.2K |
|
907
iShares MSCI EAFE Value ETF
EFV
$31.5B
| $207K | 0.01% |
4,437
+347
| +8% | +$17.5K |
|
908
Hershey
HSY
$34.3B
| $207K | 0.01% |
2,281
-582
| -20% | -$53K |
|
909
CACI
CACI
$13.9B
| $206K | 0.01% |
2,802
+7
| +0.3% | +$558 |
|
910
GameStop
GME
$11.1B
| $206K | 0.01% |
19,672
-7,500
| -28% | -$83.4K |
|
|
VMRK
911
Vivmark Residential
VMRK
$48.7B
| $205K | 0.01% |
+2,736
| New | +$201K |
|
912
Revvity
RVTY
$16.3B
| $205K | 0.01% |
+4,491
| New | +$223K |
|
913
Schwab US REIT ETF
SCHH
$10.9B
| $205K | 0.01% |
10,990
-166
| -1% | -$3.11K |
|
|
MXIM
914
DELISTED
Maxim Integrated Products
MXIM
| $204K | 0.01% |
+6,195
| New | +$205K |
|
915
Acuity Brands
AYI
$8.89B
| $203K | 0.01% |
+1,146
| New | +$223K |
|
|
FL
916
DELISTED
Foot Locker
FL
| $203K | 0.01% |
2,839
-529
| -16% | -$37.7K |
|
|
ESL
917
DELISTED
Esterline Technologies
ESL
| $203K | 0.01% |
2,746
+573
| +26% | +$48.8K |
|
|
WFM
918
DELISTED
Whole Foods Market Inc
WFM
| $203K | 0.01% |
6,505
-1,901
| -23% | -$67.2K |
|
919
iShares MSCI Singapore ETF
EWS
$1.28B
| $202K | 0.01% |
9,942
+2,388
| +32% | +$54.3K |
|
|
NBH
920
Neuberger Municipal Fund Inc
NBH
$282M
| $202K | 0.01% |
13,321
-416
| -3% | -$6.31K |
|
|
ETG
921
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.74B
| $201K | 0.01% |
13,550
-977
| -7% | -$15.8K |
|
922
Fidelity National Information Services
FIS
$19B
| $201K | 0.01% |
+2,955
| New | +$197K |
|
923
WisdomTree US MidCap Dividend Fund
DON
$3.9B
| $200K | 0.01% |
7,788
-1,425
| -15% | -$38.6K |
|
924
Xerox
XRX
$457M
| $200K | 0.01% |
7,791
-1,027
| -12% | -$28.5K |
|
|
CTXS
925
DELISTED
Citrix Systems Inc
CTXS
| $200K | 0.01% |
3,625
-4,642
| -56% | -$264K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q3 2015 Portfolio in Review
As of Q3 2015, First Allied Advisory Services held 1,217 positions worth $1.82B, down 19% from $2.23B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
First Allied Advisory Services withdrew a net $261M in Q3 2015, closing 174 positions and reducing 578 holdings. Its most notable exit was M.D.C. Holdings, Inc., an estimated $7.85M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 51% of assets, down from 53% a quarter earlier, followed by Technology and Healthcare.
Against the trend, First Allied Advisory Services opened a new position in Centene worth $2.02M.
- First Allied Advisory Services's largest Q3 2015 buy was Centene: 76,534 shares worth $2.02M.
- First Allied Advisory Services added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $35.8M increase.
- First Allied Advisory Services's biggest Q3 2015 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $21M.
- First Allied Advisory Services fully exited M.D.C. Holdings, Inc. in Q3 2015, selling an estimated $7.85M.
- First Allied Advisory Services's ten largest holdings make up 16% of its $1.82B portfolio in Q3 2015.
- First Allied Advisory Services opened 76 new positions and closed 174 in Q3 2015.
- First Allied Advisory Services's portfolio value fell 19% quarter-over-quarter to $1.82B.
Based on First Allied Advisory Services's 13F filing for Q3 2015, filed 12 Nov 2015.