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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+7.4%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.96B
AUM Growth
+$150M
(+5.3%)
Cap. Flow
-$32.1M
Cap. Flow
% of AUM
-1.09%
Top 10 Holdings %
Top 10 Hldgs %
17.64%
Holding
1,706
New
85
Increased
499
Reduced
581
Closed
500
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Value Line Dividend Fund
FVD
|
+$10.6M |
| 2 |
ACP
abrdn Income Credit Strategies Fund
ACP
|
+$10.3M |
| 3 |
iShares MSCI USA Quality Factor ETF
QUAL
|
+$7.15M |
| 4 |
iShares Core Dividend Growth ETF
DGRO
|
+$6.34M |
| 5 |
Vanguard Morningstar Mega Cap Growth ETF
MGK
|
+$5.61M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Morningstar Small-Cap Growth ETF
VBK
|
+$8.42M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$8.03M |
| 3 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$7.26M |
| 4 |
CELG
Celgene Corp
CELG
|
+$6.91M |
| 5 |
Microsoft
MSFT
|
+$6.17M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 60.07% |
| 2 | Technology | 8.83% |
| 3 | Financials | 6.32% |
| 4 | Healthcare | 4.7% |
| 5 | Communication Services | 4.18% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
876
Philips
PHG
$24.2B
| $336K | 0.01% |
8,841
+2,663
| +43% | +$96.3K |
|
877
Cooper Companies
COO
$10.4B
| $335K | 0.01% |
4,132
+700
| +20% | +$52.8K |
|
878
Gogo Inc
GOGO
$346M
| $335K | 0.01% |
52,705
-4,600
| -8% | -$26.8K |
|
|
RPAI
879
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
| $335K | 0.01% |
25,074
-400
| -2% | -$5.38K |
|
880
Royal Caribbean
RCL
$67.9B
| $333K | 0.01% |
2,520
+647
| +35% | +$75.4K |
|
881
Ralph Lauren
RL
$20.2B
| $333K | 0.01% |
+2,792
| New | +$294K |
|
882
Warner Bros
WBD
$70.4B
| $332K | 0.01% |
10,241
-347
| -3% | -$10.5K |
|
|
SPLK
883
DELISTED
Splunk Inc
SPLK
| $332K | 0.01% |
2,224
-27
| -1% | -$3.54K |
|
884
First Trust Dorsey Wright International Focus 5 ETF
IFV
$226M
| $331K | 0.01% |
15,653
+4,848
| +45% | +$96.5K |
|
885
Keysight
KEYS
$54.8B
| $331K | 0.01% |
3,179
-230
| -7% | -$23.5K |
|
886
SiteOne Landscape Supply
SITE
$3.86B
| $331K | 0.01% |
3,662
+279
| +8% | +$23.7K |
|
|
NIB
887
DELISTED
iPath Bloomberg Cocoa Subindex Total Return ETN due June 24, 2038
NIB
| $331K | 0.01% |
+11,341
| New | +$330K |
|
|
CDK
888
DELISTED
CDK Global, Inc.
CDK
| $331K | 0.01% |
5,989
+61
| +1% | +$3.13K |
|
889
Nordson
NDSN
$17.2B
| $330K | 0.01% |
2,010
+627
| +45% | +$99.1K |
|
|
TCP
890
DELISTED
TC Pipelines LP
TCP
| $330K | 0.01% |
7,853
+167
| +2% | +$6.61K |
|
891
Whirlpool
WHR
$2.11B
| $329K | 0.01% |
2,252
+150
| +7% | +$22.6K |
|
892
Mettler-Toledo International
MTD
$27.6B
| $328K | 0.01% |
394
-7
| -2% | -$5.05K |
|
|
PCQ
893
Pimco California Municipal Income Fund
PCQ
$156M
| $328K | 0.01% |
16,474
+2,104
| +15% | +$42.1K |
|
894
iShares MSCI EAFE Value ETF
EFV
$31.5B
| $327K | 0.01% |
6,561
-980
| -13% | -$48K |
|
895
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.39B
| $327K | 0.01% |
7,026
-2,558
| -27% | -$115K |
|
896
State Street SPDR Dow Jones REIT ETF
RWR
$1.81B
| $327K | 0.01% |
3,202
-27
| -0.8% | -$2.79K |
|
897
iShares US Pharmaceuticals ETF
IHE
$1.62B
| $326K | 0.01% |
6,111
-2,637
| -30% | -$130K |
|
898
PG&E
PCG
$29.4B
| $326K | 0.01% |
29,880
+18,298
| +158% | +$157K |
|
899
M&T Bank
MTB
$32.6B
| $325K | 0.01% |
1,890
-1,830
| -49% | -$297K |
|
900
Allegion
ALLE
$13B
| $324K | 0.01% |
+2,645
| New | +$305K |
|
Similar funds
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FS
NIMC
TI
VIM
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CT
CAW
First Allied Advisory Services's Q4 2019 Portfolio in Review
As of Q4 2019, First Allied Advisory Services held 1,706 positions worth $2.96B, up 5.3% from $2.81B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
First Allied Advisory Services's Q4 2019 filing shows 85 new, 499 increased, 581 reduced and 500 closed positions. Its largest new stake was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M. The largest sale was Vanguard Morningstar Small-Cap Growth ETF, an estimated $8.42M.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 60% a quarter earlier, followed by Technology and Financials.
- First Allied Advisory Services's largest Q4 2019 buy was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M.
- First Allied Advisory Services added most to First Trust Value Line Dividend Fund in Q4 2019, an estimated $10.6M increase.
- First Allied Advisory Services's biggest Q4 2019 reduction was Vanguard Morningstar Small-Cap Growth ETF, cutting an estimated $8.42M.
- First Allied Advisory Services fully exited Celgene Corp in Q4 2019, selling an estimated $6.91M.
- First Allied Advisory Services's ten largest holdings make up 18% of its $2.96B portfolio in Q4 2019.
- First Allied Advisory Services opened 85 new positions and closed 500 in Q4 2019.
- First Allied Advisory Services's portfolio value rose 5.3% quarter-over-quarter to $2.96B.
Based on First Allied Advisory Services's 13F filing for Q4 2019, filed 10 Feb 2020.