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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+1.27%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.81B
AUM Growth
-$84.3M
(-2.9%)
Cap. Flow
-$110M
Cap. Flow
% of AUM
-3.92%
Top 10 Holdings %
Top 10 Hldgs %
17.38%
Holding
1,701
New
493
Increased
511
Reduced
577
Closed
68
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
|
+$9.24M |
| 2 |
State Street SPDR Portfolio Emerging Markets ETF
SPEM
|
+$7.59M |
| 3 |
State Street SPDR Bloomberg High Yield Bond ETF
JNK
|
+$6.66M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$6.16M |
| 5 |
Northern Trust Morningstar Global Upstream Natural Resources ETF
GUNR
|
+$4.93M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P International Dividend ETF
DWX
|
+$13.4M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$12.6M |
| 3 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$12.1M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$11.5M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$11.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 60.19% |
| 2 | Technology | 8.14% |
| 3 | Financials | 6.22% |
| 4 | Healthcare | 4.45% |
| 5 | Communication Services | 4.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
876
Guidewire Software
GWRE
$11.9B
| $316K | 0.01% |
+3,030
| New | +$305K |
|
|
ABB
877
DELISTED
ABB Ltd
ABB
| $316K | 0.01% |
16,030
+455
| +3% | +$8.68K |
|
878
Amcor
AMCR
$19.7B
| $315K | 0.01% |
6,497
+3,026
| +87% | +$156K |
|
879
Goodyear
GT
$1.48B
| $315K | 0.01% |
21,102
-4,462
| -17% | -$59.4K |
|
880
HEICO Corp
HEI
$41.4B
| $314K | 0.01% |
2,513
-551
| -18% | -$75.3K |
|
881
Kayne Anderson Energy Infrastructure Fund
KYN
$2.44B
| $314K | 0.01% |
21,922
-631
| -3% | -$9.36K |
|
882
Saic
SAIC
$5.59B
| $314K | 0.01% |
3,625
-4
| -0.1% | -$340 |
|
883
Align Technology
ALGN
$10.7B
| $312K | 0.01% |
1,695
+70
| +4% | +$14.6K |
|
884
WisdomTree Japan Hedged Equity Fund
DXJ
$7.16B
| $311K | 0.01% |
6,132
-1,064
| -15% | -$51.5K |
|
885
Invesco Financial Preferred ETF
PGF
$646M
| $311K | 0.01% |
16,540
-6,480
| -28% | -$121K |
|
|
RPAI
886
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
| $311K | 0.01% |
25,474
-146
| -0.6% | -$1.72K |
|
887
ProShares Large Cap Core Plus
CSM
$517M
| $310K | 0.01% |
8,722
-94
| -1% | -$3.32K |
|
|
TCP
888
DELISTED
TC Pipelines LP
TCP
| $309K | 0.01% |
7,686
+900
| +13% | +$35.1K |
|
889
Cousins Properties
CUZ
$4.66B
| $308K | 0.01% |
8,149
| – | – |
|
890
iShares Expanded Tech-Software Sector ETF
IGV
$14B
| $307K | 0.01% |
7,265
+475
| +7% | +$20.8K |
|
|
ADAM
891
Adamas Trust
ADAM
$820M
| $305K | 0.01% |
12,511
+2,474
| +25% | +$60.9K |
|
892
SBA Communications
SBAC
$19.2B
| $305K | 0.01% |
1,277
+82
| +7% | +$20.3K |
|
893
S&P Global
SPGI
$119B
| $305K | 0.01% |
1,253
+357
| +40% | +$89.2K |
|
894
Watsco Inc
WSO
$12.6B
| $304K | 0.01% |
1,760
-205
| -10% | -$33.2K |
|
895
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$425M
| $303K | 0.01% |
16,470
-2,663
| -14% | -$49K |
|
896
Amplify Blockchain Technology ETF
BLOK
$1.08B
| $301K | 0.01% |
16,793
+433
| +3% | +$7.96K |
|
897
iShares MSCI China ETF
MCHI
$6.07B
| $300K | 0.01% |
5,366
+398
| +8% | +$22.9K |
|
898
Exelixis
EXEL
$14.2B
| $299K | 0.01% |
16,675
-5,441
| -25% | -$110K |
|
899
Silicon Motion
SIMO
$8.59B
| $298K | 0.01% |
8,461
-84
| -1% | -$3.04K |
|
900
HDFC Bank
HDB
$115B
| $296K | 0.01% |
10,408
+1,500
| +17% | +$42.7K |
|
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VIM
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First Allied Advisory Services's Q3 2019 Portfolio in Review
As of Q3 2019, First Allied Advisory Services held 1,701 positions worth $2.81B, down 2.9% from $2.89B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services withdrew a net $110M in Q3 2019, closing 68 positions and reducing 577 holdings. Its most notable exit was Unum, an estimated $5.17M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 61% a quarter earlier, followed by Technology and Financials.
Against the trend, First Allied Advisory Services opened a new position in Northern Trust Morningstar Global Upstream Natural Resources ETF worth $4.84M.
- First Allied Advisory Services's largest Q3 2019 buy was Northern Trust Morningstar Global Upstream Natural Resources ETF: 155,586 shares worth $4.84M.
- First Allied Advisory Services added most to State Street SPDR Portfolio Developed World ex-US ETF in Q3 2019, an estimated $9.24M increase.
- First Allied Advisory Services's biggest Q3 2019 reduction was State Street SPDR S&P International Dividend ETF, cutting an estimated $13.4M.
- First Allied Advisory Services fully exited Unum in Q3 2019, selling an estimated $5.17M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.81B portfolio in Q3 2019.
- First Allied Advisory Services opened 493 new positions and closed 68 in Q3 2019.
- First Allied Advisory Services's portfolio value fell 2.9% quarter-over-quarter to $2.81B.
Based on First Allied Advisory Services's 13F filing for Q3 2019, filed 6 Nov 2019.