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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+4.85%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.51B
AUM Growth
+$192M
(+8.3%)
Cap. Flow
+$90M
Cap. Flow
% of AUM
3.58%
Top 10 Holdings %
Top 10 Hldgs %
17.17%
Holding
1,587
New
460
Increased
546
Reduced
467
Closed
56
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Gabelli Equity Trust
GAB
|
+$10.9M |
| 2 |
HFRO
Highland Opportunities and Income Fund
HFRO
|
+$9.62M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$8.5M |
| 4 |
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
|
+$7.67M |
| 5 |
iShares Core MSCI EAFE ETF
IEFA
|
+$6.36M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WisdomTree Japan Hedged Equity Fund
DXJ
|
+$5.53M |
| 2 |
iShares S&P 500 Growth ETF
IVW
|
+$5.49M |
| 3 |
GSK
GSK
|
+$4.68M |
| 4 |
iShares MBS ETF
MBB
|
+$3.56M |
| 5 |
iShares Core US Aggregate Bond ETF
AGG
|
+$3.36M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.3% |
| 2 | Financials | 5.29% |
| 3 | Industrials | 4.66% |
| 4 | Healthcare | 4.53% |
| 5 | Consumer Discretionary | 4.09% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
PRMW
876
DELISTED
Primo Water Corporation
PRMW
| $302K | 0.01% |
24,000
+400
| +2% | +$4.79K |
|
877
Lazard
LAZ
$4.37B
| $301K | 0.01% |
5,770
+307
| +6% | +$14.7K |
|
|
K
878
DELISTED
Kellanova
K
| $297K | 0.01% |
+4,680
| New | +$282K |
|
879
KB Home
KBH
$3.48B
| $296K | 0.01% |
+9,368
| New | +$269K |
|
880
Steel Dynamics
STLD
$35.6B
| $296K | 0.01% |
6,868
-82
| -1% | -$3.15K |
|
881
Vertex Pharmaceuticals
VRTX
$121B
| $296K | 0.01% |
1,985
-286
| -13% | -$42.3K |
|
882
Revvity
RVTY
$12.3B
| $295K | 0.01% |
4,031
+81
| +2% | +$5.81K |
|
883
Rockwell Automation
ROK
$51.4B
| $294K | 0.01% |
1,503
-60
| -4% | -$11.4K |
|
884
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.7B
| $294K | 0.01% |
9,278
| – | – |
|
885
Arthur J. Gallagher & Co
AJG
$63.7B
| $293K | 0.01% |
4,658
-2,282
| -33% | -$146K |
|
886
Hawaiian Electric Industries
HE
$2.33B
| $293K | 0.01% |
8,092
-195
| -2% | -$7.06K |
|
887
Royal Bank of Canada
RY
$291B
| $293K | 0.01% |
3,587
+56
| +2% | +$4.44K |
|
888
First Trust NASDAQ Cybersecurity ETF
CIBR
$13.8B
| $292K | 0.01% |
12,600
| – | – |
|
889
WEC Energy
WEC
$37.7B
| $292K | 0.01% |
4,342
-1,028
| -19% | -$69K |
|
890
PBF Energy
PBF
$7.29B
| $290K | 0.01% |
8,121
-1,498
| -16% | -$46.3K |
|
891
First Trust SSI Strategic Convertible Securities ETF
FCVT
$111M
| $289K | 0.01% |
10,003
+2,106
| +27% | +$61K |
|
892
Advanced Micro Devices
AMD
$851B
| $288K | 0.01% |
28,274
-45,559
| -62% | -$532K |
|
893
Rithm Capital
RITM
$5.09B
| $288K | 0.01% |
16,226
-1,136
| -7% | -$20K |
|
894
Republic Services
RSG
$66.7B
| $288K | 0.01% |
4,225
+159
| +4% | +$10.3K |
|
|
GBT
895
DELISTED
Global Blood Therapeutics, Inc.
GBT
| $288K | 0.01% |
+7,325
| New | +$274K |
|
896
Donaldson
DCI
$10.8B
| $286K | 0.01% |
5,837
+26
| +0.4% | +$1.24K |
|
897
Fidus Investment
FDUS
$737M
| $285K | 0.01% |
18,805
-790
| -4% | -$12.7K |
|
898
AerCap
AER
$23.9B
| $284K | 0.01% |
5,366
+78
| +1% | +$4.06K |
|
|
SLY
899
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
| $284K | 0.01% |
4,278
-258
| -6% | -$17K |
|
900
iShares US Treasury Bond ETF
GOVT
$43.6B
| $283K | 0.01% |
11,234
+939
| +9% | +$23.6K |
|
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First Allied Advisory Services's Q4 2017 Portfolio in Review
As of Q4 2017, First Allied Advisory Services held 1,587 positions worth $2.51B, up 8.3% from $2.32B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services deployed $90M of net new capital in Q4 2017, opening 460 new positions and adding to 546 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
By sector, the portfolio is most concentrated in Technology at 7.3% of assets, down from 7.4% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was WisdomTree Japan Hedged Equity Fund, an estimated $5.53M trimmed.
- First Allied Advisory Services's largest Q4 2017 buy was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
- First Allied Advisory Services added most to Gabelli Equity Trust in Q4 2017, an estimated $10.9M increase.
- First Allied Advisory Services's biggest Q4 2017 reduction was WisdomTree Japan Hedged Equity Fund, cutting an estimated $5.53M.
- First Allied Advisory Services fully exited ProShares Short S&P500 in Q4 2017, selling an estimated $2.71M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.51B portfolio in Q4 2017.
- First Allied Advisory Services opened 460 new positions and closed 56 in Q4 2017.
- First Allied Advisory Services's portfolio value rose 8.3% quarter-over-quarter to $2.51B.
Based on First Allied Advisory Services's 13F filing for Q4 2017, filed 8 Feb 2018.