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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+7.4%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.96B
AUM Growth
+$150M
Cap. Flow
-$32.1M
Cap. Flow %
-1.09%
Top 10 Hldgs %
17.64%
Holding
1,706
New
85
Increased
499
Reduced
581
Closed
500

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$10.6M
2
ACP
abrdn Income Credit Strategies Fund
ACP
+$10.3M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$7.15M
4
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$6.34M
5
MGK icon
Vanguard Morningstar Mega Cap Growth ETF
MGK
+$5.61M

Top Sells

Rank Stock Value
1
VBK icon
Vanguard Morningstar Small-Cap Growth ETF
VBK
+$8.42M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$8.03M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$7.26M
4
CELG
Celgene Corp
CELG
+$6.91M
5
MSFT icon
Microsoft
MSFT
+$6.17M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.07%
2 Technology 8.83%
3 Financials 6.32%
4 Healthcare 4.7%
5 Communication Services 4.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QTEC icon
851
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.59B
$356K 0.01%
3,547
+630
+22% +$58.7K
RFV icon
852
Invesco S&P MidCap 400 Pure Value ETF
RFV
$333M
$355K 0.01%
5,149
-658
-11% -$44K
PDBC icon
853
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$7.77B
$354K 0.01%
+21,280
New +$342K
CVY icon
854
Invesco Zacks Multi-Asset Income ETF
CVY
$123M
$353K 0.01%
15,137
-350
-2% -$7.96K
PFG icon
855
Principal Financial Group
PFG
$25.2B
$353K 0.01%
6,319
+342
+6% +$18.7K
RODM icon
856
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.82B
$353K 0.01%
12,092
+2,951
+32% +$84.8K
TDOC icon
857
Teladoc Health
TDOC
$1.17B
$353K 0.01%
+4,276
New +$325K
CDNS icon
858
Cadence Design Systems
CDNS
$77.5B
$352K 0.01%
5,106
-469
-8% -$31.4K
LTC
859
LTC Properties
LTC
$2.32B
$351K 0.01%
+7,936
New +$381K
SSNC icon
860
SS&C Technologies
SSNC
$18.8B
$351K 0.01%
5,690
-464
-8% -$26K
LH icon
861
Labcorp
LH
$26.2B
$350K 0.01%
2,411
-412
-15% -$59.5K
INFY icon
862
Infosys
INFY
$45B
$349K 0.01%
34,117
-41,405
-55% -$417K
RSG icon
863
Republic Services
RSG
$66.8B
$349K 0.01%
3,847
+136
+4% +$11.9K
RA
864
Brookfield Real Assets Income Fund
RA
$662M
$348K 0.01%
+16,300
New +$363K
EWH icon
865
iShares MSCI Hong Kong ETF
EWH
$1.17B
$347K 0.01%
14,242
-9,853
-41% -$233K
HRB icon
866
H&R Block
HRB
$5.57B
$346K 0.01%
14,730
+3,708
+34% +$89K
HXL icon
867
Hexcel
HXL
$6.79B
$344K 0.01%
4,680
+1,314
+39% +$101K
IXJ icon
868
iShares Global Healthcare ETF
IXJ
$4.21B
$344K 0.01%
5,021
-495
-9% -$32.1K
ADAM
869
Adamas Trust
ADAM
$820M
$344K 0.01%
13,839
+1,328
+11% +$32.9K
DIV icon
870
Global X SuperDividend US ETF
DIV
$788M
$342K 0.01%
14,381
+783
+6% +$18.3K
PWV icon
871
Invesco Large Cap Value ETF
PWV
$1.85B
$342K 0.01%
8,263
+865
+12% +$34.5K
UHT
872
Universal Health Realty Income Trust
UHT
$563M
$338K 0.01%
2,876
+221
+8% +$25.2K
CP icon
873
Canadian Pacific Kansas City
CP
$77.5B
$337K 0.01%
6,585
+215
+3% +$10.1K
ATH
874
DELISTED
Athene Holding Ltd. Class A Common Shares
ATH
$337K 0.01%
7,163
-3,234
-31% -$141K
HFRO
875
Highland Opportunities and Income Fund
HFRO
$389M
$336K 0.01%
27,261
-1,859
-6% -$22.4K
33 34
35
36 37

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WAM
Wealthspire Advisors (Maryland) Potomac, Maryland $2.84B AUM 10.91% 1-Year Est. Return
FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
TT International London, United Kingdom $1.94B AUM
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
Peter Svennilson $1.23B AUM 301.34% 1-Year Est. Return
CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
Cornerstone Advisors (Washington) Bellevue, Washington $936M AUM 8.77% 1-Year Est. Return

First Allied Advisory Services's Q4 2019 Portfolio in Review

As of Q4 2019, First Allied Advisory Services held 1,706 positions worth $2.96B, up 5.3% from $2.81B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

First Allied Advisory Services's Q4 2019 filing shows 85 new, 499 increased, 581 reduced and 500 closed positions. Its largest new stake was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M. The largest sale was Vanguard Morningstar Small-Cap Growth ETF, an estimated $8.42M.

By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 60% a quarter earlier, followed by Technology and Financials.

  • First Allied Advisory Services's largest Q4 2019 buy was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M.
  • First Allied Advisory Services added most to First Trust Value Line Dividend Fund in Q4 2019, an estimated $10.6M increase.
  • First Allied Advisory Services's biggest Q4 2019 reduction was Vanguard Morningstar Small-Cap Growth ETF, cutting an estimated $8.42M.
  • First Allied Advisory Services fully exited Celgene Corp in Q4 2019, selling an estimated $6.91M.
  • First Allied Advisory Services's ten largest holdings make up 18% of its $2.96B portfolio in Q4 2019.
  • First Allied Advisory Services opened 85 new positions and closed 500 in Q4 2019.
  • First Allied Advisory Services's portfolio value rose 5.3% quarter-over-quarter to $2.96B.

Based on First Allied Advisory Services's 13F filing for Q4 2019, filed 10 Feb 2020.