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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+1.27%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.81B
AUM Growth
-$84.3M
(-2.9%)
Cap. Flow
-$110M
Cap. Flow
% of AUM
-3.92%
Top 10 Holdings %
Top 10 Hldgs %
17.38%
Holding
1,701
New
493
Increased
511
Reduced
577
Closed
68
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
|
+$9.24M |
| 2 |
State Street SPDR Portfolio Emerging Markets ETF
SPEM
|
+$7.59M |
| 3 |
State Street SPDR Bloomberg High Yield Bond ETF
JNK
|
+$6.66M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$6.16M |
| 5 |
Northern Trust Morningstar Global Upstream Natural Resources ETF
GUNR
|
+$4.93M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P International Dividend ETF
DWX
|
+$13.4M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$12.6M |
| 3 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$12.1M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$11.5M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$11.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 60.19% |
| 2 | Technology | 8.14% |
| 3 | Financials | 6.22% |
| 4 | Healthcare | 4.45% |
| 5 | Communication Services | 4.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
851
Macy's
M
$5.67B
| $327K | 0.01% |
20,918
+9,340
| +81% | +$173K |
|
852
ARK Innovation ETF
ARKK
$6.7B
| $326K | 0.01% |
7,642
+3,476
| +83% | +$159K |
|
853
Invesco International BuyBack Achievers ETF
IPKW
$565M
| $325K | 0.01% |
10,487
+2,735
| +35% | +$84.2K |
|
|
SGMO
854
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
| $325K | 0.01% |
35,915
+5,800
| +19% | +$65.1K |
|
855
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.9B
| $325K | 0.01% |
5,329
+1,194
| +29% | +$71.6K |
|
856
Saba Opportunistically Hedged Closed-End Funds ETF
CEFS
$433M
| $324K | 0.01% |
16,287
+4,959
| +44% | +$99.5K |
|
|
CHCT
857
Community Healthcare Trust
CHCT
$417M
| $324K | 0.01% |
7,255
-260
| -3% | -$11K |
|
858
Xtrackers MSCI Emerging Markets Hedged Equity ETF
DBEM
$111M
| $324K | 0.01% |
14,741
+2,384
| +19% | +$52.3K |
|
859
First American
FAF
$7.51B
| $324K | 0.01% |
5,496
-143
| -3% | -$8.18K |
|
860
Pacer Trendpilot 100 ETF
PTNQ
$1.23B
| $324K | 0.01% |
9,000
-434
| -5% | -$15.6K |
|
861
Steris
STE
$20.3B
| $324K | 0.01% |
2,260
+351
| +18% | +$52.4K |
|
862
iShares MSCI Intl Quality Factor ETF
IQLT
$13.9B
| $323K | 0.01% |
10,810
-12,114
| -53% | -$358K |
|
863
Republic Services
RSG
$67B
| $323K | 0.01% |
3,711
+3
| +0.1% | +$264 |
|
864
Twilio
TWLO
$37.4B
| $323K | 0.01% |
2,942
+938
| +47% | +$122K |
|
865
Fastenal
FAST
$56B
| $322K | 0.01% |
19,680
+3,018
| +18% | +$46.9K |
|
866
Nuveen Credit Strategies Income Fund
JQC
$698M
| $322K | 0.01% |
43,364
-5,222
| -11% | -$39.8K |
|
867
Spotify
SPOT
$110B
| $322K | 0.01% |
2,833
-505
| -15% | -$71.3K |
|
868
Bath & Body Works
BBWI
$3.41B
| $321K | 0.01% |
19,880
-2,418
| -11% | -$42.7K |
|
869
Global X SuperDividend US ETF
DIV
$791M
| $321K | 0.01% |
13,598
+433
| +3% | +$9.9K |
|
870
American Financial Group
AFG
$11.9B
| $319K | 0.01% |
+2,935
| New | +$304K |
|
|
MRO
871
DELISTED
Marathon Oil Corporation
MRO
| $319K | 0.01% |
26,118
-7,244
| -22% | -$93.7K |
|
872
Jazz Pharmaceuticals
JAZZ
$15.9B
| $318K | 0.01% |
2,494
-739
| -23% | -$99.1K |
|
873
SS&C Technologies
SSNC
$18.8B
| $318K | 0.01% |
6,154
+1,543
| +33% | +$78.9K |
|
|
CERN
874
DELISTED
Cerner Corp
CERN
| $318K | 0.01% |
4,677
+286
| +7% | +$20.2K |
|
875
iShares US Consumer Discretionary ETF
IYC
$1.15B
| $317K | 0.01% |
+5,828
| New | +$320K |
|
Similar funds
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FS
NIMC
TI
VIM
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CT
CAW
First Allied Advisory Services's Q3 2019 Portfolio in Review
As of Q3 2019, First Allied Advisory Services held 1,701 positions worth $2.81B, down 2.9% from $2.89B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services withdrew a net $110M in Q3 2019, closing 68 positions and reducing 577 holdings. Its most notable exit was Unum, an estimated $5.17M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 61% a quarter earlier, followed by Technology and Financials.
Against the trend, First Allied Advisory Services opened a new position in Northern Trust Morningstar Global Upstream Natural Resources ETF worth $4.84M.
- First Allied Advisory Services's largest Q3 2019 buy was Northern Trust Morningstar Global Upstream Natural Resources ETF: 155,586 shares worth $4.84M.
- First Allied Advisory Services added most to State Street SPDR Portfolio Developed World ex-US ETF in Q3 2019, an estimated $9.24M increase.
- First Allied Advisory Services's biggest Q3 2019 reduction was State Street SPDR S&P International Dividend ETF, cutting an estimated $13.4M.
- First Allied Advisory Services fully exited Unum in Q3 2019, selling an estimated $5.17M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.81B portfolio in Q3 2019.
- First Allied Advisory Services opened 493 new positions and closed 68 in Q3 2019.
- First Allied Advisory Services's portfolio value fell 2.9% quarter-over-quarter to $2.81B.
Based on First Allied Advisory Services's 13F filing for Q3 2019, filed 6 Nov 2019.