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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+5.25%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.93B
AUM Growth
-$44.1M
Cap. Flow
-$140M
Cap. Flow %
-7.22%
Top 10 Hldgs %
15.05%
Holding
1,213
New
117
Increased
440
Reduced
491
Closed
121

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$11M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$5.58M
3
GAP
The Gap Inc
GAP
+$5.58M
4
LYB icon
LyondellBasell Industries
LYB
+$5.42M
5
RLJ icon
RLJ Lodging Trust
RLJ
+$5.35M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$10.7M
2
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$9.62M
3
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$8.55M
4
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$7.24M
5
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$6.96M

Sector Composition

Rank Sector Weight
1 Technology 8.05%
2 Financials 6.73%
3 Healthcare 6.22%
4 Industrials 5.57%
5 Consumer Staples 5.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WPZ
851
DELISTED
Williams Partners L.P.
WPZ
$263K 0.01%
6,431
-601
-9% -$24.2K
DLR icon
852
Digital Realty Trust
DLR
$70.5B
$262K 0.01%
2,466
-511
-17% -$53.8K
EWG icon
853
iShares MSCI Germany ETF
EWG
$1.59B
$261K 0.01%
9,088
-1,214
-12% -$33.6K
RSPF icon
854
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$305M
$261K 0.01%
6,935
-257
-4% -$9.75K
IEZ icon
855
iShares US Oil Equipment & Services ETF
IEZ
$358M
$260K 0.01%
6,167
+831
+16% +$36.9K
TNH
856
DELISTED
Terra Nitrogen
TNH
$258K 0.01%
2,624
+99
+4% +$10.1K
FBT icon
857
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.77B
$255K 0.01%
2,419
-6,641
-73% -$666K
LAZ icon
858
Lazard
LAZ
$4.11B
$255K 0.01%
+5,514
New +$238K
RHI icon
859
Robert Half
RHI
$3.84B
$255K 0.01%
5,232
+86
+2% +$4.16K
SMH icon
860
VanEck Semiconductor ETF
SMH
$65.2B
$255K 0.01%
6,396
-37,512
-85% -$1.43M
NTT
861
DELISTED
Nippon Telegraph & Telephone
NTT
$255K 0.01%
6,023
-645
-10% -$27.9K
PTY icon
862
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
$254K 0.01%
16,190
-1,103
-6% -$16.9K
SLRC icon
863
SLR Investment Corp
SLRC
$685M
$253K 0.01%
+11,176
New +$244K
VIV icon
864
Telefônica Brasil
VIV
$20.8B
$253K 0.01%
17,011
-1,291
-7% -$19K
COO icon
865
Cooper Companies
COO
$14B
$251K 0.01%
+5,024
New +$239K
DVN icon
866
Devon Energy
DVN
$51.3B
$251K 0.01%
6,010
+834
+16% +$36.7K
CAJ
867
DELISTED
Canon, Inc.
CAJ
$251K 0.01%
8,035
+163
+2% +$4.83K
ROK icon
868
Rockwell Automation
ROK
$52.8B
$250K 0.01%
1,607
-36
-2% -$5.38K
ET icon
869
Energy Transfer Partners
ET
$70.1B
$249K 0.01%
12,640
-2,178
-15% -$41K
GOGO icon
870
Gogo Inc
GOGO
$538M
$249K 0.01%
22,398
-23,300
-51% -$234K
INDA icon
871
iShares MSCI India ETF
INDA
$6.89B
$249K 0.01%
+7,921
New +$232K
SNLN
872
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
$248K 0.01%
13,343
– –
DLTR icon
873
Dollar Tree
DLTR
$24.6B
$247K 0.01%
3,150
-173
-5% -$13.3K
EZU icon
874
iShare MSCI Eurozone ETF
EZU
$9.61B
$247K 0.01%
+6,540
New +$235K
FXU icon
875
First Trust Utilities AlphaDEX Fund
FXU
$819M
$247K 0.01%
9,113
-199
-2% -$5.42K
33 34
35
36 37

Similar funds

WAM
Wealthspire Advisors (Maryland) Potomac, Maryland $2.84B AUM 10.91% 1-Year Est. Return
FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
TT International London, United Kingdom $1.94B AUM
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
Peter Svennilson $1.23B AUM 301.34% 1-Year Est. Return
CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
Cornerstone Advisors (Washington) Bellevue, Washington $936M AUM 8.77% 1-Year Est. Return

First Allied Advisory Services's Q1 2017 Portfolio in Review

As of Q1 2017, First Allied Advisory Services held 1,213 positions worth $1.93B, down 2.2% from $1.98B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Allied Advisory Services withdrew a net $140M in Q1 2017, closing 121 positions and reducing 491 holdings. Its most notable exit was Vanguard Emerging Markets Government Bond ETF, an estimated $8.55M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 7.2% a quarter earlier, followed by Financials and Healthcare.

Against the trend, First Allied Advisory Services opened a new position in RLJ Lodging Trust worth $5.4M.

  • First Allied Advisory Services's largest Q1 2017 buy was RLJ Lodging Trust: 229,159 shares worth $5.4M.
  • First Allied Advisory Services added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q1 2017, an estimated $11M increase.
  • First Allied Advisory Services's biggest Q1 2017 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $10.7M.
  • First Allied Advisory Services fully exited Vanguard Emerging Markets Government Bond ETF in Q1 2017, selling an estimated $8.55M.
  • First Allied Advisory Services's ten largest holdings make up 15% of its $1.93B portfolio in Q1 2017.
  • First Allied Advisory Services opened 117 new positions and closed 121 in Q1 2017.
  • First Allied Advisory Services's portfolio value fell 2.2% quarter-over-quarter to $1.93B.

Based on First Allied Advisory Services's 13F filing for Q1 2017, filed 15 May 2017.