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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+2.33%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.98B
AUM Growth
+$94.6M
(+5%)
Cap. Flow
+$69.2M
Cap. Flow
% of AUM
3.5%
Top 10 Holdings %
Top 10 Hldgs %
13.62%
Holding
1,199
New
165
Increased
531
Reduced
357
Closed
104
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco Preferred ETF
PGX
|
+$11.4M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$10.8M |
| 3 |
Vanguard Emerging Markets Government Bond ETF
VWOB
|
+$8.67M |
| 4 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$7.14M |
| 5 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$6.28M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Preferred and Income Securities ETF
PFF
|
+$12.4M |
| 2 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$7.48M |
| 3 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$6.39M |
| 4 |
ProShares Short 20+ Year Treasury ETF
TBF
|
+$5.84M |
| 5 |
Vanguard FTSE Europe ETF
VGK
|
+$5.69M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 53.37% |
| 2 | Technology | 7.17% |
| 3 | Financials | 6.31% |
| 4 | Healthcare | 5.97% |
| 5 | Industrials | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
851
Invesco DB Base Metals Fund
DBB
$364M
| $261K | 0.01% |
+17,521
| New | +$258K |
|
852
Royal Bank of Canada
RY
$280B
| $261K | 0.01% |
3,852
+166
| +5% | +$10.8K |
|
853
iShares Morningstar Small-Cap Growth ETF
ISCG
$955M
| $260K | 0.01% |
10,776
-2,994
| -22% | -$71.1K |
|
854
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$627M
| $259K | 0.01% |
+4,046
| New | +$248K |
|
|
TNH
855
DELISTED
Terra Nitrogen
TNH
| $259K | 0.01% |
2,525
+25
| +1% | +$2.63K |
|
856
WPP
WPP
$5.47B
| $258K | 0.01% |
2,329
+372
| +19% | +$40.3K |
|
|
FITB
857
Fifth Third Bancorp
FITB
$47.5B
| $257K | 0.01% |
+9,514
| New | +$228K |
|
858
Global X SuperDividend ETF
SDIV
$1.2B
| $257K | 0.01% |
4,117
-71
| -2% | -$4.37K |
|
859
Boston Properties
BXP
$10.2B
| $256K | 0.01% |
2,038
+35
| +2% | +$4.35K |
|
860
Invesco DB Energy Fund
DBE
$119M
| $256K | 0.01% |
+18,561
| New | +$237K |
|
861
Dollar Tree
DLTR
$21.1B
| $256K | 0.01% |
+3,323
| New | +$267K |
|
862
Icahn Enterprises
IEP
$4.95B
| $256K | 0.01% |
+4,269
| New | +$230K |
|
863
Pan American Silver
PAAS
$19.7B
| $256K | 0.01% |
+17,000
| New | +$274K |
|
864
J.M. Smucker
SJM
$13.2B
| $256K | 0.01% |
1,997
-7,190
| -78% | -$932K |
|
865
Air Products & Chemicals
APD
$63.9B
| $255K | 0.01% |
1,776
+10
| +0.6% | +$1.4K |
|
866
Donaldson
DCI
$10B
| $254K | 0.01% |
6,038
| – | – |
|
867
Sony
SONY
$139B
| $253K | 0.01% |
45,100
-6,245
| -12% | -$37.9K |
|
868
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.43B
| $253K | 0.01% |
+7,270
| New | +$251K |
|
|
YHOO
869
DELISTED
Yahoo Inc
YHOO
| $253K | 0.01% |
6,547
-344
| -5% | -$14.1K |
|
870
Invesco S&P Global Water Index ETF
CGW
$1.03B
| $252K | 0.01% |
+8,857
| New | +$258K |
|
871
Prologis
PLD
$127B
| $252K | 0.01% |
4,773
+37
| +0.8% | +$1.88K |
|
872
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$16B
| $252K | 0.01% |
9,507
+1,206
| +15% | +$30.4K |
|
|
ESL
873
DELISTED
Esterline Technologies
ESL
| $252K | 0.01% |
+2,828
| New | +$231K |
|
874
PG&E
PCG
$29.4B
| $251K | 0.01% |
4,135
+572
| +16% | +$34.3K |
|
875
Robert Half
RHI
$3.8B
| $251K | 0.01% |
+5,146
| New | +$220K |
|
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First Allied Advisory Services's Q4 2016 Portfolio in Review
As of Q4 2016, First Allied Advisory Services held 1,199 positions worth $1.98B, up 5% from $1.88B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services deployed $69.2M of net new capital in Q4 2016, opening 165 new positions and adding to 531 existing holdings. Its largest new stake was Vanguard Emerging Markets Government Bond ETF: 110,211 shares worth $8.55M.
By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 54% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Preferred and Income Securities ETF, an estimated $12.4M trimmed.
- First Allied Advisory Services's largest Q4 2016 buy was Vanguard Emerging Markets Government Bond ETF: 110,211 shares worth $8.55M.
- First Allied Advisory Services added most to Invesco Preferred ETF in Q4 2016, an estimated $11.4M increase.
- First Allied Advisory Services's biggest Q4 2016 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $12.4M.
- First Allied Advisory Services fully exited ProShares Short 20+ Year Treasury ETF in Q4 2016, selling an estimated $5.84M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.98B portfolio in Q4 2016.
- First Allied Advisory Services opened 165 new positions and closed 104 in Q4 2016.
- First Allied Advisory Services's portfolio value rose 5% quarter-over-quarter to $1.98B.
Based on First Allied Advisory Services's 13F filing for Q4 2016, filed 13 Feb 2017.