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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-6.65%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.82B
AUM Growth
-$414M
(-19%)
Cap. Flow
-$261M
Cap. Flow
% of AUM
-14.35%
Top 10 Holdings %
Top 10 Hldgs %
15.73%
Holding
1,217
New
76
Increased
360
Reduced
578
Closed
174
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$35.8M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$8.91M |
| 3 |
Vanguard Real Estate ETF
VNQ
|
+$8.29M |
| 4 |
Vanguard Total Bond Market
BND
|
+$5.32M |
| 5 |
PIMCO Active Bond Exchange-Traded Fund
BOND
|
+$5.07M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$21M |
| 2 |
WisdomTree Japan Hedged Equity Fund
DXJ
|
+$15.2M |
| 3 |
iShares MSCI EAFE ETF
EFA
|
+$15.1M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$12.7M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$11.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 50.95% |
| 2 | Technology | 7.64% |
| 3 | Healthcare | 7.61% |
| 4 | Financials | 6.64% |
| 5 | Industrials | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
851
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.76B
| $230K | 0.01% |
5,946
-4,122
| -41% | -$170K |
|
852
Chord Energy
CHRD
$8.04B
| $229K | 0.01% |
26,539
+11,721
| +79% | +$123K |
|
|
FITB
853
Fifth Third Bancorp
FITB
$47.5B
| $229K | 0.01% |
12,172
+194
| +2% | +$3.94K |
|
|
INN
854
Summit Hotel Properties
INN
$614M
| $229K | 0.01% |
19,774
+7,538
| +62% | +$96.2K |
|
|
HHY
855
DELISTED
Brookfield High Income Fund Inc.
HHY
| $229K | 0.01% |
31,209
+1,800
| +6% | +$13.9K |
|
856
Palo Alto Networks
PANW
$307B
| $227K | 0.01% |
+8,004
| New | +$236K |
|
857
SiriusXM
SIRI
$9.63B
| $227K | 0.01% |
6,070
+107
| +2% | +$4.1K |
|
858
Autohome
ATHM
$2.46B
| $226K | 0.01% |
6,951
-3,379
| -33% | -$121K |
|
859
Intuit
INTU
$85B
| $226K | 0.01% |
2,561
+64
| +3% | +$6.21K |
|
860
Trinity Industries
TRN
$2.26B
| $226K | 0.01% |
13,608
-953
| -7% | -$18.1K |
|
861
Jefferies Financial Group
JEF
$10.9B
| $224K | 0.01% |
+12,818
| New | +$257K |
|
862
Motorola Solutions
MSI
$76.2B
| $223K | 0.01% |
3,248
-634
| -16% | -$40K |
|
863
Ball Corp
BALL
$16.2B
| $222K | 0.01% |
7,146
-1,604
| -18% | -$54.3K |
|
864
Manulife Financial
MFC
$72.4B
| $222K | 0.01% |
14,567
+2,341
| +19% | +$39.3K |
|
865
Invesco S&P 500 BuyWrite ETF
PBP
$380M
| $222K | 0.01% |
+11,082
| New | +$232K |
|
866
First Trust Global Wind Energy ETF
FAN
$236M
| $221K | 0.01% |
21,563
+2,265
| +12% | +$25.1K |
|
867
iShares Global Utilities ETF
JXI
$294M
| $221K | 0.01% |
4,997
| – | – |
|
868
Progressive
PGR
$126B
| $221K | 0.01% |
7,121
-109,617
| -94% | -$3.31M |
|
869
Sony
SONY
$139B
| $221K | 0.01% |
44,750
-2,595
| -5% | -$13.8K |
|
870
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.34B
| $220K | 0.01% |
+3,292
| New | +$227K |
|
871
Cinemark Holdings
CNK
$3.94B
| $220K | 0.01% |
6,827
-181
| -3% | -$6.74K |
|
872
Invesco Municipal Income Opportunities Trust
OIA
$274M
| $220K | 0.01% |
32,418
+1,071
| +3% | +$7.19K |
|
873
Boston Properties
BXP
$10.2B
| $219K | 0.01% |
1,874
+99
| +6% | +$11.8K |
|
|
EFT
874
Eaton Vance Floating-Rate Income Trust
EFT
$280M
| $219K | 0.01% |
+16,679
| New | +$229K |
|
875
Illumina
ILMN
$34.6B
| $219K | 0.01% |
1,271
-672
| -35% | -$136K |
|
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First Allied Advisory Services's Q3 2015 Portfolio in Review
As of Q3 2015, First Allied Advisory Services held 1,217 positions worth $1.82B, down 19% from $2.23B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
First Allied Advisory Services withdrew a net $261M in Q3 2015, closing 174 positions and reducing 578 holdings. Its most notable exit was M.D.C. Holdings, Inc., an estimated $7.85M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 51% of assets, down from 53% a quarter earlier, followed by Technology and Healthcare.
Against the trend, First Allied Advisory Services opened a new position in Centene worth $2.02M.
- First Allied Advisory Services's largest Q3 2015 buy was Centene: 76,534 shares worth $2.02M.
- First Allied Advisory Services added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $35.8M increase.
- First Allied Advisory Services's biggest Q3 2015 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $21M.
- First Allied Advisory Services fully exited M.D.C. Holdings, Inc. in Q3 2015, selling an estimated $7.85M.
- First Allied Advisory Services's ten largest holdings make up 16% of its $1.82B portfolio in Q3 2015.
- First Allied Advisory Services opened 76 new positions and closed 174 in Q3 2015.
- First Allied Advisory Services's portfolio value fell 19% quarter-over-quarter to $1.82B.
Based on First Allied Advisory Services's 13F filing for Q3 2015, filed 12 Nov 2015.