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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+1.27%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.81B
AUM Growth
-$84.3M
(-2.9%)
Cap. Flow
-$110M
Cap. Flow
% of AUM
-3.92%
Top 10 Holdings %
Top 10 Hldgs %
17.38%
Holding
1,701
New
493
Increased
511
Reduced
577
Closed
68
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
|
+$9.24M |
| 2 |
State Street SPDR Portfolio Emerging Markets ETF
SPEM
|
+$7.59M |
| 3 |
State Street SPDR Bloomberg High Yield Bond ETF
JNK
|
+$6.66M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$6.16M |
| 5 |
Northern Trust Morningstar Global Upstream Natural Resources ETF
GUNR
|
+$4.93M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P International Dividend ETF
DWX
|
+$13.4M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$12.6M |
| 3 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$12.1M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$11.5M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$11.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 60.19% |
| 2 | Technology | 8.14% |
| 3 | Financials | 6.22% |
| 4 | Healthcare | 4.45% |
| 5 | Communication Services | 4.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
826
iShares MSCI ACWI ETF
ACWI
$33B
| $343K | 0.01% |
+4,639
| New | +$340K |
|
827
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$900M
| $342K | 0.01% |
+6,538
| New | +$340K |
|
828
Gogo Inc
GOGO
$350M
| $342K | 0.01% |
57,305
| – | – |
|
829
Gartner
IT
$12.1B
| $341K | 0.01% |
+2,426
| New | +$353K |
|
830
GraniteShares Bloomberg Commodity Broad Strategy No K-1 ETF
COMB
$162M
| $340K | 0.01% |
14,575
-218,594
| -94% | -$5.16M |
|
|
IGD
831
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$502M
| $340K | 0.01% |
56,505
-5,746
| -9% | -$36.9K |
|
|
STOR
832
DELISTED
STORE Capital Corporation
STOR
| $340K | 0.01% |
9,178
+394
| +4% | +$14.1K |
|
833
Bread Financial
BFH
$4.18B
| $339K | 0.01% |
3,274
-593
| -15% | -$66.8K |
|
834
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$80.1M
| $339K | 0.01% |
4,701
+39
| +0.8% | +$2.88K |
|
835
Brookfield
BN
$82.9B
| $338K | 0.01% |
17,842
+1,197
| +7% | +$21.7K |
|
836
ARK Next Generation Technology ETF
ARKW
$1.83B
| $337K | 0.01% |
6,942
+424
| +7% | +$21.7K |
|
837
State Street SPDR Dow Jones REIT ETF
RWR
$1.81B
| $337K | 0.01% |
3,229
-114
| -3% | -$11.6K |
|
838
VanEck BDC Income ETF
BIZD
$1.66B
| $336K | 0.01% |
19,945
+3,162
| +19% | +$52.1K |
|
839
CDW
CDW
$18.8B
| $335K | 0.01% |
2,784
+283
| +11% | +$32.5K |
|
840
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.78B
| $335K | 0.01% |
10,036
-3,934
| -28% | -$129K |
|
841
iShares Global Healthcare ETF
IXJ
$4.21B
| $335K | 0.01% |
5,516
+77
| +1% | +$4.71K |
|
842
Sprott Physical Gold
PHYS
$15.6B
| $335K | 0.01% |
28,240
-915
| -3% | -$10.8K |
|
843
Keysight
KEYS
$56.6B
| $334K | 0.01% |
3,409
-300
| -8% | -$27.8K |
|
844
PennantPark Floating Rate Capital
PFLT
$717M
| $334K | 0.01% |
28,805
+9,824
| +52% | +$114K |
|
|
SNV
845
DELISTED
Synovus
SNV
| $334K | 0.01% |
9,357
-12
| -0.1% | -$430 |
|
846
Whirlpool
WHR
$2.1B
| $333K | 0.01% |
2,102
-215
| -9% | -$30.9K |
|
|
LEG
847
DELISTED
Leggett & Platt
LEG
| $332K | 0.01% |
7,976
+1,159
| +17% | +$45.5K |
|
848
Loews
L
$22.1B
| $331K | 0.01% |
6,419
+885
| +16% | +$45.7K |
|
849
Cintas
CTAS
$78.9B
| $327K | 0.01% |
4,852
+64
| +1% | +$4.1K |
|
850
Howmet Aerospace
HWM
$89.8B
| $327K | 0.01% |
16,372
-2,775
| -14% | -$54.7K |
|
Similar funds
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FS
NIMC
TI
VIM
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CT
CAW
First Allied Advisory Services's Q3 2019 Portfolio in Review
As of Q3 2019, First Allied Advisory Services held 1,701 positions worth $2.81B, down 2.9% from $2.89B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services withdrew a net $110M in Q3 2019, closing 68 positions and reducing 577 holdings. Its most notable exit was Unum, an estimated $5.17M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 61% a quarter earlier, followed by Technology and Financials.
Against the trend, First Allied Advisory Services opened a new position in Northern Trust Morningstar Global Upstream Natural Resources ETF worth $4.84M.
- First Allied Advisory Services's largest Q3 2019 buy was Northern Trust Morningstar Global Upstream Natural Resources ETF: 155,586 shares worth $4.84M.
- First Allied Advisory Services added most to State Street SPDR Portfolio Developed World ex-US ETF in Q3 2019, an estimated $9.24M increase.
- First Allied Advisory Services's biggest Q3 2019 reduction was State Street SPDR S&P International Dividend ETF, cutting an estimated $13.4M.
- First Allied Advisory Services fully exited Unum in Q3 2019, selling an estimated $5.17M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.81B portfolio in Q3 2019.
- First Allied Advisory Services opened 493 new positions and closed 68 in Q3 2019.
- First Allied Advisory Services's portfolio value fell 2.9% quarter-over-quarter to $2.81B.
Based on First Allied Advisory Services's 13F filing for Q3 2019, filed 6 Nov 2019.