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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+3.61%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$86.4M
Cap. Flow
+$36.7M
Cap. Flow %
1.95%
Top 10 Hldgs %
14.26%
Holding
1,145
New
111
Increased
383
Reduced
493
Closed
112

Top Buys

Rank Stock Value
1
VFH icon
Vanguard Financials ETF
VFH
+$10.9M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$5.98M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.46M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$5.41M
5
IYM icon
iShares US Basic Materials ETF
IYM
+$4.58M

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$7.18M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.63M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.21M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.41M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$3.16M

Sector Composition

Rank Sector Weight
1 Miscellaneous 54.03%
2 Technology 7.03%
3 Healthcare 6.36%
4 Financials 5.3%
5 Consumer Staples 5.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APD icon
826
Air Products & Chemicals
APD
$63.9B
$246K 0.01%
+1,766
New +$245K
HE icon
827
Hawaiian Electric Industries
HE
$1.77B
$246K 0.01%
8,226
-362
-4% -$11.1K
LH icon
828
Labcorp
LH
$26.3B
$246K 0.01%
2,086
-640
-23% -$75.4K
XES icon
829
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$391M
$246K 0.01%
1,294
-128
-9% -$22.9K
TRTN
830
DELISTED
Triton International Limited
TRTN
$246K 0.01%
+18,623
New +$282K
DTD icon
831
WisdomTree US Total Dividend Fund
DTD
$1.62B
$245K 0.01%
6,270
-240
-4% -$9.4K
OGE icon
832
OGE Energy
OGE
$9.5B
$245K 0.01%
7,737
+1,085
+16% +$34.3K
ET icon
833
Energy Transfer Partners
ET
$72.7B
$244K 0.01%
14,512
-1,399
-9% -$23.6K
SGI
834
Somnigroup International
SGI
$13.5B
$244K 0.01%
17,216
-544
-3% -$9.7K
TIER
835
DELISTED
TIER REIT, Inc.
TIER
$244K 0.01%
15,834
-3,048
-16% -$49.9K
JUNO
836
DELISTED
Juno Therapeutics, Inc.
JUNO
$244K 0.01%
8,136
-13,016
-62% -$405K
CORP icon
837
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.33B
$241K 0.01%
2,255
-515
-19% -$55K
MOH icon
838
Molina Healthcare
MOH
$10.6B
$241K 0.01%
+4,136
New +$228K
RFP
839
DELISTED
Resolute Forest Products Inc.
RFP
$241K 0.01%
50,907
+2,140
+4% +$11.7K
EGOV
840
DELISTED
NIC Inc
EGOV
$240K 0.01%
+10,209
New +$235K
MJN
841
DELISTED
Mead Johnson Nutrition Company
MJN
$240K 0.01%
3,041
-232
-7% -$19.8K
FTLS icon
842
First Trust Long/Short Equity ETF
FTLS
$2.52B
$239K 0.01%
7,220
– –
RSPN icon
843
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$742M
$239K 0.01%
12,830
-1,305
-9% -$24K
PDBC icon
844
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$7.81B
$238K 0.01%
13,635
-127,315
-90% -$2.17M
NZH
845
DELISTED
Nuveen Calif Div
NZH
$238K 0.01%
+15,513
New +$243K
BBK
846
DELISTED
Blackrock Municipal Bond Trust
BBK
$238K 0.01%
13,237
+1,231
+10% +$22.3K
AEO icon
847
American Eagle Outfitters
AEO
$2.48B
$237K 0.01%
+13,289
New +$238K
AJG icon
848
Arthur J. Gallagher & Co
AJG
$62.5B
$237K 0.01%
4,662
+45
+1% +$2.22K
SOXX icon
849
iShares Semiconductor ETF
SOXX
$42.9B
$237K 0.01%
6,285
-3,516
-36% -$123K
HP icon
850
Helmerich & Payne
HP
$4.16B
$236K 0.01%
3,500
+429
+14% +$26.9K
32 33
34
35 36

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FS
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NIMC
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TI
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VIM
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CT
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First Allied Advisory Services's Q3 2016 Portfolio in Review

As of Q3 2016, First Allied Advisory Services held 1,145 positions worth $1.88B, up 4.8% from $1.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

First Allied Advisory Services's Q3 2016 filing shows 111 new, 383 increased, 493 reduced and 112 closed positions. Its largest new stake was First Trust Exchange-Traded Fund III First Trust Active Factor International ETF: 50,190 shares worth $2.65M. The largest sale was ProShares Short S&P500, an estimated $7.18M.

By sector, the portfolio is most concentrated in Miscellaneous at 54% of assets, up from 52% a quarter earlier, followed by Technology and Healthcare.

  • First Allied Advisory Services's largest Q3 2016 buy was First Trust Exchange-Traded Fund III First Trust Active Factor International ETF: 50,190 shares worth $2.65M.
  • First Allied Advisory Services added most to Vanguard Financials ETF in Q3 2016, an estimated $10.9M increase.
  • First Allied Advisory Services's biggest Q3 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $4.63M.
  • First Allied Advisory Services fully exited ProShares Short S&P500 in Q3 2016, selling an estimated $7.18M.
  • First Allied Advisory Services's ten largest holdings make up 14% of its $1.88B portfolio in Q3 2016.
  • First Allied Advisory Services opened 111 new positions and closed 112 in Q3 2016.
  • First Allied Advisory Services's portfolio value rose 4.8% quarter-over-quarter to $1.88B.

Based on First Allied Advisory Services's 13F filing for Q3 2016, filed 14 Nov 2016.