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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+7.56%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.25B
AUM Growth
-$470M
Cap. Flow
-$560M
Cap. Flow %
-44.89%
Top 10 Hldgs %
14.2%
Holding
1,119
New
115
Increased
289
Reduced
491
Closed
173

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$24.3M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$23.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$14M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$13M
5
CYB
WisdomTree Chinese Yuan Strategy Fund
CYB
+$4.1M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$23.8M
2
MBB icon
iShares MBS ETF
MBB
+$23M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$21.8M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$21.6M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$21.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 49.03%
2 Financials 7.12%
3 Technology 7%
4 Energy 6.67%
5 Healthcare 6.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TAL
826
DELISTED
TAL INTERNATIONAL GROUP, INC.
TAL
$201K 0.02%
+3,500
New +$180K
IYZ icon
827
iShares US Telecommunications ETF
IYZ
$1.22B
$200K 0.02%
+6,714
New +$192K
OPK icon
828
Opko Health
OPK
$1.2B
$199K 0.02%
23,213
+724
+3% +$7.32K
EWS icon
829
iShares MSCI Singapore ETF
EWS
$1.28B
$197K 0.02%
7,457
-27,499
-79% -$740K
EMD
830
DELISTED
Western Asset Emerging Markets
EMD
$196K 0.02%
16,507
-18,956
-53% -$230K
ACP
831
abrdn Income Credit Strategies Fund
ACP
$583M
$195K 0.02%
11,556
– –
FRI icon
832
First Trust S&P REIT Index Fund
FRI
$192M
$195K 0.02%
11,101
+440
+4% +$7.95K
JGT
833
DELISTED
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
$194K 0.02%
19,370
-6,110
-24% -$64K
FT
834
Franklin Universal Trust
FT
$183M
$193K 0.02%
27,685
+5,000
+22% +$34.5K
DNP icon
835
DNP Select Income Fund
DNP
$3.86B
$190K 0.02%
20,063
-5,650
-22% -$54.4K
MNKD icon
836
MannKind Corp
MNKD
$1.14B
$188K 0.02%
7,282
+1,191
+20% +$30.3K
HTS
837
DELISTED
HATTERAS FINANCIAL CORP
HTS
$188K 0.02%
11,547
-3,713
-24% -$64.9K
RGT
838
Royce Global Value Trust
RGT
$93.5M
$187K 0.02%
+21,790
New +$189K
VIAV icon
839
Viavi Solutions
VIAV
$8.51B
$186K 0.01%
25,333
-15,720
-38% -$119K
UAN icon
840
CVR Partners
UAN
$1.4B
$183K 0.01%
+1,110
New +$193K
CEN
841
DELISTED
Center Coast Brookfield MLP & Energy Infrastructure Fund
CEN
$183K 0.01%
+1,000
New +$189K
BRW
842
Saba Capital Income & Opportunities Fund
BRW
$318M
$181K 0.01%
15,211
-3,041
-17% -$36.2K
TRST
843
Trustco Bank Corp NY
TRST
$977M
$175K 0.01%
4,865
+1,480
+44% +$50.6K
NIM icon
844
Nuveen Select Maturities Municipal Fund
NIM
$112M
$174K 0.01%
18,127
-21,714
-55% -$210K
SWC
845
DELISTED
Stillwater Mining Co
SWC
$173K 0.01%
13,830
+3,500
+34% +$39.4K
GLO
846
Clough Global Opportunities Fund
GLO
$235M
$170K 0.01%
13,000
-1,273
-9% -$16.3K
PHT
847
DELISTED
Pioneer High Income Fund
PHT
$169K 0.01%
10,000
– –
LSI
848
DELISTED
LSI CORPORATION
LSI
$169K 0.01%
15,456
-73
-0.5% -$622
DPO
849
DELISTED
DOW ENHANCED PREMIUM & INCOME FUND, INC COM
DPO
$166K 0.01%
12,475
-1,400
-10% -$17.6K
JTA
850
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
$166K 0.01%
11,750
– –
32 33
34
35 36

Similar funds

WAM
Wealthspire Advisors (Maryland) Potomac, Maryland $2.84B AUM 10.91% 1-Year Est. Return
FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
TT International London, United Kingdom $1.94B AUM
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
Peter Svennilson $1.23B AUM 301.34% 1-Year Est. Return
CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
Cornerstone Advisors (Washington) Bellevue, Washington $936M AUM 8.77% 1-Year Est. Return

First Allied Advisory Services's Q4 2013 Portfolio in Review

As of Q4 2013, First Allied Advisory Services held 1,119 positions worth $1.25B, down 27% from $1.72B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

First Allied Advisory Services withdrew a net $560M in Q4 2013, closing 173 positions and reducing 491 holdings. Its most notable exit was ProShares Ultra Russell2000, an estimated $12.5M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 55% a quarter earlier, followed by Financials and Technology.

Against the trend, First Allied Advisory Services opened a new position in ProShares Ultra S&P500 worth $15.4M.

  • First Allied Advisory Services's largest Q4 2013 buy was ProShares Ultra S&P500: 2,396,704 shares worth $15.4M.
  • First Allied Advisory Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $24.3M increase.
  • First Allied Advisory Services's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $23.8M.
  • First Allied Advisory Services fully exited ProShares Ultra Russell2000 in Q4 2013, selling an estimated $12.5M.
  • First Allied Advisory Services's ten largest holdings make up 14% of its $1.25B portfolio in Q4 2013.
  • First Allied Advisory Services opened 115 new positions and closed 173 in Q4 2013.
  • First Allied Advisory Services's portfolio value fell 27% quarter-over-quarter to $1.25B.

Based on First Allied Advisory Services's 13F filing for Q4 2013, filed 12 Feb 2014.