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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+7.4%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.96B
AUM Growth
+$150M
Cap. Flow
-$32.1M
Cap. Flow %
-1.09%
Top 10 Hldgs %
17.64%
Holding
1,706
New
85
Increased
499
Reduced
581
Closed
500

Top Buys

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$10.6M
2
ACP
abrdn Income Credit Strategies Fund
ACP
+$10.3M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$7.15M
4
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$6.34M
5
MGK icon
Vanguard Morningstar Mega Cap Growth ETF
MGK
+$5.61M

Top Sells

Rank Stock Value
1
VBK icon
Vanguard Morningstar Small-Cap Growth ETF
VBK
+$8.42M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$8.03M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$7.26M
4
CELG
Celgene Corp
CELG
+$6.91M
5
MSFT icon
Microsoft
MSFT
+$6.17M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.07%
2 Technology 8.83%
3 Financials 6.32%
4 Healthcare 4.7%
5 Communication Services 4.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PGR icon
801
Progressive
PGR
$125B
$395K 0.01%
5,486
-6,769
-55% -$488K
SHYD icon
802
VanEck Short High Yield Muni ETF
SHYD
$457M
$395K 0.01%
15,654
+1,956
+14% +$49.2K
AFG icon
803
American Financial Group
AFG
$11.8B
$391K 0.01%
3,546
+611
+21% +$65.4K
ARKW icon
804
ARK Next Generation Technology ETF
ARKW
$1.84B
$391K 0.01%
6,775
-167
-2% -$8.88K
DCP
805
DELISTED
DCP Midstream, LP
DCP
$391K 0.01%
16,019
-80
-0.5% -$1.88K
TWLO icon
806
Twilio
TWLO
$37.6B
$390K 0.01%
3,958
+1,016
+35% +$104K
HIX
807
Western Asset High Income Fund II
HIX
$338M
$389K 0.01%
58,553
-10,147
-15% -$67.9K
ORLY icon
808
O'Reilly Automotive
ORLY
$68.6B
$387K 0.01%
13,260
-1,950
-13% -$55.8K
ETR icon
809
Entergy
ETR
$48.7B
$385K 0.01%
6,310
-476
-7% -$28K
SGMO
810
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$385K 0.01%
45,915
+10,000
+28% +$92K
AVY icon
811
Avery Dennison
AVY
$13.1B
$384K 0.01%
2,951
+726
+33% +$91.6K
STM icon
812
STMicroelectronics
STM
$43.9B
$382K 0.01%
14,193
+37
+0.3% +$875
WRB icon
813
W.R. Berkley
WRB
$25.9B
$382K 0.01%
12,483
+1,516
+14% +$46.8K
ALC icon
814
Alcon
ALC
$31.6B
$381K 0.01%
6,716
+104
+2% +$5.96K
DBEM icon
815
Xtrackers MSCI Emerging Markets Hedged Equity ETF
DBEM
$112M
$381K 0.01%
15,968
+1,227
+8% +$28.1K
DWX icon
816
State Street SPDR S&P International Dividend ETF
DWX
$529M
$381K 0.01%
9,498
+193
+2% +$7.68K
SLYV icon
817
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.91B
$381K 0.01%
5,759
+430
+8% +$27.2K
DNLI icon
818
Denali Therapeutics
DNLI
$3.26B
$380K 0.01%
21,950
+3,000
+16% +$49.9K
GWX icon
819
State Street SPDR S&P International Small Cap ETF
GWX
$937M
$380K 0.01%
11,882
+1,801
+18% +$55.6K
HACK icon
820
Amplify Cybersecurity ETF
HACK
$3.13B
$380K 0.01%
9,186
-2,013
-18% -$80.5K
IGD
821
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$502M
$379K 0.01%
61,117
+4,612
+8% +$28.1K
CERN
822
DELISTED
Cerner Corp
CERN
$378K 0.01%
5,186
+509
+11% +$35.2K
IVOG icon
823
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.6B
$377K 0.01%
5,142
-120
-2% -$8.55K
FANG icon
824
Diamondback Energy
FANG
$54B
$376K 0.01%
+4,074
New +$338K
FTHI icon
825
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
$2.52B
$375K 0.01%
16,480
-2,454
-13% -$55.4K
31 32
33
34 35

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WAM
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FS
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NIMC
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TI
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VIM
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PS
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CT
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CAW
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First Allied Advisory Services's Q4 2019 Portfolio in Review

As of Q4 2019, First Allied Advisory Services held 1,706 positions worth $2.96B, up 5.3% from $2.81B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

First Allied Advisory Services's Q4 2019 filing shows 85 new, 499 increased, 581 reduced and 500 closed positions. Its largest new stake was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M. The largest sale was Vanguard Morningstar Small-Cap Growth ETF, an estimated $8.42M.

By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 60% a quarter earlier, followed by Technology and Financials.

  • First Allied Advisory Services's largest Q4 2019 buy was abrdn Income Credit Strategies Fund: 907,786 shares worth $10.4M.
  • First Allied Advisory Services added most to First Trust Value Line Dividend Fund in Q4 2019, an estimated $10.6M increase.
  • First Allied Advisory Services's biggest Q4 2019 reduction was Vanguard Morningstar Small-Cap Growth ETF, cutting an estimated $8.42M.
  • First Allied Advisory Services fully exited Celgene Corp in Q4 2019, selling an estimated $6.91M.
  • First Allied Advisory Services's ten largest holdings make up 18% of its $2.96B portfolio in Q4 2019.
  • First Allied Advisory Services opened 85 new positions and closed 500 in Q4 2019.
  • First Allied Advisory Services's portfolio value rose 5.3% quarter-over-quarter to $2.96B.

Based on First Allied Advisory Services's 13F filing for Q4 2019, filed 10 Feb 2020.