We are live on
!
Find out more
FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-0.8%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.59B
AUM Growth
+$79.3M
(+3.2%)
Cap. Flow
+$117M
Cap. Flow
% of AUM
4.5%
Top 10 Holdings %
Top 10 Hldgs %
17.4%
Holding
1,597
New
74
Increased
579
Reduced
466
Closed
427
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab US Aggregate Bond ETF
SCHZ
|
+$17.1M |
| 2 |
Invesco Variable Rate Preferred ETF
VRP
|
+$16.9M |
| 3 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$14.2M |
| 4 |
Schwab US TIPS ETF
SCHP
|
+$11.4M |
| 5 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$8.95M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
ProShares VIX Short-Term Futures ETF
VIXY
|
+$10.6M |
| 2 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$10.5M |
| 3 |
Keurig Dr Pepper
KDP
|
+$6.04M |
| 4 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$5.78M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$5.75M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 61.45% |
| 2 | Technology | 7.16% |
| 3 | Financials | 5.52% |
| 4 | Healthcare | 4.7% |
| 5 | Industrials | 4.61% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
801
Check Point Software Technologies
CHKP
$14.1B
| $350K | 0.01% |
3,529
-158
| -4% | -$16.3K |
|
802
State Street SPDR S&P Transportation ETF
XTN
$335M
| $350K | 0.01% |
5,560
+25
| +0.5% | +$1.63K |
|
|
LM
803
DELISTED
Legg Mason, Inc.
LM
| $350K | 0.01% |
8,664
+554
| +7% | +$22.9K |
|
804
Hartford Financial Services
HIG
$36.6B
| $349K | 0.01% |
6,813
+345
| +5% | +$18.9K |
|
805
Sempra
SRE
$53.4B
| $349K | 0.01% |
6,236
-2,160
| -26% | -$117K |
|
806
STMicroelectronics
STM
$42.9B
| $349K | 0.01% |
15,656
-7,911
| -34% | -$184K |
|
807
WPP
WPP
$5.47B
| $348K | 0.01% |
+4,367
| New | +$388K |
|
808
Barclays
BCS
$84.9B
| $347K | 0.01% |
30,451
+5,366
| +21% | +$58.5K |
|
809
Steel Dynamics
STLD
$34.1B
| $347K | 0.01% |
7,899
+1,031
| +15% | +$47.5K |
|
|
IRL
810
DELISTED
NEW IRELAND FUND INC
IRL
| $347K | 0.01% |
28,843
-3,105
| -10% | -$38.8K |
|
811
Sherwin-Williams
SHW
$78B
| $345K | 0.01% |
2,634
-351
| -12% | -$47.8K |
|
|
SNV
812
DELISTED
Synovus
SNV
| $345K | 0.01% |
6,979
| – | – |
|
813
PACCAR
PCAR
$62.2B
| $344K | 0.01% |
7,820
-144
| -2% | -$6.81K |
|
814
First Trust Energy AlphaDEX Fund
FXN
$392M
| $343K | 0.01% |
23,593
+11,802
| +100% | +$174K |
|
815
First Trust NASDAQ Cybersecurity ETF
CIBR
$16.2B
| $342K | 0.01% |
13,666
+1,066
| +8% | +$26.2K |
|
|
ETV
816
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.75B
| $342K | 0.01% |
23,000
-1,744
| -7% | -$26.7K |
|
817
iShares US Medical Devices ETF
IHI
$3.27B
| $342K | 0.01% |
10,992
-64,320
| -85% | -$1.98M |
|
818
Prospect Capital
PSEC
$1.13B
| $341K | 0.01% |
51,898
-10,910
| -17% | -$72.8K |
|
819
Arthur J. Gallagher & Co
AJG
$62.5B
| $338K | 0.01% |
4,904
+246
| +5% | +$16.6K |
|
|
PARA
820
DELISTED
Paramount Global Class B
PARA
| $337K | 0.01% |
6,528
-321
| -5% | -$17.6K |
|
|
PMO
821
Franklin Municipal Opportunities Trust
PMO
$264M
| $335K | 0.01% |
28,589
-795
| -3% | -$9.49K |
|
822
Warner Bros
WBD
$70.4B
| $335K | 0.01% |
15,537
+324
| +2% | +$7.71K |
|
823
Wolfspeed
WOLF
$1.25B
| $334K | 0.01% |
8,154
+56
| +0.7% | +$2.11K |
|
824
Align Technology
ALGN
$10.7B
| $331K | 0.01% |
1,280
-226
| -15% | -$58K |
|
|
FFC
825
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$746M
| $331K | 0.01% |
17,465
+1,685
| +11% | +$32.4K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q1 2018 Portfolio in Review
As of Q1 2018, First Allied Advisory Services held 1,597 positions worth $2.59B, up 3.2% from $2.51B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services deployed $117M of net new capital in Q1 2018, opening 74 new positions and adding to 579 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 126,387 shares worth $4.47M.
By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 59% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund, an estimated $10.5M trimmed.
- First Allied Advisory Services's largest Q1 2018 buy was First Trust Small Cap Value AlphaDEX Fund: 126,387 shares worth $4.47M.
- First Allied Advisory Services added most to Schwab US Aggregate Bond ETF in Q1 2018, an estimated $17.1M increase.
- First Allied Advisory Services's biggest Q1 2018 reduction was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund, cutting an estimated $10.5M.
- First Allied Advisory Services fully exited ProShares VIX Short-Term Futures ETF in Q1 2018, selling an estimated $10.6M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.59B portfolio in Q1 2018.
- First Allied Advisory Services opened 74 new positions and closed 427 in Q1 2018.
- First Allied Advisory Services's portfolio value rose 3.2% quarter-over-quarter to $2.59B.
Based on First Allied Advisory Services's 13F filing for Q1 2018, filed 11 May 2018.